Examples of SEF Platform in a sentence
If, after its own investigation or a notice from a Participant, BSEF determines in its sole discretion that the execution of a Trade, other than a Prime Broker Trade, was the result of an error made by the SEF Platform, then BSEF may: (A) cancel such Trade; or (B) if both Participants, or with respect to a Prime Broker Trade, both Participants and the Prime Broker, affected by the erroneous Trade agree, correct or adjust the price.
If a Participant cannot immediately enter into the SEF Platform an Order or Request for Quote received from its Customer, the Participant must enter the Order or Request for Quote into the SEF operated by BSEF as soon as practicable, and must immediately create an electronic record as provided in Rule 409.
Execution of Orders on the SEF Platform RULE 522.A. Required Transactions(a) No Participant shall execute a Required Transaction in a Swap listed on the SEFoperated by BSEF other than as described in this Rule 522.A unless it is a Block Trade.
Execution of Orders on the SEF Platform RULE 522.A. Required Transactions(a) No Participant shall execute a Required Transaction in a Swap listed on the SEFoperated by BSEF other than as described in this Rule 522.A unless it is a Block Trade.
If, after its own investigation or a notice from a Participant, BSEF determines in its sole discretion that the execution of a Trade, other than a Prime Broker Trade, was the result of an error made by the SEF Platform, then BSEF may: (A) cancel such Trade; or(B) if both Participants, or with respect to a Prime Broker Trade, both Participants and the Prime Broker, affected by the erroneous Trade agree, correct or adjust the price.
This Chapter 5 applies to all Swap transactions executed on or through a Tradition SEF Platform pursuant to the Rules of Tradition SEF.
If a Participant cannot immediately enter into the SEF Platform an Order or Request for Quote received from its Customer, the Participant must enter the Order or Request for Quote into theSEF operated by BSEF as soon as practicable, and must immediately create an electronic record as provided in Rule 409.
If a Participant cannot immediately enter into the SEF Platform an Order or Request for Quote received from its Customer, the Participant must enter the Order or Request for Quote into the SEF operated by BSEF as soon as practicable, and must immediately create an electronic record as provided in Rule 409.RULE 518.
Execution of Orders on the SEF Platform 45 RULE 522.A. Required Transactions 45 RULE 522.B. Permitted Transactions 46 RULE 522.C. Package Transactions 46 RULE 522.D. Execution of Swaps Subject to the Clearing Exemption 46 RULE 522.E. Block Trades 46 RULE 523.
Under Rules 308(a), 308(c) and 308(f), Participants must designate one or more Authorized Traders for itself and one or more Authorized Traders for each of its Customers that are granted direct access to a SEF Platform or System.