By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST DO WITH YOUR PERSONAL INFORMATION Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH US. THIS INFORMATION CAN INCLUDE: • Social Security number and income • Account transactions and transaction history • Investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses to share and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO For our marketing purposes – to offer our products and services to you NO We do not share For joint marketing with other financial companies NO We do not share For our affiliates’ everyday business purposes – information about your transactions and experiences NO We do not share For our affiliates’ everyday business purposes – information about your creditworthiness NO We do not share For our affiliates to market to you NO We do not share For nonaffiliates to market to you NO We do not share Questions? Call 0-000-000-0000 What we do How does Two Roads Shared Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to preve...
By Telephone In Writing Internet. Toll-free (000) 000-0000 Parnassus Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Parnassus Fund Distributors, LLC Privacy Policy and Practices Xxxxxxxxx is committed to maintaining the confidentiality, integrity and security of personal information entrusted to us by current and potential shareholders. We have always treated personal information as confidential and want you to be aware of our privacy policies.
By Telephone In Writing Internet. Toll-free 1-877-BTS-9820 BTS FUNDS PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxx.xxx Or Via Overnight Delivery 00000 Xxxxxx Xxxxxx, Suite 2 Omaha, NE 68130
By Telephone In Writing Internet. Toll-free 0-000-000-0000 Altegris Mutual Funds c/o Gemini Fund Services, LLC PO Box 541150 xxx.xxxxxxxx.xxx Omaha, NE 68154 or Via Overnight Delivery 00000 Xxxxxx Xxxxxx, Suite 2 Omaha, NE 68130
By Telephone In Writing Internet. Toll-free 0-000-000-0000 Fax 000-000-0000 Altegris Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxx.xxx or Via Overnight Delivery Altegris Mutual Funds 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022
By Telephone In Writing Internet. Toll-free (000) 000-0000 Sierra Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022
By Telephone In Writing Internet. Toll-free (000) 000-0000 Fax 000-000-0000 CRM Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxx.xxx Or Via Overnight Delivery 0000 X 000xx Xx, Xxxxx 000 Elkhorn, NE 68022 Distributed by ALPS Distributors, Inc. XXXXXX XXXXXXXXX XXXXXXX, LLC CLIENT PRIVACY STATEMENT Xxxxxx Xxxxxxxxx XxXxxxx, LLC’s (“CRM”) primary client goal is to protect your privacy. This privacy notice contains our policies relating to nonpublic information of clients, prospective clients and former clients. In the conduct of our business, we may collect nonpublic, personal information from you and other sources such as: • Information reported by you in investment management agreements, subscription documents, purchase applications and any other related documents or forms you filled out and sent to us in connection with your account; • Information about your transactions with us, our affiliates or others (such as purchases, sales, account balances and average costs); • Information used to verify your identity; • Information about any bank account you use for transfers between your bank account and your CRM accounts; and • Information we receive about you or your accounts as a result of your inquiries by mail, e-mail or telephone. CRM does not share or disclose any nonpublic, personal information about its current or former customers, except as permitted by law, in order to service your account. We will also release information about you if you direct us to do so, if we are compelled to do so by law, or in connection with a government request or investigation. In addition, in order to comply with state and federal laws, including anti-money laundering requirements, any information you provide in connection with your account is subject to verification by CRM or a third-party vendor contracted by us for this purpose, or both.
