Anti-Money Laundering Fees Sample Clauses

Anti-Money Laundering Fees. An aggregate annual fee of $[REDACTED] for up to three Funds with the same adviser, plus $[REDACTED] per Fund after the first three Funds with the same adviser, subject to a maximum aggregate, annual fee of $[REDACTED] for all Funds with the same adviser.
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Anti-Money Laundering Fees. [Omitted]
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Anti-Money Laundering Fees. Annual program servicing (to be billed in equal monthly amounts of $375.00) $4,500.00 Systems costs Early Warning annual fee $575.00 Early Warning per record cost (for new account* registration review; does not apply to Network Level III accounts) $0.22 Equifax - per request cost $5.00 *Changes to account registration information or other account-related information may result in characterizing the account as a "new account" for these purposes. The fees set forth above shall be subject to increase at the beginning of each Rollover Period, provided written notice of such increase is given at least 100 days prior to the end of the then-current Initial Term or Rollover Period, by the percentage increase in the U.S. Consumer Price Index, or a similar index if such index is no longer published. The first such adjustment shall measure any such increase since the Effective Date, and subsequent adjustments shall reflect annual increases thereafter. SCHEDULE D TO THE TRANSFER AGENCY AGREEMENT BETWEEN VARIABLE INSURANCE FUNDS AND BISYS FUND SERVICES OHIO, INC. Date __________________, 2004 Reports
Sample 1
Anti-Money Laundering Fees. WMSS will pay PFPC an annual anti-money laundering services fee, calculated and paid monthly as follows: Number of open accounts Annual Fee ----------------------- ---------- 1,000,000+ $50,000 500,000-1,000,000 $35,000 100,000-499,999 $26,000 50,000-99,999 $13,000 10,000-49,999 $ 6,000 fewer than 10,000 $ 3,000 TRANSFER AGENCY FEES INCLUDE: - Shareholder and Broker Servicing - Transaction Processing, Correspondence, and Research - Settlement and Reconciliation - Corporate Actions - Tax Reporting and Compliance - NSCC Support - Management Company and Broker/Dealer Support - Asset Allocation Processing for all distribution channels 01/28/03 - 50% of NQR fees ADDITIONAL TRANSFER AGENCY FEES: - NSCC charges - Banking fees - Standard out-of-pocket expenses VALUE ADDED TRANSFER AGENCY SERVICES:
Sample 1
Anti-Money Laundering Fees. An annual fee of $2,000.00 will be billed to the Fund on a calendar quarterly basis, in advance. The invoices shall be due and payable by the Fund within fifteen (15) days of receipt of an invoice from NLCS. Each NLCS invoice shall include the amount due and a brief description of the services rendered. plus
Sample 1
Anti-Money Laundering Fees. WMSS will pay PFPC an annual anti-money laundering services fee, calculated and paid monthly as follows: Number of open accounts Annual Fee ----------------------- ---------- 1,000,000+ $50,000 500,000-1,000,000 $35,000 100,000-499,999 $26,000 50,000-99,999 $13,000 10,000-49,999 $ 6,000 fewer than 10,000 $ 3,000 Transfer Agency Fees Include:
Sample 1
Anti-Money Laundering Fees. The anti-money laundering fee will be $6,000 per year for the Fund complex to be prorated based on the number of accounts in each Fund.
Sample 1
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Anti-Money Laundering Fees. An annual fee of $1,000.
Sample 1

Related to Anti-Money Laundering Fees

  • Anti-Money Laundering To help the United States government fight the funding of terrorism and money laundering, the federal laws of the United States requires all financial institutions to obtain, verify and record information that identifies each person with whom they do business. This means we must ask you for certain identifying information, including a government-issued identification number (e.g., a U.S. taxpayer identification number) and such other information or documents that we consider appropriate to verify your identity, such as certified articles of incorporation, a government-issued business license, a partnership agreement or a trust instrument.

