Guideline Review Clause Samples
The Guideline Review clause establishes a process for periodically evaluating and updating the standards, procedures, or protocols referenced in an agreement. Typically, this clause outlines who is responsible for conducting the review, the frequency of such reviews, and the method for implementing any necessary changes to the guidelines. For example, it may require annual assessments of safety procedures or compliance policies to ensure they remain current with industry best practices or regulatory requirements. The core function of this clause is to ensure that the guidelines governing the parties' conduct remain relevant and effective, thereby reducing the risk of outdated practices and promoting ongoing compliance.
Guideline Review. [Sub-Adviser] shall be responsible for reviewing these guidelines with the portfolio manager(s) at least annually to assure that they remain appropriate.
Guideline Review. Atlanta Capital Management Company, LLC shall be responsible for reviewing these guidelines with the client or its consultant at least annually to assure that they remain appropriate.
Guideline Review. Adviser shall be responsible for reviewing these guidelines with the portfolio manager(s) at least annually to assure that they remain appropriate.
Guideline Review. Adviser shall be responsible for reviewing these guidelines with the portfolio manager(s) at least annually to assure that they remain appropriate. Notwithstanding anything to the contrary in this Agreement, in the event of a conflict between this Schedule 1 and the Quintara Funds' registration statement filed with the SEC, as amended and supplemented from time to time (collectively, the "Prospectus"), the term of the Prospectus shall govern. SCHEDULE 2 Investment Management Guidelines Quintara Small Cap Value Fund The Fund should be managed in accordance with the guidelines established in the Prospectus and SAI, and be managed in accordance with the following specific guidelines:
1. Investment Objective The objective of the Fund is capital appreciation over the long term. Under normal market conditions, the Fund will invest at least 80% of its net assets (including amounts borrowed for investment purposes) in the securities of small capitalization companies. If the Small Cap Value Fund changes this investment policy, it will notify its Adviser at least 60 days in advance of the change. If there is a change in the investment policy of the fund, and if the Adviser has hired Sub-Advisers, the Adviser will promptly notify the Sub-Adviser. The investment in equity securities may include common and preferred stocks. The Fund may also invest up to 15% of its assets in American Depositary Receipts ("ADRs"). ADRs are equity securities traded on U.S. exchanges, including NASDAQ, that are generally issued by banks or trust companies to evidence ownership of foreign equity securities. All purchases for the Fund must be made in the equities of companies that have market capitalization of $2 billion or less. In addition, the Adviser, or Sub-Advisers hired by the Adviser, is to manage the money in a manner consistent with investing in value stocks. The Fund will seek to remain in the Small Cap Value portion of the Morningstar Style Box. To do so, the Adviser may be required to reduce the Fund's exposure to stocks that fail to be defined by Morningstar as "value stocks". In addition, the Adviser may be required to reduce the Fund's exposure to stocks that exceed $2 billion market capitalization. The Fund must maintain at least 80% of its assets in stocks with $2 billion or less in market capitalization at the time of investment. In the case where less than 80% of the Fund's assets fall below $2 billion in market capitalization, the Adviser will be required to reduce thei...
Guideline Review. Davis Selected Advisors, L.P. ▇▇▇ll be responsible for reviewing these guidelines with the client or its consultant at least annually to assure that they remain appropriate.
Guideline Review. The PSA and Oranga Tamariki commit tor reviewing the guidelines that support ‘’actual and reasonable costs’ while working away or travelling.
Guideline Review. Sub-Advisor shall be responsible for reviewing these guidelines with the client or its consultant at least annually to assure that they remain appropriate. Notwithstanding anything to the contrary in this Agreement, in the event of a conflict between this Schedule A and the Real Estate Securities Series’ registration statement filed with the SEC, as amended and supplemented from time to time (collectively, the “Prospectus”), the term of the Prospectus shall govern.
Guideline Review. ▇▇▇▇ ▇▇▇▇▇▇ shall be responsible for reviewing these guidelines with the client or its consultant at least annually to assure that they remain appropriate.
Guideline Review. Lend Lease ▇▇▇▇▇ shall be responsible for reviewing these guidelines with the client or its consultant at least annually to assure that they remain appropriate.