SEC Notice definition

SEC Notice has the meaning set forth in Section 5.1(i).
Sample 1
SEC Notice has the meaning set forth in Section 5.1(j).
Sample 1
SEC Notice has the meaning set forth in Section 2.02(d) hereof.
Sample 1

Examples of SEC Notice in a sentence

  • All capitalized terms not defined herein shall have the meaning ascribed to them in the SEC Notice of Application for the Orders (each, a “Notice,” and together, the “Notices”), attached hereto as Schedule C.

  • See CFTC and SEC, Notice of Proposed Joint Rulemaking, Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping, 76 FR 29818 (May 23, 2011) (“Product Definitions Proposal”).

  • CFTC and SEC, Notice of Proposed Joint Rulemaking: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant,” Securities Exchange Act Release No. 63452, 75 FR 80174 (Dec.

  • SEC Notice to Financing Companies (FCs), Lending Companies (LCs) and Microfinance NGOs (MF-NGOs) dated 21 September 2020 directs all FCs, LCs and MG-NGOs to implement a one-time 60-day grace period for all loans that are existing, current and outstanding, falling due or any part thereof on or before 31 December 2020.

  • Rules 501 through 506 under Regulation D stipulate the informational requirements for purchasers and aggregate offering limits for private placements under Regulation D, as well as SEC Notice requirements.

  • If the Company is notified orally or in writing by the SEC that the SEC has no comments with respect to the Registration Statement (the "SEC Notice"), the Company shall use its best efforts to cause the Registration Statement to be declared effective no later than five (5) business days after receipt of the SEC Notice.

  • Domingo, will certify the notice requirements of the 2021 ASM have been complied with in accordance with SEC Notice dated March 16, 2021 on Alternative Mode for Distributing and Providing Copies of the Notice of Meeting, Information Statement, and Other Documents in Connection with the Holding of Annual Stockholders’ Meeting for 2021, and will attest whether a quorum is present in accordance with the Company’s By-Laws and the Revised Corporation Code (RCC).

  • Upon election or re-election, as the case may be, the independent directors shall submit their respective certifications of qualification in accordance with SEC Notice dated October 20, 2006.

  • However, the Company availed of the exemption from the mandatory adoption of the PFRS for SMEs as allowed by the Philippine SEC in its SEC Notice dated October 11, 2010 being a subsidiary of a group reporting under IFRSs. Accordingly, the Company opted to adopt PFRS instead of PFRS for SMEs.Basis of MeasurementThe financial statements have been prepared on the historical cost basis of accounting.

  • The Investing Funds have been provided with a copy of the Order and the related SEC Notice of Application for the Order (attached hereto as Appendix 1).


More Definitions of SEC Notice

SEC Notice means one or more notices delivered to the SEC pursuant to Rule 23c-2 under the Investment Company Act, and any applicable advice with respect to notice periods thereunder, of the Borrower’s intention to redeem a portion of the ARPS in accordance with the terms of the ARPS Redemption Notice.
Sample 1

Related to SEC Notice

  • CAFA Notice refers to the notice requirements imposed by 28 U.S.C. § 1715(b).

  • public notice means publication in the media including one or more of the following:

  • Piggyback Notice has the meaning specified in Section 2.02(a).

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Offering Notice has the meaning set forth in Section 3.1(a).

  • Initial Notice shall have the meaning set forth in Section 7.1.

  • Nomination Notice means all information and documents that a Nominating Stockholder is required to submit to the Secretary of the Corporation pursuant to Section 1.13(f).

  • Offeror’s Notice means the notice described in Section 11.3.

  • Disclosure Notice means a notice issued by or on behalf of the Company requiring disclosure of interests in shares pursuant to section 212 of the Act;

  • Buy-Sell Notice shall have the meaning set forth in Section 12.1(a).

  • CFIUS Notice means a joint voluntary notice with respect to the Transactions prepared by the parties hereto and submitted to CFIUS in accordance with the requirements of the CFIUS Statute.

  • Minimum Offering Notice means a written notification, signed by Broker, pursuant to which the Broker shall represent (1) that subscriptions for the Minimum Offering have been received, (2) that, to the best of Broker’s knowledge after due inquiry and review of its records, Cash Investment Instruments in full payment for that number of Shares equal to or greater than the Minimum Offering have been received, deposited with and collected by NCPS, (3) and that such subscriptions have not been withdrawn, rejected or otherwise terminated, and (4) that the Subscribers have no statutory or regulatory rights of rescission without cause or all such rights have expired.

  • Pre-Notice shall have the meaning ascribed to such term in Section 4.13.

  • Demand Notice has the meaning set forth in Section 2(a)(i).

  • Tax Notice has the meaning set forth in Section 2.06(a).

  • Long Form Notice means the long form notice to be made available on the Settlement Website, describing the terms of this Settlement Agreement and containing information on how to file a claim or object, substantially in the form of Exhibit B hereto.

  • Suspension Notice As defined in Section 6(d) hereof.

  • Election Notice has the meaning set forth in Section 11.01(b).

  • Shelf Offering Notice has the meaning set forth in Section 2(d)(ii).

  • Investor Notice means written notice from an Investor notifying the Company and the selling Key Holder that such Investor intends to exercise its Secondary Refusal Right as to a portion of the Transfer Stock with respect to any Proposed Key Holder Transfer.

  • Offer Notice shall have the meaning set forth in Section 4.1.

  • Publication Notice means the summary notice of proposed Settlement and hearing for publication substantially in the form attached as Exhibit 3 to Exhibit A.

  • Acquisition Notice has the meaning set forth in Section 2.6(a).

  • Exchange Notice has the meaning set forth in Section 2.1(a)(iii).