  • Anti-Money Laundering Program The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

  • Money Laundering The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, applicable money laundering statutes and applicable rules and regulations thereunder (collectively, the “Money Laundering Laws”), and no Action or Proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any Subsidiary with respect to the Money Laundering Laws is pending or, to the knowledge of the Company or any Subsidiary, threatened.

  • Anti-Money Laundering Compliance A. Each of Distributor and Client acknowledges that it is a financial institution subject to the USA PATRIOT Act of 2001 and the Bank Secrecy Act (collectively, the “AML Acts”), which require, among other things, that financial institutions adopt compliance programs to guard against money laundering. Each represents and warrants to the other that it is in compliance with and will continue to comply with the AML Acts and applicable regulations in all relevant respects.

  • Anti-Terrorism; Anti-Money Laundering No Credit Party nor any of its Subsidiaries or, to their knowledge, any of their Related Parties (i) is an “enemy” or an “ally of the enemy” within the meaning of Section 2 of the Trading with the Enemy Act of the United States (50 U.S.C. App. §§ 1 et seq.), (ii) is in violation of (A) the Trading with the Enemy Act, (B) any of the foreign assets control regulations of the United States Treasury Department (31 CFR, Subtitle B, Chapter V) or any enabling legislation or executive order relating thereto or (C) the PATRIOT Act (collectively, the “Anti-Terrorism Laws”) or (iii) is a Sanctioned Person. No part of the proceeds of any Extension of Credit hereunder will be used by any Credit Party or any Subsidiary thereof unlawfully directly or indirectly to fund any operations in, finance any investments or activities in or make any payments to, a Sanctioned Person or a Sanctioned Country, or in any other manner that will result in any violation by any Credit Party or any Subsidiary thereof of any Anti-Terrorism Laws.

  • Anti-Money Laundering Legislation (a) Each Loan Party acknowledges that, pursuant to the Proceeds of Crime Money Laundering) and Terrorist Financing Act (Canada) and other applicable anti-money laundering, anti-terrorist financing, government sanction and “know your client” laws, under the laws of Canada (collectively, including any guidelines or orders thereunder, “AML Legislation”), Agent and Lenders may be required to obtain, verify and record information regarding each Loan Party, its respective directors, authorized signing officers, direct or indirect shareholders or other Persons in control of such Loan Party, and the transactions contemplated hereby. Administrative Borrower shall promptly provide all such information, including supporting documentation and other evidence, as may be reasonably requested by any Lender or Agent, or any prospective assign or participant of a Lender or Agent, necessary in order to comply with any applicable AML Legislation, whether now or hereafter in existence.

  • Anti-Money Laundering Laws The operations of the Company are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements, including those of the Bank Secrecy Act, as amended by Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT Act), the Currency and Foreign Transactions Reporting Act of 1970, as amended, the applicable money laundering statutes of jurisdictions where the Company conducts business, the applicable rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

  • Anti-Money Laundering Compliance Programs Soliciting Dealer represents to the Dealer Manager and to the Company that it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable FINRA Conduct Rules, the Exchange Act Rules and Regulations and the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “USA PATRIOT Act”), specifically including, but not limited to, Section 352 of the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001 (the “Money Laundering Abatement Act,” and together with the USA PATRIOT Act, the “AML Rules”) reasonably expected to detect and cause the reporting of suspicious transactions in connection with the offering and sale of the Shares. Soliciting Dealer further represents that it currently is in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act, and Soliciting Dealer hereby covenants to remain in compliance with such requirements and shall, upon request by the Dealer Manager or the Company, provide a certification to the Dealer Manager or the Company that, as of the date of such certification (a) its AML Program is consistent with the AML Rules, and (b) it is currently in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act. Upon request by the Dealer Manager at any time, Soliciting Dealer will (i) furnish a written copy of its AML Program to the Dealer Manager for review, and (ii) furnish a copy of the findings and any remedial actions taken in connection with its most recent independent testing of its AML Program.

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