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Series D Warrant definition

Series D Warrant means the Preferred Stock Purchase Warrant, dated December 31, 2010, pursuant to which the Company has granted the Initial Holder the right to purchase Series D Preferred Stock on the terms and conditions specified therein.
Series D Warrant means a warrant to purchase one share of Common Stock in the form attached as Exhibit A to the Series D Warrant Agreement.
Series D Warrant means that certain warrant to purchase up to 700,000 Common Units, subject to adjustment as set forth in the warrant agreement, with a $22.00 per Common Unit exercise price, to be issued pursuant to Section 5.15(b)(iii), which warrant shall be in accordance with the form of warrant attached hereto as Exhibit B and which warrant, if issued, for tax purposes, be treated as a “noncompensatory option” within the meaning of Treasury Regulations Sections 1.721-2(f) and 1.761-3(b)(2) and not treated as a partnership interest pursuant to Treasury Regulations Section 1.761-3(a).

Examples of Series D Warrant in a sentence

  • If, on the Series D Warrant Start Date, any Series D Preferred Units remain outstanding, the Partnership shall issue promptly thereafter the Series D Warrant to the Record Holders of the Series D Preferred Units (in proportion to their relative number of Series D Preferred Units) as of the Series D Warrant Start Date.

  • At any time prior to the Series D Warrant Start Date, the Partnership may exercise the right (the “Series D Call Right”), but shall have no obligation, to require the holder or holders of the Series D Preferred Units (the “Series D Holders”) to sell, assign and transfer all or a portion of the then outstanding Series D Preferred Units to the Partnership in accordance with this Section 5.15(c).

  • Pursuant to the Plan, an Issuer, in their sole discretion, has the option of issuing the Plan Warrants as “Plan Warrant Unit.” The Plan Warrants on Exhibit C are presented as Plan Warrant Units with each unit consisting of one Series A Warrant, one Series B Warrant, one Series C Warrant, one Series D Warrant, one Series E Warrant and one Series F Warrant.

  • The Agreement provides for the reduction of the Series D Warrant exercise price from $0.25 to $0.18 per share, and the elimination of a provision that prevents the Series D Warrants from being exercised if the holder’s beneficial ownership would exceed 4.9% as a result.

  • Each Unit consisted of a share of Common Stock (the “2015 Shares”) and a Series D Warrant to purchase a share of Common Stock at an exercise price of $0.25 per share at any time prior to the fifth anniversary of the issuance date of the Series D Warrant (the “Series D Warrants” and the shares issuable upon exercise of the Series D Warrants, collectively, the "2015 Warrant Shares”).


More Definitions of Series D Warrant

Series D Warrant means the Series D Warrant for the purchase of Common Stock issued to Vicis Capital Master Fund pursuant to the Securities Purchase and Share Exchange Agreement.
Series D Warrant means that certain Series D Preferred Stock Warrant dated as of December 31, 2010 between Borrower and Lender.
Series D Warrant means any of them.
Series D Warrant means the Series D Common Stock purchase warrants, in the form of Exhibit C attached hereto, delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately and have a term of exercise equal to 10 years.
Series D Warrant means that certain warrant to purchase up to 700,000 Common Units, subject to adjustment as set forth in the warrant agreement, with a $22.00 per Common Unit exercise price, to be issued pursuant to Section 5.15(b)(iii) , which warrant shall be in accordance with the form of warrant attached to Amendment No. 2 to this Agreement as Exhibit A thereto) and which warrant, if issued, for tax purposes, be treated as a “noncompensatory option” within the meaning of Treasury Regulations Sections 1.721-2(f) and 1.761-3(b)(2) and not treated as a partnership interest pursuant to Treasury Regulations Section 1.761-3(a).
Series D Warrant means the Series D Warrant to Lender in connection ----------------- with the Offering.
Series D Warrant means the warrant of the Company exercisable for the purchase of 13,814 shares of Series D Preferred Stock at a price of $2.40 per share, issued on October 31, 1991 to SVB. SERIES E PREFERRED STOCK. "Series E Preferred Stock" shall mean the Series E Preferred Stock of the Company, 1,800,000 shares of which are authorized. SERIES E WARRANTS. "Series E Warrants" shall mean the warrants of the Company exercisable for the purchase of 5,000 and 22,468 shares of Series E Preferred Stock at a price of $3.90 per share, issued on September 25, 1994 and June 1, 1995, respectively, to SVB. SIGNING SHAREHOLDERS. "Signing Shareholders" shall mean the shareholders and warrant holders of the Company identified in Exhibit A. STOCK PLANS. "Stock Plans" shall have the meaning given it in Section 1.6(a) of the Agreement. TAX. "Tax" shall mean any tax (including any income tax, franchise tax, capital gains tax, gross receipts tax, value-added tax, surtax, excise tax, ad valorem tax, transfer tax, stamp tax, sales tax, use tax, property tax, business tax, withholding tax or payroll tax), levy, assessment, tariff, duty (including any customs duty), deficiency or fee, and any related charge or amount (including any fine, penalty or interest), imposed, assessed or collected by or under the authority of any Governmental Body. TAX RETURN. "Tax Return" shall mean any return (including any information return), report, statement, declaration, estimate, schedule, notice, notification, form, election, certificate or other document or information filed with or submitted to, or required to be filed with or submitted to, any Governmental Body in connection with the determination, assessment, collection or payment of any Tax or in connection with the administration, implementation or enforcement of or compliance with any Legal Requirement relating to any Tax. UBS. "UBS" shall have the meaning given it in Section 2.23 of the Agreement. VESTED