Series D Securities definition

Series D Securities. The following is hereby added after the definition of "Series C Securities" in Section 1.1 of the Indenture.
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Series D Securities means the Series D Securities designated as such in the first paragraph of the RECITALS OF THE COMPANY.
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Series D Securities means the 10.25% Senior Notes due 2003, Series D, to be issued in exchange for the Series C Securities pursuant to the Registration Rights Agreement and this Indenture.
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Examples of Series D Securities in a sentence

  • The last paragraph of Section 11.1 of the Indenture is hereby amended and restated in its entirety as follows: Subject to Section 3.1, the Series A Securities, the Series B Securities, the Series C Securities and the Series D Securities shall be treated as one class for all purposes under this Indenture, including, without limitation, redemptions hereunder.

  • The last sentence of the first paragraph of Section 3.5 of the Indenture is hereby amended and restated in its entirety as follows: Such Security Register shall distinguish between Series A Securities, Series B Securities, Series C Securities and Series D Securities.

  • The aggregate principal amount of Series C Securities which may be authenticated and delivered under this Indenture for original issue is limited to $50,000,000, and the aggregate principal amount of Series D Securities which may be authenticated and delivered under this Indenture for original issue is limited to $50,000,000.

  • The Series C Securities and the Series D Securities shall be considered collectively to be a single class for all purposes of this Indenture, including, without limitation, waivers, amendments, redemptions and offers to purchase.

  • The Company and the Investor entered into that certain Series D Securities Purchase Agreement, dated as of April 4, 2008 (the “Agreement”), and the parties hereto desire to amend the Agreement as set forth herein.

  • Such request from the Company shall specify the principal amount of the Series D Securities to be authenticated and the date on which the Series D Securities are to be exchanged for an equal principal amount of Series C Securities.

  • Upon any such issuance, the Trustee is required to register such certificated Series D Securities in the name of, and cause the same to be delivered to, such Person or Persons (or the nominee of any thereof).

  • If other than an individual, such Investor also represents such Investor has not been organized for the purpose of acquiring the Series D Securities.

  • The Trustee shall authenticate (i) Series C Securities for original issue in the aggregate principal amount of $25,000,000 and (ii) Series D Securities from time to time for issue only in exchange for a like principal amount of Series C Securities, in each case upon receipt of a written order of the Company in the form of an Officers' Certificate.

  • Such Investor is experienced in evaluating and investing in private placement transactions of securities of companies in a similar stage of development and acknowledges that such Investor can bear the economic risk of such Investor’s investment for an indefinite period of time, and has such knowledge and experience in financial and business matters that such Investor is capable of evaluating the merits and risks of the investment in the Series D Securities.


More Definitions of Series D Securities

Series D Securities means the Series D Preferred Shares and the Series D Warrants.
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Series D Securities means the Series D Preference Shares and any Dilution Instruments issued to the respective Series D Holder.
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Series D Securities means shares of Series D Preferred Stock and Series D-1 Preferred Stock and Warrants to purchase shares of Series D Preferred Stock or Series D-1 Preferred Stock.
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Series D Securities means the 12% Series D Senior Notes due April 15, 2004 (the terms of which are identical to the Series C Securities except that the Series D Securities shall be registered under the Securities Act, and shall not contain the restrictive legend on the face of the form of the Series C Securities), to be issued in exchange for the Series C Securities pursuant to the Registered Exchange Offer and this Indenture.
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Series D Securities means (i) the Series D Convertible Preferred Stock of the Corporation (the "Series D Preferred Stock"), (ii) the shares of Common Stock or other capital stock of the Corporation issuable upon conversion of the Series D Preferred Stock and (iii) any shares of capital stock of the Corporation issued in respect of any of the foregoing.
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Series D Securities means the Series D Common Securities and the Series D Preferred Securities.
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Related to Series D Securities

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Series D Shares means shares of Series D Convertible Preferred Stock, par value $0.001 per share of the Company and having the rights, privileges, preferences and restrictions set forth in the Charter.

  • Series A Shares means Series A currency hedged mutual fund shares and/or Series A non-currency hedged mutual fund shares of a fund, as applicable.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Series A Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately from the Closing Date and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • Series C Shares means the shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series C, of the Company.

  • Series B Warrants means, collectively, the Series B Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof and the other Series B Warrants contemplated under Section 2.1 to be issued concurrently at the Closing, which Series B Warrants shall be exercisable beginning immediately and have a term of exercise equal to five (5) years, in the form of Exhibit B-2 attached hereto.

  • Series D Notes is defined in Section 1.

  • Preferred Shares means shares of Series A Junior Participating Preferred Stock, par value $.01 per share, of the Company having the rights and preferences set forth in the Form of Certificate of Designations attached to this Agreement as Exhibit A.

  • Series A Debentures means the 8.675% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027 of the Debenture Issuer issued pursuant to the Indenture.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Series D Warrants means series D share purchase warrants of the Corporation issued to RTIH on May 22, 2012 in connection with the 2012 Rights Offering in accordance with the 2012 MoA, the terms of which are more particularly described under the heading “General Development of the Business – Agreements with the Rio Tinto Group – 2012 MoA”.

  • Series C Warrants means, collectively, the Series C Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately and have a term of exercise equal to 9 months, in the form of Exhibit A attached hereto.

  • Series A Junior Securities means any class or series of Partnership Interests that, with respect to distributions on such Partnership Interests and distributions upon liquidation of the Partnership, ranks junior to the Series A Preferred Units, including Common Units and Non-Voting Common Units, but excluding any Series A Parity Securities and Series A Senior Securities.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Series F Preferred Shares means the Series F Preferred Shares of the Company, par value US$0.0001 per share, with the rights and privileges as set forth in the Memorandum and Articles.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Series B Debentures means the $200 million aggregate principal amount of 4.903% Series B senior unsecured debentures of the Trust due July 5, 2023.

  • Series F Preferred Stock means shares of the Company’s Series F Preferred Stock, par value $0.0001 per share.

  • Series B Preferred means the Company’s Series B Preferred Stock, par value $0.001 per share.

  • Investor Securities is defined in Section 2.1.

  • Hybrid Preferred Securities means any preferred securities issued by a Hybrid Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Series A-1 Preferred Shares means the Company’s series A-1 preferred shares, par value US$0.00001 per share.