Restricted Units Legend definition

Restricted Units Legend means a legend in the form set forth in Exhibit B, or any other substantially similar legend indicating the restricted status of any Common Units issued upon conversion of the Notes under Rule 144.
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Restricted Units Legend has the meaning stated in Section 2.08(e) of this Agreement.
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Examples of Restricted Units Legend in a sentence

  • At such time as the Restricted Units Legend is no longer required to be borne by a Common Unit issued upon the conversion of the Notes pursuant to Section 2.07(f) or otherwise, any such Common Unit issued upon conversion of the Notes shall bear an unrestricted CUSIP number.

  • Except as provided elsewhere in this Indenture, any certificate or book-entry notation representing Common Units issued upon conversion of any Notes shall bear the Restricted Units Legend unless (i) such Common Units have been transferred (1) under a registration statement that has become or been declared effective under the Securities Act and that continues to be effective at the time of such transfer or (2) in accordance with Rule 144, or (ii) such requirement is waived by the Company.

  • Section 9.01 Preparation of Tax Returns 31 Section 9.02 Tax Controversies 31 Section 9.03 Member Tax Matters 32 Section 10.01 Transfers by Members 32 Section 10.02 Permitted Transfers 32 Section 10.03 Restricted Units Legend 33 Section 10.04 Transfer 33 Section 10.05 Assignee’s Rights.

  • RESTRICTIONS ON TRANSFER OF UNITS 39 Section 10.01 Transfers by Partners 39 Section 10.02 Permitted Transfers 39 Section 10.03 Restricted Units Legend 40 Section 10.04 Transfer 40 Section 10.05 Assignee’s Rights 41 Section 10.06 Assignor’s Rights and Obligations 41 Section 10.07 Overriding Provisions 42 Article XI.

  • At such time as the Restricted Units Legend is no longer required to be borne by any Common Unit issued upon the conversion of the Notes pursuant to Section 2.07(f) or otherwise, any Common Unit issued upon conversion of the Notes shall bear an unrestricted CUSIP number.

  • If any of counsel’s comments had been improper or unfairly prejudicial, one would have expected Weil-McLain to make a contemporaneous objection, which it did not.

  • RESTRICTIONS ON TRANSFER OF UNITS; CERTAIN TRANSACTIONS 43 Section 10.01 Transfers by Members 43 Section 10.02 Permitted Transfers 44 Section 10.03 Restricted Units Legend 44 Section 10.04 Transfer 44 Section 10.05 Assignee’s Rights 45 Section 10.06 Assignor’s Rights and Obligations 45 Section 10.07 Overriding Provisions 45 Section 10.08 Spousal Consent 47 Section 10.09 Certain Transactions with respect to the Corporation 47 Article XI.

  • RESTRICTIONS ON TRANSFER OF UNITS; PREEMPTIVE RIGHTS 38 Section 10.01 Transfers by Members 38 Section 10.02 Permitted Transfers 38 Section 10.03 Restricted Units Legend 39 Section 10.04 Transfer 39 Section 10.05 Assignee’s Rights 40 Section 10.06 Assignor’s Rights and Obligations 40 Section 10.07 Overriding Provisions 40 Article XI.

  • Except as provided elsewhere in this Indenture, any certificate representing Common Units issued upon conversion of any Notes shall bear the Restricted Units Legend unless (I) such Notes or such Common Units, as applicable, have been transferred (i) under a registration statement that has been declared effective under the Securities Act or (ii) in accordance with Rule 144, or (II) such requirement is waived by the Company.

  • RESTRICTIONS ON TRANSFER OF UNITS; PREEMPTIVE RIGHTS 38 Section 10.01 Transfers by Members 38 Section 10.02 Permitted Transfers 39 Section 10.03 Restricted Units Legend 39 Section 10.04 Transfer 40 Section 10.05 Assignee’s Rights 40 Section 10.06 Assignor’s Rights and Obligations 40 Section 10.07 Overriding Provisions 41 Section 10.08 Spousal Consent 42 Section 10.09 Tender Offers and Other Events with respect to the Corporation 42 Section 10.10 Call Right 43 Article XI.

