Account Transactions. (a) CLIENT recognizes and agrees that in order for ADVISER to discharge its responsibilities, it must engage in securities brokerage transactions described in paragraph 1 herein;
(b) Commissions and/or transaction fees are generally charged for effecting securities transactions; and
(c) The brokerage commissions and/or transaction fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.
Account Transactions a. Client recognizes and agrees that in order for Adviser to discharge its responsibilities, it must engage in securities brokerage transactions described in Item 1 herein;
b. Commissions and/or transaction fees are generally charged for effecting securities transactions;
c. Adviser, in return for effecting securities brokerage transactions through certain broker-dealers, may receive from those broker-dealers certain investment research products and/or services which assist Adviser in its investment decision making process for the Client.
Account Transactions a. You agree that in order for Revolut Wealth to discharge its responsibilities, it must engage in securities brokerage transactions described in this Agreement.
b. Commissions and/or transaction fees are generally charged for effecting securities transactions.
c. Revolut Wealth, in return for effecting securities brokerage transactions through certain broker-dealers, may receive from those broker-dealers certain investment research products and/or services which assist Revolut Wealth in its investment decision-making process for your Account.
Account Transactions. (a) CLIENT recognizes and agrees that in order for ADVISER to discharge its responsibilities, it must engage in securities brokerage transactions described in paragraph 1 herein;
(b) Commissions and/or transaction fees are generally charged for effecting securities transactions;
(c) In return for effecting securities brokerage transactions through certain broker-dealers, ADVISER may receive from those broker-dealers certain investment research products and/or services which assist ADVISER in its investment decision making process for CLIENT, all of which transactions shall be in compliance with Section 28(e) of the Securities Exchange Act of 1934; and
(d) The brokerage commissions and/or transaction fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.
Account Transactions. (a) Commissions and/or transaction fees are generally charged for effecting securities transactions; and
(b) The brokerage commissions and/or transaction fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.
Account Transactions. Unless otherwise determined and/or permitted, all securities brokerage transactions directed by the designated Investment Manager(s) for the Program shall be effected through the applicable Account Custodian. Account commissions and/or transaction fees for securities transactions directed by the designated Independent Manager(s) under the Program are inclusive of the Program Fee as defined in paragraph 2 hereof.
Account Transactions. 9.1 You shall be responsible for ensuring that instructions from you or from a Cardholder to pay money into and out of the Account are correct and accurate. We will not check whether any of this information is correct. For example, we do not check the name of a Payee or account given to us with a payment instruction.
9.2 We may refuse to act on an instruction to pay money into or out of the Account if the instruction does not contain the correct BIC and/or IBAN, or sort code and account number, any other necessary unique identifier of the Payee. If we refuse to process a payment from the Account for such a reason, we will tell you. We have no liability to you, any Cardholder or any other party for any loss, cost or expense which arises from our refusal to act on a payment instruction under this Clause 9.2. We may also refuse to act on an instruction if correct Security Credentials are not supplied when required.
9.3 In respect of payments instructions, the date of receipt of such payment instructions (“D”) will, subject to any applicable Cut-Off Times, be that Banking Day where the payment instruction is received by the Bank. If the payment is in Euro, and the financial institution of the payee is located in the EEA, we will ensure that the financial institution of the payee will receive the payment within one banking day of D (D+1). If it is a cross border payment in Sterling, or other EEA Currency (non-euro), and the financial institution of the payee is located in the EEA, we will ensure that the financial institution of the payee will receive the payment within three banking days of D (D+3). Where the payment instruction is submitted on paper, the processing time may be an extra banking day ((D+2) and (D+4)). Any other payment instructions may take longer to process.
9.4 The financial institution where the Payee’s account is held controls payment into that account. We are not responsible for that.
9.5 In the event we suspect or detect any fraud or unauthorised activity on your Account, we may advise you or the relevant Cardholder via phone, SMS message or email as appropriate. If we deem it necessary we may block your Account or any Card and will advise you or the relevant Cardholder of the block and how it may be removed.
