Securities Market Maker definition

Securities Market Maker. ( ) means an exchange participant which is registere d with the Stock Exchange Company for the purpose of performing market making or liquidity providing activities in respect of securities listed or admitted to trading on the recognized stock market it operates in accordance with its rules and an issuer of structured products which are listed on the recognized stock market operated by the Stock Exchange Company under Chapter 15A of its Listing Rules;
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Securities Market Maker. ( 證券莊家) means a person who is registered with the Exchange Company for the purpose of performing, in accordance with rules made by the Exchange Company, market making or liquidity providing activities in respect of listed securities or an issuer of structured products which are listed on the Unified Exchange under Chapter 15A of the Listing Rules.”.
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Securities Market Maker. (證券莊家) means a person who is registered with the Stock Exchange Company for the purpose of performing, in accordance with rules made by the Stock Exchange Company under section 23 of the Ordinance, market making or liquidity providing activities in respect of
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Examples of Securities Market Maker in a sentence

  • All market making orders entered by a Securities Market Maker into the System shall be for its own account, or for the account of any of its affiliates, or for the account of any of its Designated Specialists and shall not be for the account of or for the benefit of any third party.

  • A Securities Market Maker shall be responsible and liable for the granting, monitoring and supervision of access to any Market Making Central Gateway sessions designated to it.

  • Disciplinary Powers701.(1) For the purpose of these disciplinary rules, the word "Exchange Participant" includes, where the context admits, a Responsible Officer, director, partner, Authorized Person, officer, employee, agent, representative and persons acting on behalf of an Exchange Participant, Market Maker, Securities Market Maker, Dual Counter Market Maker, Structured Product Hedging Participant, and/or Structured Product Liquidity Provider (as the case may be).

  • A Securities Market Maker shall be fully responsible and liable for all market making orders entered into the System irrespective of whether it is for its own account, or for the account of any of its affiliates, or for the account of any of its Designated Specialists.

  • The liability of any such Holder of Registrable Securities, Market Maker or Participating Broker-Dealer, as the case may be, under this paragraph shall in no event exceed the proceeds received by such Holder of Registrable Securities, Market Maker or Participating Broker-Dealer, as the case may be, from sales of Registrable Securities or Exchange Securities, as the case may be, giving rise to such obligations.

  • The application can be found by clicking on “Business Opportunities”, “Virginia Business Opportunities,” button located in the middle of the screen.

  • Reminded market makers of ETFs to ensure compliance with applicable laws, rules, regulations and conduct requirements administered or issued by the SFC (including the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission) and the applicable rules of SEHK when conducting their business activities (including the Securities Market Maker Regulations), including in particular to:1.

  • The Register of Designated Specialists shall include the names and addresses of the Designated Specialist and the Securities Market Maker which has applied to the Exchange for registration of such Designated Specialist, and such other information as may be required by law or by the Board from time to time.

  • The Securities Market Maker of the Sub-Fund, China Merchants Securities (HK) Co., Ltd., will continue to perform its market making functions in accordance with the Trading Rules of the SEHK.

  • A Designated Dealer is not required to act as a MarketM aker or Securities Market Maker (as defined in the Rules of the Exchange) and does notn eed to undertake to create or make a market in the securities on the Hong Kong and maintain a n orderly market (Updated in August 2020).


More Definitions of Securities Market Maker

Securities Market Maker. (證券莊家) means a person who is registered with the Stock Exchange Company for the purpose of performing, in accordance with rules made by the Stock Exchange Company under section 23 of the Ordinance, market making or liquidity providing activities in respect of securities listed or admitted to trading on the recognized stock market it operates or an issuer of any structured product listed on the recognized
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Related to Securities Market Maker

  • Securities Market means an established securities market.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be either the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • HK Stock Exchange means The Stock Exchange of Hong Kong Limited;

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act or any successor thereto.

  • Recognized Stock Exchange means any stock exchange agreed upon by the competent authorities of the Contracting Parties;

  • NYSE means the New York Stock Exchange.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Stock Market means a securities market operated by a securities exchange;

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • NASDAQ means the Nasdaq National Market.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Market Maker means a broker or dealer permitted by the SEHK to act as such by making a market for the Units in the secondary market on the SEHK.

  • recognised stock exchange means any stock exchange agreed upon by the competent authorities of the Contracting Parties;

  • London Stock Exchange means London Stock Exchange plc;