Regulatory Penalties definition

Regulatory Penalties means any civil fine or civil monetary penalty imposed in a regulatory proceeding payable by you to the governmental entity bringing the regulatory proceeding and any sum of money that an insured is legally obligated to deposit in a fund as equitable relief for the payment of consumer claims due to an adverse judgment or settlement of a regulatory proceeding.
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Regulatory Penalties means civil penalties or fines to the extent insurable by law imposed by an Australian Commonwealth, State or Territory governmental regulatory body against the Insured.
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Regulatory Penalties. Means to the extent insurable by law:
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Examples of Regulatory Penalties in a sentence

  • Breach of these conditions may lead to a review of the licence which may result in its revocation or amendment.When considering future licence applications, we may take previous breaches and enforcement action into account.Explanation of how decisions are made on enforcement actionIn making decisions about the most appropriate enforcement action to take, we are mindful of the principles set out in the Macrory Review of Regulatory Penalties 2006 concerning sanctions and penalties.

  • The Government also accepted in full the recommendations of the Macrory Review of Regulatory Penalties, which should provide a new flexible ‘tool-kit’ of sanctions to use against those who break regulations.

  • SECTION B EXCLUSIONS In addition to the EXCLUSIONS APPLICABLE TO ALL COVERAGE PARTS and SECTION B EXCLUSIONS of COVERAGE PART VII PUBLIC OFFICIALS LIABILITY this PART VIIPRIVACY OR SECURITY EVENT LIABILITY AND EXPENSE does not apply to any Claim, Suit, Regulatory Proceeding, Damages, Regulatory Penalties, Claim Expenses, Privacy Response Expenses, PCI-DSS Assessments, Cyber Extortion Expenses or Cyber Extortion Monies related to any of the exclusions enumerated in this SECTION B EXCLUSIONS.

  • The Government also accepted in full the recommendations of the Macrory Review of Regulatory Penalties, and has enshrined them within part 3 of The Regulatory Enforcement & Sanctions Act 2008.

  • We will pay for Regulatory Penalties an insured becomes legally obligated to pay as a result of a regulatory proceeding resulting from a privacy or security event if notice of the regulatory proceeding is received by you prior to the end of the policy period.

  • This is to prevent directors declaring the company bankrupt as a means of avoiding corporate penalties.Asia Pacific Recent Regulatory Penalties PDPC EnforcementEntity or Individual Monetary Penaltyaddition to powers to hack and bug computers and phones.

  • The first phase, or Prehistoric phase, is a period in which humankind lived exclusively in an unmodified natural environment.

  • Punish Once or Punish Twice: A Theory of the Use of Criminal Sanctions in Addition to Regulatory Penalties.

  • MODULEFC: Financial CrimeCHAPTERFC-8: Enforcement Measures FC-8.1 Regulatory Penalties FC-8.1.1Without prejudice to any other penalty imposed by the CBB Law, the AML Law No. 4 or the Penal Code of the Kingdom of Bahrain, failure by a licensee to comply with this Module or any direction given hereunder shall result in the levying by the CBB, without need of a court order and at the CBB’s discretion, of a fine of up to BD 20,000.

  • Underwriters will pay on behalf of the Insured any Regulatory Penalties and Regulatory Investigation Costs arising out of a Regulatory Claim first made against the Insured during the Policy Period alleging a Network Security Breach, Privacy Breach or a Confidentiality Breach that first occurs on or after the Retroactive Date and prior to the end of the Policy Period.


More Definitions of Regulatory Penalties

Regulatory Penalties means regulatory penalties, whether impacting revenue or expense, pursuant to regulatory commitments for service quality indices and broadband availability.
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Related to Regulatory Penalties

  • Statutory Penalties are those amounts awarded as a penalty, but are fixed in amount by statute.

  • CAISO Penalties means any fees, liabilities, assessments, or similar charges assessed by the CAISO for (a) violation of the CAISO Tariff and all applicable protocols, WECC rules or CAISO operating instructions or orders or (b) as a result of Seller’s failure to follow Prudent Electrical Practices. “CAISO Penalties” do not include the costs and charges related to Scheduling and imbalances as addressed in Section 14.1 of this Agreement.

  • PAGA Penalties means the total amount of PAGA civil penalties to be paid from the Gross Settlement Amount, allocated seventy-five percent (75%) to the LWDA and the twenty-five percent (25%) to the Aggrieved Employees in settlement of PAGA claims.

