Filing and Registration Period Clause Samples
The Filing and Registration Period clause defines the specific timeframe within which required documents or applications must be submitted to relevant authorities or regulatory bodies. In practice, this clause sets clear deadlines for parties to file necessary paperwork, such as permits, licenses, or compliance forms, ensuring that all legal or procedural requirements are met in a timely manner. Its core function is to provide structure and certainty to the filing process, helping to prevent delays, missed opportunities, or regulatory non-compliance.
Filing and Registration Period. Subject to the terms and conditions of this Warrant, no later than four months after the Issue Date, or as soon as practicable thereafter, in the case such filing is delayed by circumstances beyond the Company's control, and consistent with the requirements of applicable law, the Company shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "SHELF REGISTRATION"). The Company shall use commercially reasonable efforts to have such Shelf Registration declared effective no later than six months after the Issue Date and to keep the Shelf Registration continuously effective under the Securities Act for a continuous period of time (such period of time being hereinafter called the "REGISTRATION PERIOD") commencing on the date the Shelf Registration is declared effective under the Securities Act by the SEC and ending on the date that is the second anniversary of the Issue Date; provided, that such Registration Period shall be extended until Rule 144(k) promulgated under the Securities Act (as such Rule may be amended from time to time, or any similar or successor rule or regulation hereafter adopted by the SEC) is available for the sale of Registrable Securities that are issued pursuant to a net exercise of this Warrant under Section 1.2 prior to the second anniversary of the Issue Date; provided, that in no event shall such Registration Period exceed the date that is the fourth anniversary of the Issue Date. The Company shall have no duty or obligation to keep the Shelf Registration effective after the expiration of the Registration Period.
Filing and Registration Period. Subject to the terms and conditions of this Agreement, as promptly as practicable following the date that Acquirer becomes eligible to use Form S-3, and consistent with the requirements of applicable law, Acquirer shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "Shelf Registration"). Prior to filing such Shelf Registration with the SEC, Acquirer shall consult with the Stockholder Representative with respect to the portions of the Shelf Registration that describe the manners in which resales of Acquirer Common Stock may be made in reliance on the Shelf Registration, which portions shall be reasonably satisfactory to the Stockholder Representative. Acquirer shall use commercially reasonable efforts to cause such Shelf Registration to be declared effective as soon as practicable after its filing and to keep the Shelf Registration continuously effective under the Securities Act for a period of time (such period of time being hereinafter called the "Registration Period") commencing on the date the Shelf Registration is declared effective under the Securities Act by the SEC (the "Date of Effectiveness") and ending at the end of the thirtieth day that the Shelf Registration and any Subsequent Registration (as defined below) have, in the aggregate, been effective, provided that in the event that Acquirer exercises its right to prohibit sales under Sections 12.2(f) or 12.3(b) below or that any Holder is prohibited from selling pursuant to Section 12.2(g) below, then Acquirer shall extend the Registration Period hereunder by the number of days that such sales were so prohibited. Acquirer shall have no duty or obligation to keep the Shelf Registration (or any Subsequent Registration, as defined below) effective after the expiration of the Registration Period.
Filing and Registration Period. Subject to the terms and conditions of this Agreement, as promptly as reasonably practicable following the Effective Time of the Merger, and consistent with the requirements of applicable law, HNC shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the Registrable Securities (the "SHELF REGISTRATION"). HNC shall use its diligent efforts to have such Shelf Registration declared effective as soon as reasonably practicable after its filing and to keep the Shelf Registration continuously effective under the Securities Act for a continuous period of time (such period of time being hereinafter called the "REGISTRATION PERIOD") commencing on the date the Shelf Registration is declared effective under the Securities Act by the SEC (the "DATE OF EFFECTIVENESS") and ending no earlier than the conclusion of the Permitted Window provided for in Section 1.2(h) below. HNC shall have no duty or obligation to keep the Shelf Registration (or any Subsequent Registration, as defined below) effective after the expiration of the Registration Period. Accordingly, the Security Holders acknowledge that registration of the Registrable Securities under the Securities Act will cease to be effective (and that the Shelf Registration will be cancelled and withdrawn) after the conclusion of the Permitted Window.
Filing and Registration Period. As promptly as reasonably practicable following the Effective Time of the Merger (but not earlier than five (5) days after the Effective Time of the Merger), and consistent with the requirements of applicable law, HNC shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "SHELF REGISTRATION"). HNC shall use its best efforts to have such Shelf Registration declared effective as soon as practicable after the Effective Time of the Merger and to keep the Shelf Registration continuously effective under the 1933 Act for a continuous period of time (such period of time being hereinafter called the "REGISTRATION PERIOD") commencing on the date the Shelf Registration is declared effective under the 1933 Act by the SEC (the "DATE OF EFFECTIVENESS") and ending on the first (1st) anniversary of the Effective Time of the Merger. HNC shall have no duty or obligation to keep the Shelf Registration (or any Subsequent Registration, as defined below) effective after the expiration of the Registration Period.
