Transfer Agency Fees. Base annual fee: $14.00 annual fee per open account ($2.00 annual fee per closed account)
Transfer Agency Fees. Base annual fee:
Transfer Agency Fees. For transfer agency services, the Fund shall pay an annual fee of $15.00 per account that is maintained on the shareholder services system.
Transfer Agency Fees. Annual per account* charge of: $16.00 on accounts from 1 to 20,000; $14.00 on accounts from 20,001 to 50,000; and $12.00 on accounts from 50,001 and over. * Charges are per “open” account. There is no charge for “closed” accounts. An account is considered “closed” when securities are no longer held in that account and all required tax reporting has been completed with respect to that account.
Transfer Agency Fees. For Transfer Agency Services, the Client shall pay Service Provider a per CUSIP fee of $17,000 per CUSIP per year (to be billed in equal monthly installments). In addition, the Client shall pay the following per-account fees, applied per year (to be billed in equal monthly installments) to each shareholder account (open or closed) on Service Provider’s transfer agency system: Per Open Non-NSCC Account $20.00 Per Open NSCC Account $15.00 Per Closed Account $2.00 For these purposes, the following categories constitute an open account on the Service Provider system in any one month: open account with balance, open account with zero balance, or open account with negative balance and closed account with activity. Closed accounts with no activity in the month are considered a closed account for billing purposes.
Transfer Agency Fees. For the transfer agent services rendered under this Agreement, the Fund shall pay to the Administrator the greater of:
Transfer Agency Fees. Base annual fee: $ annual fee per open account ($ annual fee per closed account) The base annual fee is subject to a $ minimum annual fee per Fund share class. All fees set forth in Section 1 under the heading “Transfer Agency Fees” shall be subject to a % discount.
Transfer Agency Fees. Base Annual Fee Vision Feeds (check applicable fees)
Transfer Agency Fees. The base annual fee* shall be the greater of: $ per Fund, per Share Class; or $ annual fee per open account ($ annual fee per closed account). * The base annual fee shall be waived for the first three (3) months of this Agreement.
Transfer Agency Fees. For the transfer agent services rendered under this Agreement, the Fund shall pay to the Administrator the greater of:
A. An annual minimum fee of $75,000 per fund family.
B. $20,000 plus $22.50 per shareholder account.
C. Out-of-pocket expenses and customary bank charges and offsets and customized systems and technology charges, which will be computed , billed and payable monthly. Transfer Agency out of pocket expenses include, but are not limited to, confirmations, statements, stationary, postage, courier service, forms, telephones, record retention, wires, transcripts, microfilm, technology development, and expenses incurred at the specific direction of the funds. X.X. Xxxxxx agrees to perform the following duties in accordance with the requirements of the Fund’s Registration Statement and applicable laws and regulations:
(a) keep and maintain the books and records of each Fund in accordance with Rule 3la-1 under the 1940 Act (“Rule”), including the following:
(i) journals containing an itemized daily record in detail of all purchases and sales of securities, all receipts and disbursements of cash and all other debits and credits, as required by subsection (b)(1) of the Rule;
(ii) general and auxiliary ledgers reflecting all asset, liability, reserve, capital, income and expense accounts, including interest accrued and interest received, as required by subsection (b)(2)(i) of the Rule;
(iii) separate ledger accounts required by subsections (b)(2)(ii) and (iii) of the Rule; and
(iv) a monthly trial balance of all ledger accounts (except shareholder accounts) as required by subsection (b)(8) of the Rule.
(a) perform the following accounting services daily, unless otherwise indicated below, for each Fund:
(i) calculate the net asset value per share;
(ii) obtain security prices from independent pricing services, or if such quotes are unavailable, obtain such prices from each Fund's investment adviser or its designee, as approved by Fund's Board;
(iii) provide exception, stale and halted price reporting to the investment adviser;
(iv) verify and reconcile with the Fund’s custodian’s records all daily trade activity;
(v) for money market Funds, compute, each Fund's net income and capital gains, dividend payables, dividend factors, and agreed-upon rates and yields;
(vi) review daily the net asset value calculation and dividend factor (if any) for each Fund, distribute net asset values and yields to NASDAQ, Fund's transfer agent, Fund's administrator and such o...
