Examples of SEHK Rules in a sentence
SEHK Rules 14A08(2) and (3)Under Mainland China laws, rules and regulations, there is a limit to how many shares a single and 14B08(2) andforeign investor is permitted to hold in a single Mainland China Listco, and also a limit to the (3) maximum combined holdings of A-Shares of all foreign investors in a single Mainland China Listco.
Non-compliance would constitute a breach of SEHK Rules and the CCEP will be subject to disciplinary action for.
And as is the case of any violation of HKEX and/or SEHK Rules, CCEPs should self-report to SEHK (no specific form provided).
Further, the SEHK Rules state that, where any H Shares with corresponding A Shares eligible as China Connect Securities are suspended from trading on SEHK, but the corresponding A Shares are not suspended from trading on the relevant China Connect Market, the service for routing the China Connect sell orders and China Connect buy orders for such A Shares to the relevant China Connect Market for execution will normally remain available.
CCEPs and TTEPs are reminded to observe and comply with SEHK Rules 14A06(4), 14B06(5), 14A06(9)-(10), 14B06(11)-(12), 14A17, 14B17, 1421(2), 1428(1), 1432 and 1433in particular.
Under SEHK Rules 14A15 and 14B15, CCEPs and TTEPs shall ensure that Margin Trading is confined to those China Connect Securities that are included in the List of Eligible SSE/SZSE Securities for Margin Trading published by the Exchange from time to time.
CCEP shall implement appropriate and effective measures to ensure compliance with the requirements under the SEHK Rules relating to the ChiNext Market.
The Exchange is of the view that effective controls on pre-trade and post-trade level are essential to ensure compliance with the investor eligibility requirement for trading in ChiNext shares under SEHK Rules 14B06(16) to (18).
To comply with the requirements under SEHK Rules 14A12 and 14B12, CCEPs and TTEPs shall put in place adequate controls to prevent or detect non-trade transfers or to handle those permitted under SEHK Rules 14A12(2) and 14B12(2).
The CCEP shall implement appropriate and effective measures to ensure compliance with the SEHK Rules and SEHK, like any other order, cannot prohibit the orders from non- IPI inputted by CCEP.