Securities Registry definition

Securities Registry means a company, organisation or firm that is appointed by an Issuer to maintain its Securities registers and that is able to access the Legal Title Transfer System to enable that company, organisation or firm to register the transfer of Securities of that Issuer;

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Securities Registry means a person who, on behalf of an issuer, engages in:

Securities Registry means the Eastern Caribbean Central Securities Registry Limited or such other securities registry approved by the Government to carry out the functions of a securities registry under the provisions of this Act.

Examples of Securities Registry in a sentence

• The offer refers to securities not registered at the Securities Registry or at the Foreign Securities Registry of the CMF, and, therefore, such securities are not subject to oversight of the CMF.

• This offer refers to securities not registered at the Securities Registry or at the Foreign Securities Registry of the CMF, and, therefore, such securities are not subject to oversight of the CMF.

• Please note that the company, the Plan or the securities offered under the Plan are not registered in the Registro de Valores (Securities Registry) or in the Registro de Valores Extranjeros (Foreign Securities Registry) maintained by the SVS, nor are they subject to the supervision or control of the SVS.

• The offer refers to securities not registered at the Securities Registry or at the Foreign Securities Registry of the CMF and, therefore, such securities are not subject to the oversight of the CMF.

• The term of these Bylaws shall be conditioned to: (i) the express approval thereof by the Commission, and (ii) the registration of the CPOs in the National Securities Registry kept by the Commission.

More Definitions of Securities Registry

Securities Registry means the Eastern Caribbean Central Securities Registry Limited or such other securities registry licensed by the Eastern Caribbean Securities Regulatory Commission established by Article 3 of the Eastern Caribbean Securities Regulatory Commission Agreement dated 24 November, 2000.

Securities Registry means the Eastern Caribbean Central Securities Registry Limited Licensed under Part 2 of the Securities Act or such other securities registry approved by the Minister to carry on the functions of a securities registry under this Act;

Securities Registry means a person who, on behalf of an issuer, engages in: countersigning securities upon issue by the issuer; monitoring the issue of such securities to prevent unauthorised issue; registering the transfer of such securities; or exchanging or converting such securities; or transferring ownership of securities by bookkeeping entry without physical issuance of securities certificates, but does not include an issuer that performs one or more of these functions for itself.

Securities Registry means the register kept by the Eastern Caribbean Central Securities Depository Limited;

Securities Registry means the register of a legal owner of the Securities issued by the Issuer maintained on behalf of the Issuer by AIX Registrar for the time being; Representatives: means, in relation to a Party, its employees, officers, representatives and advisers all duly authorised by the Party;

Securities Registry means a company, organisation or firm that is appointed by an Issuer to maintain its Securities registers and that is able to access the Settlement System to enable that company, organisation or firm to register the holdings of the Securities of that Issuer transferred via the Settlement System;

Securities Registry means the Securities Registry kept by the SVS.