Examples of Securities Disclosure Profile in a sentence
Their access or potential access to Material Non-Public Information, in fact or appearance, by virtue of their role and responsibilities.The Securities Disclosure Profile Level classifies Covered Employees by their influence on S&P Global products and services and/or their degree of access to Material Non-Public Information to determine applicable Restrictions.
Employees may review their Securities Disclosure Profile by logging into the PSTS system.
The following sections provide descriptions of Securities Disclosure Profile Levels and related restrictions and permissions specific to S&P Global Ratings, in addition to any requirements of the S&P Global Securities Disclosure and Trading Policy.
The following sections provide descriptions of Securities Disclosure Profile Levels and related restrictions specific to S&P Global Ratings.
Under Title II of the ADA, state and local governments must not impose requirements on participation in public services, programs, or activities, including voting, that prevent individuals with disabilities from fully and equally enjoying that participation, and must make reasonable modifications in policies, practices, or procedures when necessary to avoid discrimination on the basis of disability.
Management reserves the right to implement additional restrictions on all or specific Employees, beyond what are mentioned in this Policy, as required by business needs.4.4.1 - 4.4.3 Restrictions on Levels 1, 2 and 3Please see the business-specific Addenda for the specific restrictions based on the Securities Disclosure Profile of the business for which you are a member or which you support.
If an Employee’s Securities Disclosure Profile changes as a result of a transfer, that Employee is subject to the previous restrictions for sixty (60) days following the transfer, while also being subject to the new restrictions.
Employees are assigned a Securities Disclosure Profile based on two criteria: (1) their ability to influence Standard & Poor's products and services and (2) their access to Material Non- Public Information, in fact or appearance, by virtue of their role and responsibilities.
An Employee and their Immediate Family are deemed to have access to Confidential Information in the Practice Area of the Employee and must ensure to carefully review and follow the permissions and restrictions for their Securities Disclosure Profile Level.
Employees may review their restrictions and their Securities Disclosure Profile by logging into the PSTS system.