SEC Disclosure Documents definition

SEC Disclosure Documents means all reports on forms 10K, 10Q, and 8K filed by Nicor with the SEC prior to the Closing Date.
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SEC Disclosure Documents means all reports on Forms 10K, 10Q, and 8K filed by the Borrower with the SEC.
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SEC Disclosure Documents has the meaning set forth in Section 3.1(g).
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Examples of SEC Disclosure Documents in a sentence

  • Except as previously disclosed in the SEC Disclosure Documents, the Borrower does not have any contingent liability with respect to any post-retirement benefit under a Welfare Plan, other than liability for continuation coverage described in Part 6 of Title I of ERISA.

  • On said dates the Borrower did not have any material contingent liabilities, liabilities for taxes, unusual forward or long-term commitments or unrealized or anticipated losses from any unfavorable commitments, except as referred to or reflected or provided for in the 12/31 Financials and the 6/30 Financials as of said dates or as previously disclosed in the SEC Disclosure Documents.

  • In addition, if the Company has knowledge of a material impairment or appreciation, or a material other-than-temporary change in the value of any real property or real estate-related asset which would result in a material change in the NAV or Per Share NAV, then the Company shall consider such change prior to the issuance of a valuation and shall otherwise file such SEC Disclosure Documents as required.

  • A valuation will be reported in the SEC Disclosure Documents filed with the Commission and in the Annual Report sent to investors with sufficient narrative disclosure to meet FINRA regulatory requirements and in a clear and concise manner so as to be understood by the average investor.

  • Except as previously disclosed in the SEC Disclosure Documents, the Borrowers do not have any contingent liability with respect to any post-retirement benefit under a Welfare Plan, other than liability for continuation coverage described in Part 6 of Title I of ERISA.

  • The Company has filed all SEC Disclosure Documents on a timely basis or has timely filed a valid extension of such time of filing and has filed any such SEC Disclosure Documents prior to the expiration of any such extension.

  • Following the Company’s disclosure of the valuation in the SEC Disclosure Documents, and subject to the fair disclosure requirements of Regulation FD and to the provisions of any non-disclosure agreement between Ameriprise and the Independent Valuation Firm, nothing shall preclude Ameriprise from providing the name of the Independent Valuation Firm and/or a summary of its review to its clients and/or its financial advisors.

  • All appraisals shall be conducted on the basis of one or more of the discounted cash flow approach, the income capitalization approach, the sales comparison approach, or the cost approach, using whichever approaches and timing assumptions as are deemed the most appropriate by the Independent Valuation Firm based on the highest and best use of the properties being appraised, which method(s) shall be disclosed in the Company’s SEC Disclosure Documents.

  • All appraisals shall be conducted on the basis of the discounted cash flow approach, the income capitalization approach, the sales comparison approach, the cost approach, using whichever approaches and timing assumptions as are deemed the most appropriate by the Independent Valuation Firm based on the highest and best use of the properties being appraised, which method(s) shall be disclosed in the Company’s SEC Disclosure Documents.

  • On said dates the Borrower did not have any material contingent liabilities, liabilities for taxes, unusual forward or long-term commitments or unrealized or anticipated losses from any unfavorable commitments, except as referred to or reflected or provided for in the 12/31 Financials as of said date or as previously disclosed in the SEC Disclosure Documents.


More Definitions of SEC Disclosure Documents

SEC Disclosure Documents all reports on forms 10K, 10Q and 8K filed by the Borrower with the SEC prior to the Closing Date.
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SEC Disclosure Documents means all reports, forms, statements and schedules filed by the Company with the Securities and Exchange Commission pursuant to the 1933 Act and the 1934 Act.
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SEC Disclosure Documents means the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 1999, its Quarterly Reports on Form 10-Q for its fiscal quarters ended March 31, 2000 and June 30, 2000, and its Current Reports on Form 8-K filed after the date of its Form 10-K for the fiscal year ended December 31, 1999, in each case, as filed with the Commission to fulfill the Company's reporting obligations under the Exchange Act.
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SEC Disclosure Documents are defined in Section 5.7.
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SEC Disclosure Documents means the Company's: Annual Report on Form 10-KSB for the year ended December 31, 2002; Quarterly Reports on Form 10-QSB for the calendar quarters ended March 31, June 30, and September 30, 2003; Proxy Statement for the 2003 Annual Meeting of Stockholders filed with the Commission on May 1, 2003; Current Report on Form 8-K filed May 8, 2003, as amended July 15, 2003; Registration Statement on Form SB-2 filed with the Commission on September 10, 2003; Rule 424(b)(3) prospectus filings with the Commission on October 22 and December 19, 2003, and all other filings made by the Company under the Exchange Act since February 21, 2003.
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SEC Disclosure Documents means all reports on Forms 10K, 10Q, and 8K filed by the Borrower with the SEC. “Securitization Program” means a securitization sale or program entered into by the Borrower or a Subsidiary which meets all of the following criteria: (a) the assets to be securitized in such transaction are current assets; (b) the transfer of such current assets is structured as a non-recourse sale (subject to certain customary exceptions); (c) any Lien created by such transaction is limited to such current assets; and 25
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Related to SEC Disclosure Documents

  • Disclosure Documents is defined in Section 5.3.

  • Subsequent Disclosure Documents means any financial statements, management’s discussion and analysis, information circulars, annual information forms, material change reports (other than confidential material change reports), business acquisition reports or other documents issued by the Corporation after the Execution Time which are, or are deemed to be, pursuant to applicable Securities Laws, incorporated by reference into the Final Prospectuses or any Prospectus Amendment;

  • Company Disclosure Documents is defined in Section 3.4(g) of the Agreement.

  • Public Disclosure Documents means, collectively, all of the documents which have been filed by or on behalf of the Borrower with the relevant Securities Regulators pursuant to the requirements of Securities Laws, including all documents publicly available on the Borrower’s SEDAR profile.

  • SEC Filings has the meaning set forth in Section 4.6.

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Disclosure Document means any registration statement (including the Form 10) filed with the SEC by or on behalf of any Party or any member of its Group, and also includes any information statement (including the Information Statement), prospectus, offering memorandum, offering circular, periodic report or similar disclosure document, whether or not filed with the SEC or any other Governmental Authority, in each case that describes the Separation or the Distribution or the SpinCo Group or primarily relates to the transactions contemplated hereby.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Parent Disclosure Letter means the disclosure letter delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • Parent SEC Documents has the meaning set forth in Section 4.6(a).

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Parent Disclosure Schedule means the disclosure schedule dated the date hereof regarding this Agreement that has been provided by Parent to the Company.

  • Disclosure Letters means the Seller Disclosure Letter and the Buyer Disclosure Letter.

  • Pricing Disclosure Package means any Issuer General Use Free Writing Prospectus issued at or prior to the Applicable Time, the Pricing Prospectus and the information included on Schedule 2-A hereto, all considered together.

  • Company Proxy Statement has the meaning set forth in Section 3.5.

  • Proxy Statement/Prospectus has the meaning set forth in Section 6.03(a).

  • Company Disclosure Letter has the meaning set forth in Article III.

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Company Disclosure Schedules means the disclosure schedules delivered by the Company to the Commitment Parties on the date of this Agreement.

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.