Examples of Substantive Amendment in a sentence
A “Minor Amendment” is any amendment of this Agreement other than a Substantive Amendment.
Department-Affiliated Person suggested that a Placement Agent be retained with respect to a proposed Investment Transaction or Substantive Amendment, the Compliance Counsel will seek disciplinary action against the Department-Affiliated Person under Section VII(D)of this Policy.
For purposes of agreements with Investment Managers entered into prior to September 29, 2009, when a Substantive Amendment is made with the consent of the Treasurer to such agreement, this Policy shall apply prospectively to the amended agreement and not to the original agreement.
No term or provision hereof or Appendix, Exhibit or Schedule hereto may be amended, changed, waived, discharged, terminated or replaced orally except by a written instrument, in accordance with applicable terms and provisions hereof, executed by each of the Parties hereto and, in the case of any Substantive Amendments, receipt of CPUC approval of any such Substantive Amendment.
Please note that the definition of Investment Transaction includes a Substantive Amendment.