Account Transactions. 4.1 The Manager will place orders for the execution of transactions on behalf of the Trust Account on a best execution basis and in accordance with Part II of the Manager’s Form ADV, as may be amended from time to time. The Manager may, in its discretion, bunch and aggregate orders for the Account. The Manager is not required to aggregate orders. The Manager hereby notifies the Beneficiary that aggregation may work against as well as for the Account’s interest.
4.2 The Manager may not execute trades with or through itself or any of its affiliates acting as agent or as principal. The Manager may execute transactions in which the Manager, its affiliates and/or their personnel have interests as described in Sections 1.3 and 13 hereof. The Manager is authorized to effect cross transactions between the Account and other accounts managed by the Manager and its affiliates provided that remuneration paid by the Account for the execution of such transactions shall be paid to broker-dealers unaffiliated with the Manager and provided, further, that the terms of such cross transactions are, in the Manager’s reasonable view, fair and equitable to the Account. Such cross transactions enable the Manager to purchase or sell a block of securities for the Account at a set price and possibly avoid an unfavorable price movement that may be created through entrance into the market with such purchase or sell order. The Manager believes that such transactions can provide meaningful benefits for its clients. However, the Manager has a potentially conflicting division of loyalties and responsibilities regarding both parties to such transactions.
4.3 The Manager may cause the Trustee to advance cash on the Account’s behalf to facilitate execution and settlement of transactions in the Account.
Account Transactions. 2.3.1. Fees are charged from the funds held in Customer‘s Accounts according to the Fee Schedule. If Customer’s Accounts do not hold a sufficient balance in the currency in which the payment is to be made, Bank may convert, at its sole discretion, the funds held in Customer’s Accounts to the required currency. If Customer’s Accounts do not hold amounts sufficient to pay a fee, Bank is entitled, at its sole discretion, to deduct the Fee by putting the Account into a negative balance (otherwise known as a debit balance).
2.3.2. Bank is entitled to accept, without prior consent of Customer, any payment designated for the Account. Bank posts credit entries to the Account according to instructions contained in the Order. Bank has the right, but not the obligation, to credit the funds to Customer’s Account by relying on the beneficiary’s account number (specified in the payment order) only, if Bank detects inconsistency between the beneficiary’s account number and account name. Bank is entitled to credit Customer’s funds to Customer’s account other than that specified in the payment order in cases where Customer’s Account specified in the payment order is closed.
2.3.3. Bank will credit the funds to the Account in a currency in which the incoming payment is denominated only if the incoming payment is denominated in Bank’s functional currency.
2.3.4. Bank will debit the Account (to pay out money, to transfer funds, to provide other banking service) only after receiving Customer’s Order to make a payment within the limits of the available Account balance (maintained in credit) if the Account is not subject to any limitations and also in cases specified in cl. 2.4 hereof. The Account may not fall into the red/negative balance unless (i) the debit balance occurs in accordance with cl. 2.3.1 hereof; or (ii) the negative balance results from Card Loan granted to Customer. If Card Loan is granted, the Account may not fall into the red/negative balance exceeding the Credit Limit.
2.3.5. Customer acknowledges that Customer has been informed of the following fact: when a payment is remitted to any other Latvia-based credit institution, the beneficiary’s bank may execute the payment by relying only on the beneficiary’s account number as indicated in Customer’s payment Order.
2.3.6. Bank accepts, approves for execution, executes or refuses to execute Customer’s payment Order according to the procedure prescribed by this Agreement, the General Terms and Conditions for Transa...
Account Transactions. 3.1 We reserve the right to:
3.2 You authorize us to endorse for deposit in your name any item(s) received for deposit in your account(s) that is missing any such endorsement.
3.3 If you ask us to follow instructions that we believe may expose us to potential liability, we may decline to follow the instructions. Alternatively, we may, in our sole discretion, require a surety bond or other protection from you, such as an indemnification, before we carry out the instructions.
