Settlement and Trading definition

Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC.] BLACKOUT: Until __ days after the Closing Date. The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the office of _________________ at least 24 hours prior to the Closing Date. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of (i) the following information in the Prospectus furnished on behalf of each Underwriter: the concession and reallowance figures appearing in the paragraph under the caption "Underwriting" in the prospectus supplement; and (ii) the following information in the prospectus supplement furnished on behalf of [name of Underwriter]: [insert additional information furnished on behalf of such Underwriter] under the caption "Underwriting" in the prospectus supplement. If the foregoing is in accordance with your understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement between the Company and the several Underwriters in accordance with its terms. Very truly yours, CREDIT SUISSE FIRST BOSTON (USA), INC. By ---------------------------------- [INSERT TITLE] The foregoing Terms Agreement is hereby confirmed and accepted as of the date first above written. Credit Suisse First Boston Corporation By -------------------------------- [INSERT TITLE] [Acting on behalf of itself and as the Representative of the several Underwriters.] SCHEDULE A PRINCIPAL UNDERWRITER AMOUNT ----------- ------
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via the Depository Trust Company ("DTC").] The Securities [will][will not] trade in DTC's Same Day Funds Settlement System.
Settlement and Trading. [Physical certificated form.] [Book- Entry Only via DTC.]

Examples of Settlement and Trading in a sentence

  • Settlement and Trading: Book-Entry Only via DTC, Clearstream or Euroclear.

  • BSE witnessed reporting of Over the Counter (“OTC”) trades in Corporate Bonds on New Debt Segment – Reporting, Settlement and Trading (NDS-RST) platform worth ` 6,60,788 Crore in FY 2020-21 as against` 7,04,258 Crore in FY 2019-20 .

  • P59 would primarily require changes Section T (Settlement and Trading Charges) of the BSC .The Proposer believes that P59 is required as, without a formal obligation on the Transmission Company to return a BMU to its FPN, there is a material risk of a Party’s BMU being left out of balance BTW.

  • Townsend (2019); Chiu and Koeppl (2017); Chiu and Koeppl (2019); Cong and He (2019); Abadi and Brunnermeier (2018); Easley, O’Hara, and Basu (2019); • Settlement and Trading.

  • Therefore P59 would require changes to the BSC, in particular to the Section T (Settlement and Trading Charges).The proposer believes that P59 is required as, without a formal obligation on the System Operator to return a BMU to its FPN, there is a material risk of a Party’s BMU being left out of balance BTW.


More Definitions of Settlement and Trading

Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC. The Offered Securities [will] [will not] trade in DTC's Same Day Funds Settlement System.] Blackout: Until days after the Closing Date. [Name[s] and Address[es] of [Representative[s]] [Underwriter[s]]:] The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the office of at least 24 hours prior to the Closing Date. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of [(i)] the following information in the Prospectus furnished on behalf of each Underwriter: the last paragraph at the bottom of the prospectus supplement cover page concerning the terms of the offering by the Underwriters, the legend concerning over-allotments--and--, --stabilizing [and passive market making] on the inside front cover page of the prospectus supplement--and--, --the concession and reallowance figures appearing in the paragraph under the caption "Underwriting" in the prospectus supplement [If paragraph regarding passive market making is included, insert--and the information contained in the paragraph under the caption "Underwriting" in the prospectus supplement] [If applicable, insert--; and (ii) the following information in the prospectus supplement furnished on behalf of [insert name of Underwriter]:
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC.] Blackout: Until days after the Closing Date. [Name[s] and Address[es] of [Representative[s]] [Underwriter[s]]:] The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference in their entirety and shall be deemed to be a part of this Terms Agreement to the same extent as if the Underwriting Agreement had been set forth in full herein. Terms defined in the Underwriting Agreement are used herein as therein defined. [The Offered Securities will be made available for checking and packaging at the office of at least 24 hours prior to the Closing Date.] For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of [(i)] the fol-
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC. The Offered Securities [will][will not] trade in DTC's Same Day Funds Settlement System.] Blackout: Until days after the Closing Date. [Name[s] and Address[es] of [Representative[s]] [Underwriter[s]]:] The respective number of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the office of at least 24 hours prior to the Closing Date.
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC. The Offered Securities [will] [will not] trade in DTC's Same Day Funds Settlement System.] BLACKOUT: Until days after the Closing Date. The respective number of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the office of at least 24 hours prior to the Closing Date. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of [(i)] the following information in the Prospectus furnished on behalf of each Underwriter: the concession and reallowance figures appearing in the paragraph under the caption "Underwriting" in the prospectus supplement [If paragraph regarding passive market making is included, insert-- and the information contained in the paragraph under the caption "Underwriting" in the prospectus supplement] [If applicable, insert--; and (ii) the following information in the prospectus supplement furnished on behalf of [insert name of Underwriter]: [insert description of information, such as material relationship disclosure under the caption "Underwriting" in the prospectus supplement]./(2)/
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC.] BLACKOUT: Until days after the Closing Date. The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the office of at least 24 hours prior to the Closing Date. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of the following information in the Prospectus furnished on behalf of each Underwriter: the concession and reallowance figures appearing in the paragraph under the caption "Underwriting" in the prospectus supplement and the information contained in the paragraph under the caption "Underwriting" in the prospectus supplement. If the foregoing is in accordance with your understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement between the Company and the several Underwriters in accordance with its terms. Very truly yours, BROOKS AUTOMATION, INC.
Settlement and Trading. Book-Entry only via DTC. Lead Underwriter: Credit Suisse First Boston Corporation. The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available for checking and packaging at the offices of Cleary, Gottlieb, Xxxxx & Xxxxxxxx, Xxx Xxxxxxx Xxxxx, Xxx Xxxx, Xxx Xxxx at least 24 hours prior to the Closing Date. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of:
Settlement and Trading. [Physical certificated form.] [Book-Entry Only via DTC.] BLACKOUT: Until days after the Closing Date. The respective principal amounts of the Offered Securities to be purchased by each of the Underwriters are set forth opposite their names in Schedule A hereto. The provisions of the Underwriting Agreement are incorporated herein by reference. The Offered Securities will be made available [for checking and packaging at the office of at least 24 hours prior to the Closing Date][through the facilities of DTC]. For purposes of Section 6 of the Underwriting Agreement, the only information furnished to the Company by any Underwriter for use in the Prospectus consists of the following information in the Prospectus furnished on behalf of each Underwriter: the concession and reallowance figures appearing in the ____and____ paragraph(s) under the caption "Underwriting" in the prospectus supplement [IF PARAGRAPH REGARDING PASSIVE MARKET MAKING IS INCLUDED, INSERT--and the information contained in the paragraph under the caption "Underwriting" in the prospectus supplement]. If the foregoing is in accordance with your understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement between the Company and the several Underwriters in accordance with its terms. Very truly yours, SCHOLASTIC CORPORATION By______________________ [INSERT TITLE] The foregoing Terms Agreement is hereby confirmed and accepted as of the date first above written. [IF NO CO-REPRESENTATIVE, USE FIRST CONFIRMATION FORM. IF CO-REPRESENTATIVE, USE SECOND.] By_____________________________________ [INSERT TITLE] [Acting on behalf of itself and as the Representative of the several Underwriters.] ________________________________________ ________________________________________ [Acting on behalf of themselves and as the Representatives of the several Underwriters.] By By______________________________________ [INSERT TITLE] SCHEDULE A PRINCIPAL UNDERWRITER AMOUNT ____________________ $ __________________ Total.............................. $ ================= SCHOLASTIC CORPORATION ("COMPANY") PREFERRED STOCK TERMS AGREEMENT , 20