Acknowledgement by Client. 聲明 We do not wish the CMB International Securities Limited to use our personal data in direct marketing via the following channel(s) (please use “✓” to select the channel(s)):- □ Electronic Channels □ Mail □ Personal Call If you return this Form without ticking any of the above boxes, it means that you do not wish to opt-out from any form of CMB International Securities Limited (CMBIS)’s direct marketing. □ To improve and provide more comprehensive services to our customers, CMBIS may provide your personal data to other members of the Group*and any other persons for their use in direct marketing of financial, insurance, credit card, securities, commodities, investment, banking and related services and products and facilities and so forth. Please tick “✓” this box if you do not wish CMBIS to provide your personal data to the above persons for the above purposes. *The “Group” means CMBIS and its holding companies, branches, subsidiaries, representative offices and affiliates, wherever situated. Affiliates include branches, subsidiaries, representative offices and affiliates of CMBIS’s holding companies, wherever situated. The above represents your present choice regarding whether or not to receive direct marketing materials, and CMBIS’s intended provision of your personal data to other members of the Group* for their use in direct marketing. This replaces any choice communicated by you to CMBIS prior to this application. Please note that your above choice applies to the direct marketing of the classes of products, services and/or subjects as set out in CMBIS’s Data Policy Notice. Please also refer to the said Notice on the kinds of personal data which may be used in direct marketing and the classes of persons to which your personal data may be provided for them to use in direct marketing. 我司不欲招銀國際証券有限公司使用我司的個人資料經以下渠道作直銷推廣（請以"✓"選擇渠道 ） □ 電子渠道 □ 郵件 □ 專人電話 如貴公司沒有在以上任何方格內以"✓"號顯示貴公司的選擇，即代表貴公司並不拒絕招銀國際証券有限公司（招銀証券）任何形式的直銷推廣。 □ 為改善及提供更全面的服務予招銀証券的客戶，招銀証券可能會將貴公司的個人資料提供予「本集團」*其他成員及其他人作其包括財務、保險、信 用卡、證券、商品、投資、銀行及相關服務和產品及授信的直銷推廣。 若貴公司不欲招銀証券提供貴公司的個人資料予以上人士作以上用途，請閣下在這方格上以"✓"號表示。 *「本集團」指招銀証券及其控股公司、分行、附屬公司、代表辦事處及附屬成員，不論其所在地。附屬成員包括卡公司的控股公司之分行、附屬公司、代表辦事處及附屬成員，不論其所在地。 以上代表貴公司現在對是否接收直銷推廣資料，以及對招銀証券擬將貴公司個人資料提供予「本集團」*其他成員作其直銷推廣的選擇，亦取代任何貴 公司之前已告知招銀証券的選擇。請注意，貴公司以上的選擇適用於根據招銀証券的「資料政策通告」上所載的產品，服務及/或標的類別的直銷推廣。請貴公司參考該通告上以得知在直銷推廣上可使用的個人資料的種類，以及貴公司的個人資料可提供予甚麼類別的人士以供該等人士在直銷推廣中使 用。 We confirm and represent that the information on this Client Information Form and documents provided in connection ...
