Holding of Securities. Custodian shall hold all securities received by it for the account of the Fund, pursuant to the provisions hereof, in accordance with the provisions of Section 17(f) of the Investment Company Act of 1940 and the regulations thereunder. All such securities are to be held or disposed of by the Custodian for, and subject at all times to the proper instructions of, the Fund, pursuant to the terms of this Agreement. The Custodian shall have no power of authority to assign, hypothecate, pledge or otherwise dispose of any such securities and investments, except pursuant to the proper instructions of the Fund and only for the account of the Fund as set forth in Sec. 5 of this Agreement.
Holding of Securities. The Bank shall hold in a separate account, and physically segregate at all times from those of any other persons, firms or corporations, pursuant to the provisions hereof, all securities which are part of the Property, other than those held by a Depository. All such securities are to be held or disposed of by the Bank, or by a Depository, subject at all times to Instructions pursuant to the terms of this Agreement. The Bank shall have no power or authority to (or to cause a Depository to) assign, hypothecate, pledge, or otherwise dispose of any such securities except pursuant to Instructions and only for the account of the Fund, as set forth in Section VI of this Agreement. The Bank will, upon receipt of proper Instructions, segregate cash and/or securities of the Fund into escrow accounts in the name of a designated broker or exchange clearing organization which is a party with the Fund to an agreement relating to the financial futures contracts described in paragraph (b) of this Section III. The Bank will confirm the terms of such escrow to the broker or clearing organization and provide a copy of such confirmation to the Fund. The Bank will not, however, make any payment or transfer from any such escrow account except to the named broker or clearing organization upon receipt of written notice by such broker or clearing organization representing that the Fund is in default of a specified obligation for which the escrow was established and setting forth the amount represented to be due by the Fund to such broker or clearing organization.
Holding of Securities. Nominees. etc. Securities in an Account which are held by the Custodian or any Subcustodian may be held by such entity in the name of the Customer, on behalf of a Portfolio, in the Custodian's or Subcustodian's name, in the name of the Custodian's or Subcustodian's nominee, or in bearer form. Securities that are held by a Subcustodian or which are eligible for deposit in a Securities System as provided above may be maintained with the Subcustodian or the Securities System in an account for the Custodian's or Subcustodian's customers, unless prohibited by law, rule, or regulation. The Custodian or Subcustodian, as the case may be, may combine certificates representing Securities held in an Account with certificates of the same issue held by it as fiduciary or as a custodian. In the event that any Securities in the name of the Custodian or its nominee or held by a Subcustodian and registered in the name of such Subcustodian or its nominee are called for partial redemption by the issuer of such Security, the Custodian may, subject to the rules or regulations pertaining to allocation of any Securities System in which such Securities have been deposited, allot, or cause to be allotted, the called portion of the respective beneficial holders of such class of security in any manner the Custodian deems to be fair and equitable.
Holding of Securities. The Securities, when delivered, will be held by the Escrow Agent in the name of the Security Holders and dealt with in accordance with the provisions of this Agreement. The parties hereby agree that the Securities and the beneficial ownership of or any interest in them shall not, without the prior written consent of the Company and the Escrow Agent, be sold, assigned, hypothecated, alienated, released from escrow, transferred within escrow, or otherwise in any manner dealt with, without the express written escrow, or otherwise in any manner dealt with except as may be required by reason of the death or bankruptcy of any Security Holder, in which cases the Escrow Agent shall hold the Securities subject to this Agreement, for whatever person, firm or corporation shall be legally entitled to be or become the registered owner thereof, provided such person, firm or corporation shall agree to be bound by the terms of this Agreement.
Holding of Securities. The Trustee, any Authenticating Agent, any Paying Agent, any Security Registrar, or any other agent of the Company, in its individual or any other capacity, may become the owner or pledgee of Securities and, subject to Section 608 and Section 311 of the Trust Indenture Act, may otherwise deal with the Company with the same rights it would have if it were not Trustee, Authenticating Agent, Paying Agent, Security Registrar, or such other agent.
Holding of Securities. The Companies no either directly or indirectly have any shares or bonds convertible into shares or, in general, current securities with a voting right or capital participations in another company, joint venture, association agreements or entities of any other nature, save for what is contemplated in Appendix 7.3.
Holding of Securities. CUSTODIAN shall hold and physically segregate for the account of 1ST ATLANTIC all securities delivered by 1ST ATLANTIC pursuant to this Agreement; PROVIDED, however, that CUSTODIAN may, pursuant to Section II.A.4. of this Agreement, maintain such securities in a clearing agency that acts as a securities depository or in a book-entry system authorized by the U.S. Department of the Treasury and certain federal agencies (each, a "Securities System").
Holding of Securities. Nominees, etc. Securities in the Account which are maintained by the Custodian or any Sub-custodian may be held directly by such entity in the name of the Customer or in bearer form or maintained, in the Custodian's or the Sub-custodian's own name, in the name of the Custodian's or Sub-custodian's nominee. Securities which are maintained through a Sub-custodian or are eligible for deposit in a Securities System as provided above may be maintained with the Sub-custodian or the Securities System in an account for the Custodian's or Sub-custodian's customers. Securities maintained with the Securities System shall be maintained subject to the rules of that Securities System governing the rights and obligations among the Securities System and its participants.
Holding of Securities. The Subcustodian shall receive and hold the Repurchase Securities and Short-Term Securities (hereinafter referred to together as the "securities") as follows: (1) in the case of certificated securities, by physical receipt of the share certificates or other instruments representing such securities and by physical segregation of such certificates or instruments from other assets of the Subcustodian in a manner indicating that such securities are being held for the benefit of the Custodian and other identified Janus Custodians, as their respective interests therein may appear; (2) in the case of securities held in book-entry form by a Securities System (as hereinafter defined), in accordance with the provisions of Section 2.7 of this Contract; (3) in the case of Short-Term Securities of an issuer for which the Subcustodian acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Subcustodian, in accordance with Section 2.8 of this Contract.
Holding of Securities. The Securities, when delivered, will be held by the Escrow Agent in the name of the Security Holder and dealt with in accordance with the provisions of this Agreement. The parties hereby agree that the Securities and the beneficial ownership of or any interest in them and the certificate representing them (including any replacement securities or certificates) shall not be sold, assigned, hypothecated, alienated, released from escrow, transferred within escrow, or otherwise in any manner dealt with except as may be required by reason of the death or bankruptcy of any Security Holder, in which cases the Escrow Agent shall hold the said certificates subject to this agreement, for whatever person, firm or corporation shall be legally entitled to be or become the registered owner thereof, provided such person, firm or corporation shall agree to be bound by the terms of this agreement.
