Filings under the Exchange Act Sample Clauses
The 'Filings under the Exchange Act' clause requires a party, typically a public company, to make certain disclosures or submit documents in accordance with the Securities Exchange Act of 1934. This may involve providing periodic reports, such as annual or quarterly filings, or promptly disclosing material events to the Securities and Exchange Commission (SEC). The clause ensures that all relevant information is made publicly available as required by law, promoting transparency and regulatory compliance in securities transactions.
Filings under the Exchange Act. The Company, during any time when a prospectus relating to the Offered Securities is (or but for the exemption in Rule 172 would be) required to be delivered under the Act by any Underwriter or dealer, will file all documents required to be filed with the Commission pursuant to the Exchange Act within the time periods required by the Exchange Act and the Rules and Regulations. The Company has given the Representatives notice of any filings made pursuant to the Exchange Act and the Rules and Regulations a reasonable time prior to the time when such filings are proposed to be made; the Company will give the Representatives notice of its intention to make any such filing from the Applicable Time to each Closing Date and will furnish the Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing, as the case may be, and will not, in each case, file or use any such document to which the Representatives or counsel for the Underwriters shall reasonably object.
Filings under the Exchange Act. The Parties shall cooperate with each other to ensure that all filings and notices required under the Exchange Act, or the rules and regulations of the SEC and Nasdaq, applicable to them and/or the Takeover Offer are timely and properly made by the Party so required.
Filings under the Exchange Act. So long as the Noteholders beneficially own the Notes or the shares of Common Stock that may be issued upon conversion of such Notes, the Company shall file all reports required to be filed with the Commission pursuant to Section 13 and 15(d) of the Exchange Act and shall not terminate its status as an issuer required to file reports under the Exchange Act where the rules and regulations thereunder would permit such termination. The Company will take all reasonable action under its control to maintain the continued listing and quotation and trading of the its Common Stock on the OTC Bulletin Board and will comply with the Company's reporting, filing and other obligations under the by-laws or rules of the National Association of Securities Dealers, Inc. applicable to it at least so long as the Noteholder beneficially owns the Notes.
Filings under the Exchange Act. So long as the Noteholders beneficially own the Notes, the Company shall file all reports required to be filed with the Commission pursuant to Section 13 and 15(d) of the Exchange Act and shall not terminate its status as an issuer required to file reports under the Exchange Act where the rules and regulations thereunder would permit such termination. The Company will take all reasonable action under its control to maintain the continued listing and quotation and trading of the its Common Stock on the OTC Bulletin Board and will comply with the Company's reporting, filing and other obligations under the by-laws or rules of the National Association of Securities Dealers, Inc. applicable to it at least so long as the Noteholder beneficially owns the Notes.
Filings under the Exchange Act. So long as the Noteholders beneficially own the Notes, the Company shall use its best efforts to (i) file all reports required to be filed with the Commission pursuant to Section 13 and 15(d) of the Exchange Act and (ii) not terminate its status as an issuer required to file reports under the Exchange Act where the rules and regulations thereunder would permit such termination. The Company will take all reasonable action under its control to maintain the continued listing and quotation and trading of the its Common Stock on the OTC ___________________ [3] “Immediate family” of a senior foreign political figure typically includes the figure’s parents, siblings, spouse, children and in-laws. [4] A “close associate” of a senior foreign political figure is a person who is widely and publicly known to maintain an unusually close relationship with the senior foreign political figure, and includes a person who is in a position to conduct substantial domestic and international financial transactions on behalf of the senior foreign political figure. Bulletin Board and will comply with the Company’s reporting, filing and other obligations under the by-laws or rules of the National Association of Securities Dealers, Inc. applicable to it at least so long as the Noteholder beneficially owns the Notes.
Filings under the Exchange Act. The Company has filed all reports required to be filed by it under the Exchange Act, including the Annual Report on Form 10-KSB for the period ended December 31, 2004 attached to the Term Sheet (collectively the “SEC Reports”); the SEC Reports are true and correct in all material respects and the statements therein are not misleading and do not omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; the Company has not disclosed to the Subscriber any material non-public information regarding the Company; and since the date of the Company’s last SEC Report there has occurred no event likely to have a material adverse effect on the business or financial condition of the Company.