  • Published Penalties means any additional published cancellation penalties levied by Your travel agency or Travel Supplier that apply to all clients of the travel agency or Travel Supplier and can be documented at time of Your purchase of Travel Arrangements from Your travel agency. The maximum amount reimbursable for travel agency published penalties is 25% of the total trip cost excluding taxes and other non-commissionable items.

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • Public health authority means an agency or authority of the United States, a state, a territory, a political subdivision of a state or territory, an Indian tribe, or a foreign government, or a person or entity acting under a grant of authority from or contract with such public agency, including the employees or agents of such public agency or its contractors or persons or entities to whom it has granted authority, that is responsible for public health matters as part of its official mandate.

  • Civil penalty means the payment Licensee has agreed to pay to the United States Treasury;

  • Environmental, Health and Safety Liabilities means any cost, damages, expense, liability, obligation or other responsibility arising from or under any Environmental Law.

  • Adverse drug reaction means any undesirable or unexpected medication related event that requires discontinuing a medication or modifying the dose, requires or prolongs hospitalization, results in disability, requires supportive treatment, is life-threatening or results in death, results in congenital anomalies, or occurs following vaccination.

  • Occupational Health and Safety Act means the Occupational Health and Safety Act, 1993 (Act No 85 of 1993);

  • Licensed clinical social worker means an individual who meets the licensed clinical social worker requirements established in KRS 335.100.

  • Infectious Disease means an illness that is capable of being spread from one individual to another.

  • Licensed health care professional means a person who possesses a professional medical license that is valid in Oregon. Examples include, but are not limited to, a registered nurse (RN), nurse practitioner (NP), licensed practical nurse (LPN), medical doctor (MD), osteopathic physician (DO), respiratory therapist (RT), physical therapist (PT), physician assistant (PA), or occupational therapist (OT).

  • Environmental, Health and Safety Laws means the Comprehensive Environmental Response, Compensation and Liability Act of 1980, the Resource Conservation and Recovery Act of 1976, and the Occupational Safety and Health Act of 1970, each as amended, together with all other laws (including rules, regulations, codes, plans, injunctions, judgments, orders, decrees, rulings, and charges thereunder) of federal, state, local, and foreign governments (and all agencies thereof) concerning pollution or protection of the environment, public health and safety, or employee health and safety, including laws relating to emissions, discharges, releases, or threatened releases of pollutants, contaminants, or chemical, industrial, hazardous, or toxic materials or wastes into ambient air, surface water, ground water, or lands or otherwise relating to the manufacture, processing, distribution, use, treatment, storage, disposal, transport, or handling of pollutants, contaminants, or chemical, industrial, hazardous, or toxic materials or wastes.

  • Participating Clinical Laboratory means a Clinical Laboratory which has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • EMA means the European Medicines Agency or any successor agency thereto.

  • FDA means the United States Food and Drug Administration and any successor agency thereto.

  • Criminal investigatory record means a record which is not

  • Criminal drug statute means a Federal or non-Federal criminal statute involving the manufacture, distribution, dispensing, possession or use of any controlled substance.

  • Clinical laboratory means a facility for the microbiological, serological, chemical, hematological, radiobioassay, cytological, immunohematological, pathological, or other examination of materials derived from the human body for the purpose of providing information for the diagnosis, prevention, or treatment of a disease or assessment of a medical condition.

  • Prescription drug order means an original or new order from a practitioner for drugs, drug-related devices or treatment for a human or animal, including orders issued through collaborative care agreements. Lawful prescriptions result from a valid practitioner-patient relationship, are intended to address a legitimate medical need, and fall within the prescribing practitioner's scope of professional practice;

  • Health and Safety Laws means all applicable laws, statutes, regulations, subordinate legislation, bye-laws, common law and other national, international, federal, European Union, state and local laws, judgments, decisions and injunctions of any court or tribunal, and codes of practice and/or guidance notes issued by any applicable government body or authority, public body, trade union, works council, or industry or regional sector authority to the extent that they relate to or apply to the health and safety of any person, including (but not limited to) any such requirements and obligations concerning Covid-19.

  • Non-Participating Clinical Laboratory means a Clinical Laboratory which does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan provide services to you at the time services are rendered.

  • Clinical means having a significant relationship, whether real or potential, direct or indirect, to the actual rendering or outcome of dental care, the practice of dentistry, or the quality of dental care being rendered to a patient;

  • Corrective action means action taken to eliminate the cause of a potential or real non- conformity or other undesirable situation;

  • Regulatory Floodway means the channel of a river or other watercourse and the adjacent land areas that must be reserved in order to discharge the base flood without cumulatively increasing the water surface elevation more than a designated height.