Filing and Registration Period. Subject to the terms and conditions of this Warrant, no later than May 29, 2003, and consistent with the requirements of applicable law, the Company shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "SHELF REGISTRATION"). The Company shall use commercially reasonable efforts to have such Shelf Registration declared effective no later than July 29, 2003 and to keep the Shelf Registration continuously effective under the Securities Act for a continuous period of time (such period of time being hereinafter called the "REGISTRATION PERIOD") commencing on the date the Shelf Registration is declared effective under the Securities Act by the SEC and ending on the date that is the second anniversary of the Issue Date. The Company shall have no duty or obligation to keep the Shelf Registration effective after the expiration of the Registration Period.
Filing and Registration Period. As promptly as reasonably practicable following the Effective Time of the Merger, Concur shall prepare and file with the SEC the Registration Statement for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "SHELF REGISTRATION"). Concur shall provide the Holders with a reasonable opportunity to review and approve the "selling stockholders" and "plan of distributions" sections of the prospectus in the Registration Statement. Concur shall use its best efforts to have such Shelf Registration declared effective on or before July 26, 1999, or as soon thereafter as practicable, and to keep the Shelf Registration continuously effective under the 1933 Act for a continuous period of time commencing on the date the Shelf Registration is declared effective under the 1933 Act by the SEC (the "DATE OF EFFECTIVENESS") and ending on the first anniversary of the Effective Time of the Merger, except as provided otherwise herein (the period during which the Registration is to remain effective is referred to herein as the "REGISTRATION Period"). Concur shall have no duty or obligation to keep the Shelf Registration effective after the expiration of the Registration Period.
Filing and Registration Period. Subject to the terms and conditions of this Agreement, Buyer will use good faith efforts to, within 30 days after the Closing, prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the “Holder Registration”). Buyer shall use commercially reasonable efforts to cause the Holder Registration to be declared effective as soon as practicable after its filing and to keep the Holder Registration continuously effective under the Securities Act for a continuous period of time (such period of time being hereinafter called the “Registration Period”) commencing on the date the Holder Registration is declared effective under the Securities Act by the SEC and ending at the end of the thirtieth (30th) day that the Holder Registration has been effective; provided, however, that in the event that Buyer exercises its right to prohibit sales under Section 2(e) or Section 5, then Buyer shall extend the Registration Period hereunder by the number of days that such sales were so prohibited. Buyer shall have no duty or obligation to keep the Holder Registration effective after the expiration of the Registration Period. Buyer will only be obligated to prepare and file with the SEC one such Holder Registration.
Filing and Registration Period. Subject to the terms and conditions of this Agreement, Parent will use best efforts to, within 15 business days after the Closing Date, prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the “Registration”). Parent shall use commercially reasonable efforts to cause the Registration to be declared effective as soon as practicable after its filing. Parent shall use commercially reasonable efforts to keep the Registration continuously effective under the Securities Act for a continuous period of time (such period of time being hereinafter called the “Registration Period”) commencing on the date the Registration is declared effective under the Securities Act by the SEC and ending on the one-year anniversary of the Closing Date. The Registration Period shall be extended by the length of any Suspension Period(s) (as defined in Section 2(e)). Parent shall have no duty or obligation to keep the Registration effective after the expiration of the Registration Period. Parent will only be obligated to prepare and file with the SEC one registration pursuant to this Section 2(a).
Filing and Registration Period. As promptly as reasonably practicable following the Closing (but not later than five (5) business days after the Closing of the Exchange), and consistent with the requirements of applicable law, Intuit shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "SHELF REGISTRATION"). Intuit shall use its commercially reasonable efforts to have such Shelf Registration declared effective as soon as practicable after the Closing (with the objective, but not the obligation, of causing the Shelf Registration to be declared effective within sixty (60) days after it has been filed with the SEC) and to keep such Shelf Registration continuously effective under the 1933 Act for a continuous period of time (such period of time being hereinafter called the "REGISTRATION PERIOD") commencing on the date the Shelf Registration is declared effective under the 1933 Act by the SEC (the "DATE OF EFFECTIVENESS") and ending on the earlier of (i) the date that is one (1) year after the Closing of the Exchange, or (ii) such time as all Registrable Securities have been sold pursuant to the Shelf Registration. Intuit shall have no duty or obligation to keep the Shelf Registration (or any Subsequent Registration, as defined below) effective after expiration of the Registration Period.
Filing and Registration Period. In case the Company shall receive from the Stockholder a written request that the Company effect a registration on Form S-3 and any related qualification or compliance with respect to all or a part of the Registrable Securities, then as soon as practicable thereafter, and consistent with the requirements of applicable law, the Company shall prepare and file with the SEC a registration statement on Form S-3 for an offering to be made on a continuous basis pursuant to Rule 415 covering all of the then outstanding Registrable Securities (the "Shelf Registration"). The Company shall use its reasonable good faith efforts to have such Shelf Registration declared effective as soon as practicable after its filing and to keep the Shelf Registration continuously effective under the 1933 Act for a continuous period of time (such period of time being hereinafter called the "Registration Period") commencing on the date the Shelf Registration is declared effective under the 1933 Act by the SEC (the "Date of Effectiveness") and ending on the date that is the first (1st) anniversary of the Closing (subject to Section 4.3.2(b)). The Company shall have no duty or obligation to keep the Shelf Registration (or any Subsequent Registration, as defined below) effective after the expiration of the Registration Period. Accordingly, the Stockholders acknowledge that the Registrable Securities will not be registered under the 1933 Act beginning one (1) year after the Closing.
