Unaffiliated Trustee definition

Unaffiliated Trustee means a Trustee who is not made subject to the Putnam Investments Code of Ethics pursuant to Part I hereof.
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Unaffiliated Trustee means a Trustee of the Trust who is not an officer, director, employee or shareholder of any Service Provider or of any affiliated person of any Service Provider.
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Unaffiliated Trustee means any trustee of a Fund who is an Interested Person of the Fund, but who is not an affiliated person of Adviser or a Fund’s distributor within the meaning of Section 2(a)(3) of the 1940 Act.
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Examples of Unaffiliated Trustee in a sentence

  • Notwithstanding anything to the contrary contained herein, an Unaffiliated Trustee who is an “interested person” of the Funds shall file the reports required by Rule 17j-1(d)(1) under the Investment Company Act with the Code of Ethics Officer of Putnam Investments.

  • The date that the report is submitted by each Unaffiliated Trustee.

  • When an Access Person begins employment with Calamos or becomes an Unaffiliated Trustee, such person must within 10 days disclose on an Initial Securities Holdings Form all investment or brokerage accounts and Covered Securities in which he or she has a Beneficial Ownership Interest, if any.

  • Trading Policies and Procedures for CAM Securities • No Outside Trustee nor Unaffiliated Trustee many own, directly or indirectly, a Beneficial Ownership Interest in any CAM securities.

  • In addition, for each account established by an Access Person or Unaffiliated Trustee in which any securities were held during the quarter for the direct or indirect benefit of the Access Person or Unaffiliated Trustee, the quarterly report shall include: • the name of the broker, dealer, custodian or bank with whom the account was established; • the date the account was established; • the account number; and • the date the report is submitted.

  • Such reporting, if required, shall contain the same information required for Access Persons (as described above in the Section entitled: “Reporting Requirements”).An Outside Trustee or Unaffiliated Trustee or Related Persons shall also report in writing to the Fund CCO and the Calamos Legal Department , for the filing of Form 3 and Form 4, within one business day, any personal securities transaction by him or her or a Related Person of any of him or her in shares of Calamos Closed-End Funds.

  • An Outside Trustee or Unaffiliated Trustee or Related Persons shall also report in writing to the Fund CCO and the Calamos Legal Department , for the filing of Form 3 and Form 4, within one business day, any personal securities transaction by him or her or a Related Person of any of him or her in shares of Calamos Closed-End Funds.

  • TRADING POLICIES AND PROCEDURES FOR OUTSIDE TRUSTEES, UNAFFILIATED TRUSTEES, OUTSIDE DIRECTORS AND THEIR RELATED PERSONS Although an Outside Trustee, or an Unaffiliated Trustee, or Outside Director are generally exempt from certain reporting requirements, they are required to file quarterly transaction reports under certain circumstances.

  • TRADING POLICIES AND PROCEDURES FOR OUTSIDE TRUSTEES, UNAFFILIATED TRUSTEES, OUTSIDE DIRECTORS AND THEIR RELATED PERSONSAlthough an Outside Trustee, or an Unaffiliated Trustee, or Outside Director are generally exempt from certain reporting requirements, they are required to file quarterly transaction reports under certain circumstances.

  • Purchases or sales that are nonvolitional on the part of the Independent Trustee or Unaffiliated Trustee of the Fund; 3.


More Definitions of Unaffiliated Trustee

Unaffiliated Trustee means a Trustee who is not made subject to the Ashmore Code of Ethics pursuant to Part I hereof.
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Unaffiliated Trustee means a Trustee who, in his individual capacity, (i) is not an Affiliate of the Advisor or the Controlling Shareholder, (ii) does not own any interest in the Advisor or the Controlling Shareholder, and (iii) does not perform any services for the Trust except as Trustee; provided that officers or employees of Compass Retail, Inc. shall also be deemed "Unaffiliated Trustees" for purposes of this definition.
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Unaffiliated Trustee means a Trustee Fund who is an Interested Person of the Trust, but who is not an affiliated person of Advisor or the Trust’s distributor within the meaning of Section 2(a)(3) of the 1940 Act.
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Unaffiliated Trustee means a Trustee of the Trusts who is not an officer, trustee, director, employee or owner of 5% or more of the outstanding stock of the Advisor or the Advisor's parent or any subsidiary of the Advisor or its parent. The term includes all Disinterested Trustees.
Sample 1
Unaffiliated Trustee means a Trustee who, in his individual capacity, (i) is not an Affiliate of the Adviser, (ii) does not own any interest in the Adviser, and (iii) does not perform any other services for the Trust except as Trustee.
Sample 1

Related to Unaffiliated Trustee

  • Interested Trustee means any trustee of a Plan who is also (a) an officer, director, trustee, partner or employee of, or who owns, controls, or holds power to vote 5% or more of the outstanding voting securities of, (i) any Insured (other than such Plan), or (ii) any Affiliated Entity, or (iii) any Fund to which such Insured or any Affiliated Entity provides any services, or (b) an Insured or an Affiliated Entity.

  • Directed trustee means a trustee that is subject to a trust director's power of direction.

  • Appointed Trustee means each person acting in a Corporate Trust Capacity under each applicable Corporate Trust Contract.

  • Trust Advisor means the trust advisor, operating advisor or other analogous term appointed as provided in the Lead Securitization Servicing Agreement.

  • Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.

  • Sub-Adviser means an adviser to

  • Special Servicer means the special servicer appointed to act in such capacity with respect to the Mortgage Loan as provided in the Lead Securitization Servicing Agreement.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Sub-Servicer Any Person with which the Master Servicer has entered into a Sub-Servicing Agreement and which meets the qualifications of a Sub-Servicer pursuant to Section 3.02.