Compensation Disclosures Sample Clauses

Compensation Disclosures. Broker-Dealer and Agency shall comply, and shall require its Representatives to comply, with all Applicable Law, including federal and state securities and insurance laws, rules and regulations, the DOL Fiduciary Rule and any applicable PTE, governing the disclosure of compensation with respect to insurance products, including insurance products considered to be securities under any such laws, rules, or regulations. At a minimum, Broker-Dealer will require, of itself and its Representatives, that the following be disclosed: (i) that the Broker-Dealer and Representative receive commissions based on a percentage of the premiums paid by the customer or a fee based on the amount of the assets managed under the investment products sold by them and (ii) if the Broker-Dealer, Agency, or any Representative receives any contingent compensation, that they may be paid additional compensation based on such factors as the total volume of their product sales, the length of time that customers continue to pay premiums or keep assets invested in the products sold by them and/or the profitability of those products.
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Compensation Disclosures. Broker-Dealer will require its Representatives to comply with all federal and state, securities and insurance laws, rules and regulations governing the disclosure of compensation with respect to Insurance Securities and insurance products. At a minimum, Broker-Dealer will require, of itself and its Representatives, that the following be disclosed: (i) that the Broker-Dealer and Representative receives commissions based on a percentage of the premiums paid by the customer or a fee based on the amount of the assets managed under the investment products sold by them and (ii) if the Broker-Dealer or its Representative receives any contingent compensation, that they may be paid additional compensation based on such factors as the total volume of their product sales, the length of time that customers continue to pay premiums or keep assets invested in the products sold by them and/or the profitability of those products.
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Compensation Disclosures. Schwab will require its Representatives to comply with all federal and state, securities and insurance laws, rules and regulations governing the disclosure of compensation with respect to Company Securities and insurance products.
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Compensation Disclosures. The Total Compensation for Executive Leadership and Other Specific Employees (Exhibit E) form must be posted on the Board’s website upon it being submitted to Commerce within 30 days after the end of each Board’s fiscal year and remain posted for three years after it is first published. The disclosures must be accompanied by a written declaration provided by the chief financial officer or their designee that they have read the compensation disclosure documents and the facts stated in it are true.
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Compensation Disclosures. You and your agents will comply with applicable law, including without limitation, the DOL Fiduciary Rule, to the extent applicable, and any applicable PTE, governing the disclosure of compensation with respect to insurance products. At a minimum, you and your agents will disclose that you receive commissions based on a percentage of the premiums paid by the customer or a fee based on the amount of the assets managed under the products sold by you as well as the amount you will receive on the sale of the specific product.
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Compensation Disclosures 
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Related to Compensation Disclosures

  • Confidential Information; Non-Disclosure In consideration of your access to certain Confidential Information (as defined below) of the Company, in connection with your business relationship with the Company, you hereby represent and agree as follows:

  • Non-Disclosure Absent prior written consent of the person listed in Section 3 or his/her designee, Contractor shall not: (1) disclose, publish, or disseminate any information, not a matter of public record, that is received by reason of this Contract, regardless of whether the Contractor is or is not under contract at the time of the disclosure; or (2) disclose, publish, or disseminate any information developed for MPS under this Contract. Contractor agrees to take all reasonable precautions to prevent any unauthorized use, disclosure, publication, or dissemination of the same information. All information and any derivatives thereof, whether created by MPS or Contractor under this Contract remains the property of MPS and no license or other rights to such information is granted or implied hereby. For purposes of this Contract, “derivatives” shall mean: (i) for copyrightable or copyrighted material, any translation, abridgment, revision, or other form in which an existing work may be recast, transformed, or adapted; and (ii) for patentable or patented material, any improvement thereon. Within ten business days of the earlier of receipt of MPS’ written or oral request, or final payment, Contractor will return all documents, records, and copies thereof it obtained during the development of the work product covered by this Contract.

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