Transfer of securities definition

Transfer of securities means the transfer of securities from the securities account of a depositor to another securities account of another depositor, or the transfer of securities between the securities accounts of the same depositor, whether or not clearing has been completed.
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Transfer of securities means the transfer of securities from the securities depository account of 1 depositor into the securities depository account of another depositor, or the transfer of securities between securities depository accounts of the same depositor;
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Examples of Transfer of securities in a sentence

  • Transfer of securities in demat form will facilitate convenience and ensure safety of transactions for investors.

  • Transfer of securities to counterparties under lending transactions is only reflected on the Statement of Financial Position if the risks and rewards of ownership are also transferred.

  • Transfer of securities by sale, exchange, assign- ment, pledge, or otherwise is not per- mitted.

  • Such indemnity shall remain in full force and effect regardless of any investigation made by or on behalf of any Registration Indemnified Party and shall survive the Transfer of securities by any holder.

  • Notwithstanding the foregoing, neither this Agreement nor any right, remedy, obligation or liability arising hereunder or by reason hereof shall be assignable by the Issuer or any Holder, except (i) as specifically provided pursuant to the terms hereof and (ii) in connection with a Transfer of securities of the Issuer described in Section 2.02 and otherwise permitted pursuant to the terms hereof.

  • Transfer of securities without financial settlement (with change of ownership) to an account within UniCredit Bank (delivery/ receipt) Unjustified transaction complaint real costs + VATOperations with securitiesOther servicesNote: In addition to the above-mentioned UniCredit Bank's fees for the provision of custody / administration services, they are paid to clients costs that UniCredit Bank pays to third parties, in particular CDCP fees.

  • Transfer of securities by sale, exchange, assignment, pledge, or otherwise is not permitted.

  • Such indemnity and reimbursement of expenses shall remain in full force and effect regardless of any investigation made by or on behalf of any Investor Registration Rights Indemnitee and shall survive the Transfer of securities by the Investor.

  • Without limiting the restrictions on Transfer of securities of the Company as provided in the lock up letters executed as of even date herewith by each of the Stockholders, any Transfer by the Stockholder shall remain at all times subject to applicable securities laws, including without limitation, the resale restrictions imposed by Rule 144 promulgated under the Act.

  • In the event of any Transfer of securities that does not involve a direct Transfer of Corporation Securities (for example, a transfer of an equity interest in an entity that owns Corporation Securities) but which would cause the aggregate Percentage Stock Ownership of Blueapple, by vote or value, to exceed the Stock Ownership Threshold Percentage, the application of Section 9.05 and Section 9.06 shall be modified as described in this Section 9.07.

Related to Transfer of securities

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • Membership Interest means a Member’s entire interest in the Company including such Member’s right to receive allocations and distributions pursuant to this Agreement and the right to participate in the management of the business and affairs of the Company in accordance with this Agreement, including the right to vote on, consent to, or otherwise participate in any decision or action of or by the Members granted pursuant to this Agreement.

  • Restricted Security has the meaning assigned to such term in Rule 144(a)(3) under the Securities Act; provided, however, that the Trustee shall be entitled to receive, at its request, and conclusively rely on an Opinion of Counsel with respect to whether any Note constitutes a Restricted Security.