SEC Notice definition

SEC Notice has the meaning set forth in Section 5.1(i).
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SEC Notice has the meaning set forth in Section 2.02(d) hereof.
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SEC Notice means one or more notices delivered to the SEC pursuant to Rule 23c-2 under the Investment Company Act, and any applicable advice with respect to notice periods thereunder, of the Borrower’s intention to redeem a portion of the ARPS in accordance with the terms of the ARPS Redemption Notice.
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Examples of SEC Notice in a sentence

  • All capitalized terms not defined herein shall have the meaning ascribed to them in the SEC Notice of Application for the Orders (each, a “Notice,” and together, the “Notices”), attached hereto as Schedule C.

  • If the Company is notified orally or in writing by the SEC that the SEC has no comments with respect to the Registration Statement (the "SEC Notice"), the Company shall use its best efforts to cause the Registration Statement to be declared effective no later than five (5) business days after receipt of the SEC Notice.

  • CFTC and SEC, Notice of Proposed Joint Rulemaking: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant,” Securities Exchange Act Release No. 63452, 75 FR 80174 (Dec.

  • However, the Company availed of the exemption from the mandatory adoption of the PFRS for SMEs as allowed by the Philippine SEC in its SEC Notice dated October 11, 2010 being a subsidiary of a group reporting under IFRSs. Accordingly, the Company opted to adopt PFRS instead of PFRS for SMEs.Basis of MeasurementThe financial statements have been prepared on the historical cost basis of accounting.

  • Like other sections of Rule G-37, these rules and forms extend disclosure requirements to “municipal advisors and their associated persons.” 2015 SEC Notice, 80 Fed.

  • The Investing Funds have been provided with a copy of the Order and the related SEC Notice of Application for the Order (attached hereto as Appendix 1).

  • FINRA Rulemaking Process, SEC Notice of the Proposal in the Federal Register, available at http://www.finra.org/industry/finra-rulemaking-process.

  • CBOE will announce the implementation date in a Regulatory Circular to be published no later than 60 days after SEC Notice of this filing.At any time within 60 days of thefiling of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.IV.

  • Rules 501 through 506 under Regulation D stipulate the informational requirements for purchasers and aggregate offering limits for private placements under Regulation D, as well as SEC Notice requirements.

  • The Chairman directed the Corporate Secretary to attach the proof of compliance with the SEC Notice dated February 16, 2022 to the records of the meeting.

Related to SEC Notice

  • FOIA Notice means a decision notice, enforcement notice and/or an information notice;

  • CAFA Notice refers to the notice requirements imposed by 28 U.S.C. § 1715(b).

  • PAGA Notice means Plaintiff’s October 27, 2022, letter to Ansible and the LWDA providing notice pursuant to Labor Code section 2699.3, subd.(a).

  • public notice means publication in the media including one or more of the following:

  • Xxxxx Notice means the Notice of Grant of Stock Option accompanying the Agreement, pursuant to which Optionee has been informed of the basic terms of the option evidenced hereby.

  • Piggyback Notice has the meaning specified in Section 2.02(a).

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Offering Notice has the meaning set forth in Section 4.3(b).

  • OJEU Notice means the contract notice published in the Official Journal of the European Union.

  • Initial Notice shall have the meaning set forth in Section 7.1.

  • Demand Registration Notice has the meaning set forth in Section 2.1.

  • Hold Notice means a written statement (or an oral statement confirmed in writing, which may be by e-mail) from a holder of reset rate notes denominated in U.S. Dollars during the then-current and immediately following reset periods, delivered to a remarketing agent that the holder desires to hold some or all of its reset rate notes for the upcoming reset period and affirmatively agrees to receive a rate of interest of not less than the applicable All Hold Rate during that reset period.

  • Nomination Notice means all information and documents that a Nominating Stockholder is required to submit to the Secretary of the Corporation pursuant to Section 2.6(f).

  • Offeror’s Notice means the notice described in Section 12.3.

  • Disclosure Notice means a notice issued by or on behalf of the Company requiring disclosure of interests in shares pursuant to section 212 of the Act;

  • Buy-Sell Notice shall have the meaning set forth in Section 12.1(a).

  • Prescribed Notice means 28 days or any shorter period of notice for a meeting of members of the Company allowed under the Corporations Act.

  • CFIUS Notice means a joint voluntary notice with respect to the transactions contemplated by this Agreement prepared by the parties and submitted to CFIUS in accordance with the requirements of the DPA.

  • Minimum Offering Notice means a written notification, signed by Broker, pursuant to which the Broker shall represent (1) that subscriptions for the Minimum Offering have been received, (2) that, to the best of Broker’s knowledge after due inquiry and review of its records, Cash Investment Instruments in full payment for that number of Shares equal to or greater than the Minimum Offering have been received, deposited with and collected by NCPS, (3) and that such subscriptions have not been withdrawn, rejected or otherwise terminated, and (4) that the Subscribers have no statutory or regulatory rights of rescission without cause or all such rights have expired.

  • Pre-Notice shall have the meaning ascribed to such term in Section 4.13.

  • Demand Notice has the meaning set forth in Section 2(a)(i).

  • Tax Notice has the meaning set forth in Section 2.06(a).

  • Long Form Notice means the form of notice that shall be posted on the Settlement website created by the Settlement Administrator and shall be available to Settlement Class members by mail on request made to the Settlement Administrator in the form attached as Exhibit 2.

  • Suspension Notice As defined in Section 6(d) hereof.

  • Election Notice has the meaning set forth in Section 11.01(b).

  • Shelf Offering Notice has the meaning set forth in Section 1(d)(i).