Chief Compliance Officer. The Chief Compliance Officer of the Trust will be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the compliance policies and procedures to the Board of Trustees and shall perform such other duties as prescribed by the Board of Trustees.
Appears in 101 contracts
Samples: Institutional Investment Strategy Fund, SKK Access Income Fund LP, Alternative Credit Income Fund
Chief Compliance Officer. The Chief Compliance Officer shall perform the duties and have the responsibilities of the Trust will be responsible for administering its chief compliance policies officer of the Trust, including if required by the 1940 Act any such duties and proceduresresponsibilities imposed by Rule 38a-1, and shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the compliance policies and procedures to the Board of Trustees and shall perform such other duties and powers as prescribed may be designated from time to time by the Board of Trustees.
Appears in 96 contracts
Samples: Appendix (Pimco Municipal Income Fund Ii), Appendix (Pimco California Municipal Income Fund), Appendix (Pimco Municipal Income Fund Iii)
Chief Compliance Officer. The Chief Compliance Officer of the Trust will shall be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the Trust’s compliance policies and procedures to as required by Rule 38a-1 under the Board of Trustees 1940 Act and shall perform may have such other duties and powers as prescribed may be designated from time to time by the Board Trustees. The designation and compensation of the Chief Compliance Officer must be approved by the Trustees, including a majority of the Trustees who are not interested persons of the Trust, as defined by the 1940 Act. The Chief Compliance Officer shall be authorized to sign documents on behalf of the Trust.
Appears in 4 contracts
Samples: Catholic Responsible Investments Funds, Frost Family of Funds, Reality Shares ETF Trust
Chief Compliance Officer. The Chief Compliance Officer of the Trust will shall be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the Trust's compliance policies and procedures to as required by Rule 38a-1 under the Board of Trustees 1940 Act and shall perform may have such other duties and powers as prescribed may be designated from time to time by the Board Trustees. The designation and compensation of the Chief Compliance Officer must be approved by the Trustees, including a majority of the Trustees who are not interested persons of the Trust, as defined by the 1940 Act. The Chief Compliance Officer shall be authorized to sign documents on behalf of the Trust.
Appears in 3 contracts
Samples: Gallery Trust, Winton Series Trust, Advisors' Inner Circle Fund III
Chief Compliance Officer. The Chief Compliance Officer of the Trust will be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of TrusteesBoard, shall annually furnish a written report on the operation of the compliance policies and procedures to the Board of Trustees and shall perform such other duties as prescribed by the Board of TrusteesBoard.
Appears in 2 contracts
Samples: Vertical Capital Income Fund, Vertical Capital Income Fund
Chief Compliance Officer. The Chief Compliance Officer shall oversee and direct the implementation of the Trust will Trust's compliance program as mandated by the 1940 Act and rules thereunder. The Chief Compliance Officer shall perform such other duties and have such other responsibilities as from time to time may be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within assigned to him by the organization to compel others to adhere to the compliance policies and procedures, Trustees. The Chief Compliance Officer shall report directly to the Board of Trustees, shall annually furnish Trustees or a written report on the operation committee of the compliance policies and procedures to the Board of Trustees and shall perform such other duties as prescribed by the Board of Trusteesin carrying out his functions.
Appears in 2 contracts
Samples: Agreement and Declaration (USAA ETF Trust), Usaa Mutual Funds Trust
Chief Compliance Officer. The Chief Compliance Officer of the Trust will shall be responsible for administering its compliance the Trust's policies and procedures, shall have sufficient authority and independence within procedures reasonably designed to prevent violation of the organization to compel others to adhere to the compliance policies and procedures, federal securities laws. The Chief Compliance Officer shall report directly to Board of Trustees. The Chief Compliance Officer must annually furnish the Board of Trustees, shall annually furnish Trustees with a written report on the operation of the compliance Trust's policies and procedures to the Board and those of Trustees and shall perform such other duties as prescribed by the Board of Trusteesits service providers.
Appears in 2 contracts
Samples: Julius Baer Investment Funds, Julius Baer Investment Funds
Chief Compliance Officer. The Chief Compliance Officer of the Trust will be responsible for administering its compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the Trust's compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the compliance policies and procedures to the Board of Trustees and shall perform such other duties as prescribed by the Board of Trustees.
Appears in 1 contract
Samples: Access Variable Insurance Trust
Chief Compliance Officer. The Chief Compliance Officer of the Trust will shall be responsible for administering its compliance the Trust’s policies and procedures, shall have sufficient authority and independence within procedures reasonably designed to prevent violation of the organization to compel others to adhere to the compliance policies and procedures, federal securities laws. The Chief Compliance Officer shall report directly to Board of Trustees. The Chief Compliance Officer must annually furnish the Board of Trustees, shall annually furnish Trustees with a written report on the operation of the compliance Trust's policies and procedures to the Board and those of Trustees and shall perform such other duties as prescribed by the Board of Trusteesits service providers.
Appears in 1 contract
Chief Compliance Officer. The Chief Compliance Officer of the Trust will shall be responsible for administering its compliance the Trust’s policies and procedures, shall have sufficient authority and independence within procedures reasonably designed to prevent violation of the organization to compel others to adhere to the compliance policies and procedures, federal securities laws. The Chief Compliance Officer shall report directly to Board of Trustees. The Chief Compliance Officer must annually furnish the Board of Trustees, shall annually furnish Trustees with a written report on the operation of the compliance Trust’s policies and procedures to the Board and those of Trustees and shall perform such other duties as prescribed by the Board of Trusteesits service providers.
Appears in 1 contract
Samples: Artio Global Investment Funds
Chief Compliance Officer. The Chief Compliance Officer of the Trust will be responsible for administering its the Trust's compliance policies and procedures, shall have sufficient authority and independence within the organization to compel others to adhere to the compliance policies and procedures, shall report directly to the Board of Trustees, shall annually furnish a written report on the operation of the compliance policies and procedures to the Board of Trustees and shall perform such other duties as prescribed by the Board of Trustees.
Appears in 1 contract
Samples: James Advantage Funds