Related to Restricted Units Legend

  • Restricted Stock Legend means, with respect to any Conversion Share, a legend substantially to the effect that the offer and sale of such Conversion Share have not been registered under the Securities Act and that such Conversion Share cannot be sold or otherwise transferred except pursuant to a transaction that is registered under the Securities Act or that is exempt from, or not subject to, the registration requirements of the Securities Act.

  • Securities Legend THIS CERTIFICATE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER ANY STATE SECURITIES LAWS. THE HOLDER HEREOF, BY PURCHASING THIS CERTIFICATE, AGREES THAT THIS CERTIFICATE MAY BE REOFFERED, RESOLD, PLEDGED OR OTHERWISE TRANSFERRED ONLY IN COMPLIANCE WITH THE SECURITIES ACT AND OTHER APPLICABLE LAWS AND ONLY (1) PURSUANT TO RULE 144A UNDER THE SECURITIES ACT ("RULE 144A") TO A PERSON THAT THE HOLDER REASONABLY BELIEVES IS A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE 144A (A "QIB"), PURCHASING FOR ITS OWN ACCOUNT OR A QIB PURCHASING FOR THE ACCOUNT OF A QIB, WHOM THE HOLDER HAS INFORMED, IN EACH CASE, THAT THE REOFFER, RESALE, PLEDGE OR OTHER TRANSFER IS BEING MADE IN RELIANCE ON RULE 144A, (2) PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY RULE 144 UNDER THE SECURITIES ACT (IF AVAILABLE) OR (3) IN CERTIFICATED FORM TO AN "INSTITUTIONAL ACCREDITED INVESTOR" WITHIN THE MEANING THEREOF IN RULE 501(a)(1), (2), (3) or (7) OF REGULATION D UNDER THE ACT OR ANY ENTITY IN WHICH ALL OF THE EQUITY OWNERS COME WITHIN SUCH PARAGRAPHS PURCHASING NOT FOR DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT, SUBJECT TO (A) THE RECEIPT BY THE TRUSTEE OF A LETTER SUBSTANTIALLY IN THE FORM PROVIDED IN THE AGREEMENT AND (B) THE RECEIPT BY THE TRUSTEE OF SUCH OTHER EVIDENCE ACCEPTABLE TO THE TRUSTEE THAT SUCH REOFFER, RESALE, PLEDGE OR TRANSFER IS IN COMPLIANCE WITH THE SECURITIES ACT AND OTHER APPLICABLE LAWS OR IN EACH CASE IN ACCORDANCE WITH ALL APPLICABLE SECURITIES LAWS OF THE UNITED STATES AND ANY OTHER APPLICABLE JURISDICTION. THIS CERTIFICATE MAY NOT BE ACQUIRED DIRECTLY OR INDIRECTLY BY, OR ON BEHALF OF, AN EMPLOYEE BENEFIT PLAN OR OTHER RETIREMENT ARRANGEMENT WHICH IS SUBJECT TO TITLE I OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED, AND/OR SECTION 4975 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED [in the case of the Class B-4, Class B-5 and Class B-6 Certificates:, UNLESS THE PROPOSED TRANSFER AND/OR HOLDING OF A CERTIFICATE AND THE SERVICING, MANAGEMENT AND/OR OPERATION OF THE TRUST AND ITS ASSETS: (I) WILL NOT RESULT IN ANY PROHIBITED TRANSACTION WHICH IS NOT COVERED UNDER AN INDIVIDUAL OR CLASS PROHIBITED TRANSACTION EXEMPTION, INCLUDING, BUT NOT LIMITED TO, PROHIBITED TRANSACTION EXEMPTION ("PTE") 84-14, PTE 91-38, PTE 90-1, XXX 00-00 XX XXX 00-00 AND (II) WILL NOT GIVE RISE TO ANY ADDITIONAL FIDUCIARY DUTIES ON THE PART OF THE SELLER, THE SECURITIES ADMINISTRATOR, THE MASTER SERVICER OR THE TRUSTEE, WHICH WILL BE DEEMED REPRESENTED BY AN OWNER OF A BOOK-ENTRY CERTIFICATE OR A GLOBAL CERTIFICATE AND WILL BE EVIDENCED BY A REPRESENTATION OR AN OPINION OF COUNSEL TO SUCH EFFECT BY OR ON BEHALF OF AN INSTITUTIONAL ACCREDITED INVESTOR].

