Third Party Broker definition

Third Party Broker means DriveWealth LLC, which may provide execution, clearing and brokerage related services;
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Third Party Broker means a mutually-agreed-upon independent investment banking firm, broker, expert advisor or other firm generally recognized in the shipping industry as qualified to perform the tasks for which such firm has been engaged.
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Third Party Broker means DriveWealth LLC, company registered in the state of New Jersey, US, which may provide execution, clearing and brokerage related services;
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Examples of Third Party Broker in a sentence

  • The Third Party Broker will be responsible for claiming and receiving all dividend or interest payments, income and other rights accruing to the Client in accordance with the applicable law and respective agreement(s) between the Client and the Third Party Broker.

  • Galt & Xxxxxxx is not responsible for the execution of the Orders that the Client submits via the Investment Module, rather Galt and Xxxxxxx has a duty to transmit the Client’s Order to the Third Party Broker for execution or onward transmission.

  • Once an Order is transmitted to the Third Party Broker, Galt & Xxxxxxx has no control over its execution.

  • Third Party Broker reserves the right to require cash or equity deposits, and to determine the adequacy of such deposit, prior to the lifting of a restriction and the resumed use of the Third Party Broker Platform.

  • Xxxx and Xxxxxxx cannot control the execution of the Orders once it transmits them to the Third Party Broker and there is no guarantee that either Galt and Xxxxxxx or the Third Party Broker will accept the Order.

  • If there is a restriction on the Client’s Account at Third Party Broker, Client’s use of the Third Party Broker platform and trading functions will also be restricted with respect to such Accounts.


More Definitions of Third Party Broker

Third Party Broker means any entity appointed by Argonaut to execute transactions in financial products.
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Third Party Broker. This is DriveWealth LLC. • Trade: A completed buy or sell Order which has been filled. Revolut cannot guarantee that your stop order or limit order will be executed, even if the share or fractional share price reaches the limit price or stop price you have set. This agreement contains important information that you need to read carefully. This agreement also includes our Risk Warning Notice and Order Handling and Best Interests Policy, which you should read carefully before you open your Account and submit any Orders. If you have any questions or doubts about any of the content of this agreement, you should seek independent professional advice. Getting to know us Order transmission services in Investments are provided by Revolut Trading Ltd (FRN. 832790). Revolut is an appointed representative of Resolution Compliance Ltd which is authorised and regulated by the Financial Conduct Authority ("FCA") (reference no. 574048). Revolut Trading Ltd is a wholly owned subsidiary of Revolut Ltd.
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Third Party Broker means any third-party broker-dealer appointed by us from time to time. When we use the term “including” or where we give examples, that does not mean that the specific items we mention are an exhaustive list or that we only mean those specific items.
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Third Party Broker means Apex Clearing Corporation (“Apex”). Apex is a registered broker dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
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Third Party Broker shall have the meaning set forth in Section 4.8(e).
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Related to Third Party Broker

  • Data Broker means either of the following:

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Third Party Buyer means any Person other than (i) the Company or any of its Subsidiaries, (ii) any employee benefit plan of the Company or any of its Subsidiaries, (iii) the Investors or (iv) any Affiliates of any of the foregoing.

  • Third Party means a provider of digital educational software or services, including cloud- based services, for the digital storage, management, and retrieval of Education Records and/or Student Data, as that term is used in some state statutes. However, for the purpose of this DPA, the term “Third Party” when used to indicate the provider of digital educational software or services is replaced by the term “Provider.” EXHIBIT “D” DIRECTIVE FOR DISPOSITION OF DATA Provider to dispose of data obtained by Provider pursuant to the terms of the Service Agreement between LEA and Provider. The terms of the Disposition are set forth below:

  • Mortgage broker means any person who for compensation or

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.