Third Party Broker definition

Third Party Broker means DriveWealth LLC, company registered in the state of New Jersey, US, which may provide execution, clearing and brokerage related services;
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Third Party Broker means DriveWealth LLC, which may provide execution, clearing and brokerage related services;
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Third Party Broker means a mutually-agreed-upon independent investment banking firm, broker, expert advisor or other firm generally recognized in the shipping industry as qualified to perform the tasks for which such firm has been engaged.
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Examples of Third Party Broker in a sentence

  • If there is a restriction on the Client’s Account at Third-Party Broker, the Client’s use of the Third- Party Broker platform and trading functions will also be restricted with respect to such Accounts.

  • For avoidance of any doubt, if the Third-Party Broker deems the documentation provided by the Client to be untrustworthy or insufficient, TBCC will not be liable for any of the restrictions enshrined in the preceding Article 3.81 imposed upon the Client.

  • The Client understands that TBCC provides trading and brokerage services through the Investment Module and uses the Third-Party Broker and/or other third-party service providers to make these services, including the Investment Module, available to the Client under this Agreement.

  • The Client acknowledges and additionally agrees that, in the case of non-submission, incomplete documents, or the Identification Document requested by the TBCC not being provided to the TBCC and/or Third-Party Broker, or in case if the Client could not be identified, from the 1 January 2025, and if this does not contradict the law, TBCC and/or the Third-Party Broker have the right to freeze the Client's Account.

  • TBCC, the JSC TBC Bank, the Third-Party Broker, correspondent banks and/or other banks forming the chain of payment must monitor the cash flow in correlation with terror lists, including the database to the European Union, or any other database that may be required by applicable laws or regulations.

  • The Client is aware that in case of withdrawal of such consent, TBCC shall be entitled to immediately cease provision of its Services to the Client and terminate the Client’s Accounts with TBCC and the Third-Party Broker.

  • However, the Client acknowledges and agrees that the preceding is merely a right of TBCC and Third-Party Broker not an obligation; therefore, TBCC and/or Third-Party Broker have the authority to freeze the Client's Account after the January 01, 2025.

  • Therefore, TBCC is authorized to freeze the Client’s Account at least until the submission by the Client of the requested documents and the Client’s due identification by the TBCC and/or Third-Party Broker in case of non-submission of the requested documents within the set timeframe.

  • The restrictions set out in the preceding Article 3.81 will remain in force until the Client fulfills the requirements set by the TBCC and/or Third-Party Broker.

  • The Client acknowledges and agrees that non-submission of the Identification Document will not hinder their ability to utilize the Investments Module until the January 01, 2025, however, in case of further non-submission of the Identification Documents until the April 01, 2025 TBCC and/or the Third-Party Broker are authorized to allow the Client to use the Investments Module.


More Definitions of Third Party Broker

Third Party Broker. This is DriveWealth LLC. • Trade: A completed buy or sell Order which has been filled. Revolut cannot guarantee that your stop order or limit order will be executed, even if the share or fractional share price reaches the limit price or stop price you have set. This agreement contains important information that you need to read carefully. This agreement also includes our Risk Warning Notice and Order Handling and Best Interests Policy, which you should read carefully before you open your Account and submit any Orders. If you have any questions or doubts about any of the content of this agreement, you should seek independent professional advice. Order transmission services in Investments are provided by Revolut Trading Ltd (FRN. 832790). Revolut is an appointed representative of Resolution Compliance Ltd which is authorised and regulated by the Financial Conduct Authority ("FCA") (reference no. 574048). Revolut Trading Ltd is a wholly owned subsidiary of Revolut Ltd.
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Third Party Broker means any entity appointed by Argonaut to execute transactions in financial products.
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Third Party Broker means Apex Clearing Corporation (“Apex”). Apex is a registered broker dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
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Third Party Broker means any third-party broker-dealer appointed by us from time to time. When we use the term “including” or where we give examples, that does not mean that the specific items we mention are an exhaustive list or that we only mean those specific items.
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Third Party Broker shall have the meaning set forth in Section 4.8(e).
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Related to Third Party Broker

  • Data Broker means either of the following:

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Third Party means a provider of digital educational software or services, including cloud- based services, for the digital storage, management, and retrieval of Education Records and/or Student Data, as that term is used in some state statutes. However, for the purpose of this DPA, the term “Third Party” when used to indicate the provider of digital educational software or services is replaced by the term “Provider.”

  • Third Party Vendor means any person or entity that provides SaaS, third party software and/or related intellectual property. “Work” means any additional work the Customer requests Singtel to perform in relation to the Service.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;