By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC FACTS WHAT DOES TWO ROADS SHARED TRUST DO WITH YOUR PERSONAL INFORMATION Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH US. THIS INFORMATION CAN INCLUDE: • Social Security number and income • Account transactions and transaction history • Investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses to share and whether you can limit this sharing. For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO For our marketing purposes – to offer our products and services to you NO We do not share For joint marketing with other financial companies NO We do not share For our affiliates’ everyday business purposes – information about your transactions and experiences NO We do not share For our affiliates’ everyday business purposes – information about your creditworthiness NO We do not share For our affiliates to market to you NO We do not share For nonaffiliates to market to you NO We do not share Questions? Call 0-000-000-0000 How does Two Roads Shared Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.
By Telephone In Writing Internet. Toll-free (000) 000-0000 Fax 000-000-0000 Fulcrum Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free (000) 000-0000 Fax 000-000-0000 Sierra Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free (000) 000-0000 Parnassus Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxx.xxx Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Parnassus Fund Distributors, LLC Privacy Policy and Practices Xxxxxxxxx is committed to maintaining the confidentiality, integrity and security of personal information entrusted to us by current and potential shareholders. We have always treated personal information as confidential and want you to be aware of our privacy policies.
By Telephone In Writing Internet. Toll-free 1-877-BTS-9820 BTS FUNDS PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free (000) 000-0000 Fax 000-000-0000 The Covered Bridge Fund PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free (000) 000-0000 Navigator Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free 0-000-000-0000 Altegris Mutual Funds c/o Gemini Fund Services, LLC PO Box 541150 xxx.xxxxxxxx.xxx
By Telephone In Writing Internet. Toll-free (000) 000-0000 Xxxxx Alpha Funds Trust PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxxxxxx.xxx/xxxxx Via Overnight Delivery 00000 Xxxxxx Xxxxxx, Suite 2 Omaha, NE 68130 Distributed by Ultimus Fund Distributors, LLC Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? The types of personal information we collect and share depends on the product or service that you have with us. This information can include: • Social Security number and wire transfer instructions • account transactions and transaction history • investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Xxxxx Alpha Funds Trust chooses to share; and whether you can limit this sharing. For our affiliates’ everyday business purposes - information about your transactions and records. NO We don’t share For our affiliates’ everyday business purposes - information about your credit worthiness. NO We don’t share How does Xxxxx Alpha Funds Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.
