The Risks You Face. Investment Factors" "Campxxxx & Xompany, Inc." "Conflicts of Interest" "Charges to the Trust" "Use of Proceeds" "Distributions and Redemptions" "Declaration of Trust & Trust Agreement" "Federal Income Tax Aspects" In connection with making the representations and warranties set forth in this paragraph, the Additional Selling Agent has not relied on inquiries made by or on behalf of any other parties. The Additional Selling Agent agrees to inform all prospective purchasers of Units of all pertinent facts relating to the liquidity and marketability of the Units as set forth in the Prospectus. Exchange Act, as amended (the "CEA"), and the securities and Blue Sky laws of the jurisdictions in which the Additional Selling Agent solicits subscriptions, all applicable rules and regulations under such laws, and all applicable requirements, rules, policy statements and interpretations of the NASD, and the securities and commodities exchanges and other governmental and self-regulatory authorities and organizations having jurisdiction over it or the offering of Units). The Additional Selling Agent shall under no circumstances engage in any activities hereunder in any jurisdiction (i) in which the Managing Owner has not informed the Additional Selling Agent that counsel's advice has been received that the Units are qualified for sale or are exempt under the applicable securities or Blue Sky laws thereof or (ii) in which the Additional Selling Agent may not lawfully engage. The Additional Selling Agent further agrees to comply with the requirement under applicable federal and state securities laws to deliver to each offeree a Prospectus and any amendments or supplements thereto (including summary financial information, if available, after the Trust has commenced operations). Neither the Additional Selling Agent nor any of its employees, agents or representatives will use or distribute any marketing material or information other than that prepared by the Trust and the Managing Owner. It is, however, understood that the Additional Selling Agent may use documents that it prepares solely for the purpose of communicating with its Registered Representatives provided that the Additional Selling Agent provides to the Managing Owner a copy of each such document prior to such use. Other than as set forth in the Prospectus, the Managing Owner disclaims any responsibility or obligation to notify any client of Additional Selling Agent that (i) the Managing Owner operates another pub...
The Risks You Face. “Superfund Capital Management Inc.” “Management’s Discussion and Analysis of Prospective Operations” “Conflicts of Interest” “Charges” “Use of Proceeds” “Distributions; Redemptions; Exchanges; Net Asset Value” “Federal Income Tax Aspects” “The Futures and Forward Markets” “Investment Considerations” In connection with making the representations and warranties set forth in this paragraph, Additional Selling Agent has not relied on inquiries made by or on behalf of any other parties. Additional Selling Agent agrees to inform all prospective purchasers of Units of all pertinent facts relating to the liquidity and marketability of the Units as set forth in the Prospectus.
The Risks You Face. “Superfund Capital Management” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” “Conflicts of Interest” “Charges to Each Series” “Use of Proceeds” “Distributions and Redemptions” “Federal Income Tax Aspects” “The Futures and Forward Markets” “Potential Advantages of Futures Fund Investments” “Potential Disadvantages of Futures Fund Investments” In connection with making the representations and warranties set forth in this paragraph, SUSA has not relied on inquiries made by or on behalf of any other parties. SUSA agrees to inform all prospective purchasers of Units of all pertinent facts relating to the liquidity and marketability of the Units as set forth in the Prospectus.
Examples of The Risks You Face in a sentence
To support CCGs to undertake this task, NHS England has published a template audit framework.The CCGs internal auditors carried out an audit on managing conflicts of interest which was presented to the March 2017 Audit Committee meeting.
More Definitions of The Risks You Face
The Risks You Face. Investment Factors" "How the Trust Works " "Xxxx X. Xxxxx & Company, Inc." "The Managing Owner" "Charges" "Redemptions; Net Asset Value" "Transactions Between CIS Group and the Trust" "Conflicts of Interest" "The Trust and the Trustee" "Tax Consequences" "Plan of Distribution" In connection with making the representations and warranties set forth in this paragraph, the Lead Selling Agent has not relied on inquiries made by or on behalf of any other parties. The Lead Selling Agent agrees to inform all prospective purchasers of Units of all pertinent facts relating to the liquidity and marketability of the Units as set forth in the Prospectus.