Underwriters’ Cutback definition

Underwriters’ Cutback has the meaning ascribed thereto in Section 2.3(a); and
Sample 1Sample 2Sample 3
Underwriters’ Cutback means a reduction in the number of shares to be included in any underwritten offering as the result of receipt of written notice from the representative(s) of the underwriters to the effect that the number of shares requested to be included in such registration exceeds the number which can be sold in an orderly manner in such offering within a price range acceptable to either the Company (in a primary registration) or the majority of the holders initially requesting such registration (in a secondary registration).
Sample 1Sample 2Sample 3
Underwriters’ Cutback means a reduction in the number of Registrable Securities to be included in any underwritten offering as the result of receipt of written notice from the representative of the Underwriters to the effect that adverse marketing factors require a limitation on the number of Registrable Securities to be underwritten.
Sample 1Sample 2Sample 3

Examples of Underwriters’ Cutback in a sentence

  • Upon the written request of an IQ Party, given within five (5) Business Days after receipt of such notice by the IQ Parties, the Corporation will, subject to an Underwriter’s Cutback, use its reasonable best efforts to cause all of the Qualifiable Securities that the IQ Parties have requested to be included in the filing to be included in and sold pursuant to the prospectus or supplement.

  • The IQ Parties will not initiate a request for a Demand Qualification within ninety (90) days of the Receipt Date in respect of a prospectus qualifying an offering of Shares by the Corporation, provided that the IQ Parties were provided with the opportunity to participate in a Piggy-Back Qualification in accordance with this Agreement in connection with such offering without significant Underwriter’s Cutback.

  • The Investors will not initiate a request for a Demand Qualification within ninety (90) days of the Receipt Date in respect of a prospectus qualifying an offering of Shares by the Corporation, provided that the Investors were provided with the opportunity to participate in a Piggy-Back Qualification in accordance with this Agreement in connection with such offering without a material Underwriter’s Cutback.


More Definitions of Underwriters’ Cutback

Underwriters’ Cutback has the meaning ascribed thereto in Section 2.4(b) of this Schedule 3.
Sample 1Sample 2Sample 3
Underwriters’ Cutback has the meaning ascribed to such term in Section 6.3.
Sample 1Sample 2Sample 3
Underwriters’ Cutback means the right of the underwriters to exclude Qualifiable Securities in an underwritten offering pursuant to Section 4.9; and
Sample 1
Underwriters’ Cutback has the meaning ascribed thereto in Section 2.3(a); and “Valid Business Reason” has the meaning ascribed thereto in Section 2.1(c)(iii).‌
Sample 1
Underwriters’ Cutback means a reduction in the number of shares to be included in any underwritten offering as the result of receipt of written notice from the representative(s) of the underwriters to the effect that the number of shares requested to be included in such registration exceeds the number which, in the representative's judgment, can be sold in an orderly manner in such offering within a price range acceptable to either the Company (in a primary registration) or the majority of the holders initially requesting such registration (in a secondary registration). SVI HOLDINGS, INC. By: ____________________________ Name: __________________________ Title: _________________________ INTEGRITY HOLDINGS, LTD. By: ____________________________ Name: __________________________ Title: _________________________
Sample 1

Related to Underwriters’ Cutback

  • Underwriters’ Maximum Number means, for any Piggyback Registration, Demand Registration or other registration which is an underwritten registration, that number of securities to which such registration should, in the opinion of the managing underwriters of such registration in the light of marketing factors, be limited.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Shelf Takedown means an Underwritten Shelf Takedown or any proposed transfer or sale using a Registration Statement, including a Piggyback Registration.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.

  • Piggyback Request has the meaning set forth in Section 2(b).

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Piggyback Registrations has the meaning set forth in Section 3(a).

  • Underwriters’ Information means information and statements relating solely to the Underwriters which have been provided by the Underwriters to the Company for use in any Offering Document;

  • Requesting Holders shall have the meaning given in Section 2.1.5.

  • Shelf Takedown Notice shall have the meaning given in subsection 2.1.3.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Piggyback Registration Statement has the meaning set forth in Section 3(a).

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Shelf Takedown Request shall have the meaning set forth in Section 3.2.5(a).

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.