Securities Documents. 5.1 Securities purchased for the Client will be delivered to the Client (or as the Client may direct) provided that: (a) such securities are fully paid; and
Appears in 2 contracts
Samples: Client Assets Received or Held by the Licensed or Registered Person Outside Hong Kong Are Subject to the Applicable Laws and Regulations of the Relevant Overseas Jurisdiction Which May Be Different From the Securities and Futures Ordinance (Cap.571) and the Rules Made Thereunder. Consequently, Such Client Assets May Not Enjoy the Same Protection as That Conferred on Client Assets Received or Held in Hong Kong., Client’s Application to Open One or More Accounts With the Company
Securities Documents. 5.1 Securities purchased for the Client will be delivered to the Client (or as the Client may direct) provided that: (a) such securities are fully paid; and:
Appears in 2 contracts
Samples: Client’s Application to Open One or More Accounts With the Company, Client’s Account or Paid or Transferred to the Client, as Agreed With the Company. Where the Securities Form Part of a Larger Holding of Identical Securities Held for the Company’s Clients, the Client Shall Be Entitled to the Same Share of the Benefits Arising on the Holding as the Client’s Share of the Total Holding.