Acknowledgement by Client. I/We acknowledge and confirm that: •the Risk Disclosure Statements were provided in a language of my/our choice (English or Chinese); and •I/we was/were invited to read the Risk Disclosure Statements, to ask questions and take independent legal, financial and other advice if I/we wish. I/We have carefully read the Risk Disclosure Statements and fully understand the contents and meanings thereof and agree to be bound by the same. Client’s Name(s): Client’s Signature(s): Date: DECLARATION BY LICENSED PERSON I, (Name of Licensed Person), confirming that I have: •provided the Risk Disclosure Statements in a language of the client’s choice (English or Chinese); and •invited the client to read the Risk Disclosure Statements, ask questions and seek independent advice if the client wishes. Licensed Person’s Signature: SFC CE Number: Date:
Acknowledgement by Client. I/We acknowledge and confirm that the above risk disclosure statements were provided to me/us in a language of my/our choice and that I/We have been invited to read the risk disclosure statements, to ask question, and take independent advice. Signed by Client Date:
Acknowledgement by Client. The Client acknowledges and agrees that:
Acknowledgement by Client. I confirm that I have read, understood and agreed to the terms and conditions of the After-Sale Client Services Agreement and Asset Portfolio Management Service Appointment (if applicable). I further confirm that the risk disclosure was provided in a language of my choice and I have read the full contents of the Risk Disclosure Statement in relation to the relevant recommendation and has been suggested taking another independent advice on explanation of the risks disclosed. 乙の承認および署名：私は当合意書を読み、条文ならびに取引条件等について十分理解し、その内容について合意したことを確認します。また、私の選択した言語によるリスク開示とそれに関連する文を読み、またリスク開示の説明に関して別途アドバイスを受けるように勧められたことをここに確認します。 Accepted and approved on the day of (date) by 上 記 内 容 に て 同 意 し 、 （ 日 付 ） 付 に て 署 名 し ま す 。 Name of the Client お客様氏名 Signature お客様ご署名 Name of the Client お客様氏名 Signature お客様ご署名 Name of the Client お客様氏名 Signature お客様ご署名 Name of the Client お客様氏名 Signature お客様ご署名
Acknowledgement by Client. I/We hereby acknowledge that I/we have received a copy of this Risk Disclosure Statement in the language of my/our choice and that I/we have read, understood and accepted its nature and contents. I/We also appreciate that it is not and cannot be taken as a comprehensive or exhaustive list of all possible risks. I/We further confirm that I/we have been given the opportunity to ask questions and to take independent professional advice if I/we so wished. In the event of any inconsistency between the English version of this document and any translation, the English version will prevail. I/we acknowledge that if I/we am/are in any doubt as to the meaning of the English language version or the accuracy of any translation, I/we should seek independent advice before signing. CLIENT SIGNATURES Date: Signature: Name: (If applicable) Title: (If applicable) Name of company: Client Trading Master Agreement (the "Master Agreement")
Acknowledgement by Client. I/We acknowledge and confirm that: • The Risk Disclosure Statements were provided in a language of my/our choice (English or Chinese); and • I/we was/were invited to read the Risk Disclosure Statements, to ask questions and take independent legal, financial and other advice if I/we wish. I/We have carefully read the Risk Disclosure Statements and fully understand the contents and meanings thereof and agree to be bound by the same. Client’s Name(s): Client’s Signature(s): Date: DECLARATION BY LICENSED PERSON I, (Name of Licensed Person), confirming that I have: • provided the Risk Disclosure Statements in a language of the client’s choice (English or Chinese); and • invited the client to read the Risk Disclosure Statements, ask questions and seek independent advice if the client wishes. Licensed Person’s Signature: SFC CE Number: Date: Authorization Letter for Margin Account Xxxxx Securities Limited Suite 3509, 00/X, Xxxxx 0, Xxxxx Xxxxxx, 00 Xxxxxxxxx, Xxxx Xxxx Date: Dear Sirs, I/We (Name of Client(s)) hereby, pursuant to the Securities and Futures Ordinance (Cap 571) Subsidiary Legislation Securities and Futures (Client Securities) Rules, authorize you, for a period of twelve months from the date hereof in relation to all securities purchased or held for or on my/our behalf to:–
Acknowledgement by Client. Client acknowledges receiving, on or before the date of this Agreement, a copy of: (1) this Agreement, including Schedules 1 and 2; (2) the Limited Power of Attorney agreement; (3) Part II of JRL's Form ADV II, and a copy of the required disclosure documents. Unless Client receives all such material in advance of executing this Agreement, the Client shall have the right to cancel this Agreement within 5 business days of executing it by written notice of such cancellation to JRL and the Advisor. In such case, Client shall not be responsible for the payment of any fees under this Agreement but shall be responsible for any transactions executed prior to receipt of written notice of cancellation by JRL. In the event that the required materials are being modified as required by the Regulatory Agencies and an updated form of the materials is not made available to the Client prior to the execution of the Agreement, the Advisor may supply the Client with the previous un-modified material and the Client may waive this requirement as long as within 5 business days of the completion of the required modifications of the material the Advisor provides copies of the material to the Client, If this Agreement is entered into on behalf of Client by a trustee of fiduciary, such trustee of fiduciary represents that (1) the investments to be made under JRL or the Advisor are within the scope of investments authorized pursuant to any applicable plan, trust and/or law,
Acknowledgement by Client. Client agrees to the terms of the Statement of work Appendix A hereto attached and acknowledges receipt of a copy of this Agreement.
Acknowledgement by Client. Client agrees to the terms of this Agreement and Appendices hereto an acknowledges receipt of a copy of this Agreement.