  • Global Notes Legend means the legend set forth under that caption in the applicable Exhibit to this Indenture.

  • Restrictive Legend shall have the meaning specified in Section 2.05(c).

  • Restricted Securities Legend has the meaning set forth in Section 8.2(b).

  • Global Securities Legend means the legend set forth under that caption in Exhibit A to this Indenture.

  • Restricted Legend means the legend set forth in Exhibit C.

  • Restricted Notes Legend means the legend set forth in Section 2.2(f)(i) herein.

  • Regulation S Legend means the legend set forth in Section 2.06(g)(iii) which is required to be placed on all Regulation S Global Notes issued under this Supplemental Indenture.

  • Restricted Unit means a Unit granted under the Plan that is subject to a Restricted Period.

  • Restricted Units has the meaning set forth in the recitals to this Award Agreement.

  • DTC Legend means the legend set forth in Exhibit D.

  • Temporary Regulation S Legend means the legend set forth in Section 2.1(d).

  • Age-restricted unit means a housing unit designed to meet the needs of, and exclusively for, the residents of an age-restricted segment of the population such that: 1) all the residents of the development wherein the unit is situated are 62 years of age or older; or 2) at least 80 percent of the units are occupied by one person who is 55 years of age or older; or 3) the development has been designated by the Secretary of the U.S. Department of Housing and Urban Development as “housing for older persons” as defined in Section 807(b)(2) of the Fair Housing Act, 42 U.S.C. § 3607.

  • OID Legend means the legend set forth in Section 2.06(g)(3) hereof to be placed on all Notes issued under this Indenture that have more than a de minimis amount of original issue discount for U.S. Federal income tax purposes.

  • Global Security Legend means the legend set forth in Section 2.6(g)(2), which is required to be placed on all Global Securities issued under this Indenture.

  • Regulation S Global Note means a Regulation S Temporary Global Note or Regulation S Permanent Global Note, as appropriate.

  • Restricted Note Legend means a legend substantially in the form set forth in Exhibit B-1.

  • Legended Regulation S Global Note means a Global Note in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee, issued in a denomination equal to the outstanding principal amount at maturity of the Notes initially sold in reliance on Rule 903 of Regulation S.

  • Restricted Share Units means an Award which may be earned in whole or in part upon the passage of time or the attainment of performance criteria established by the Administrator and which may be settled for cash, Shares or other securities or a combination of cash, Shares or other securities as established by the Administrator.

  • Restricted Share Unit means the right granted to a Participant pursuant to Article 7 to receive a Share at a future date.

  • Regulation S Temporary Global Note Legend means the legend set forth in Section 2.06(g)(iii) hereof.

  • Global Note Legend means the legend set forth in Section 2.06(g)(2) hereof, which is required to be placed on all Global Notes issued under this Indenture.

  • Regulation S Permanent Global Note means a permanent Global Note in the form of Exhibit A1 hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee, issued in a denomination equal to the outstanding principal amount of the Regulation S Temporary Global Note upon expiration of the Restricted Period.

  • Regulation S Global Security The meaning specified in Section 3.01(c).

  • Regulation S Permanent Global Security means a permanent global Security in the form of Exhibit A hereto bearing the Global Security Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee, issued in a denomination equal to the outstanding principal amount of the Regulation S Temporary Global Security upon expiration of the Restricted Period.