Institutional Accredited Investor Transfers Sample Clauses

Institutional Accredited Investor Transfers. If the transfer is ------------------------------------------- being effected to an Institutional Accredited Investor as defined under Rule 501(a)(1), (2), (3) or (7), this Note is being transferred to such an Institutional Accredited Investor as therein so defined who is purchasing for investment purposes and not for distribution.
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Institutional Accredited Investor Transfers. If the transfer is ------------------------------------------- being effected to an Institutional Accredited Investor as defined under Rule 501(a)(1), (2), (3) or (7), the Specified Notes are being transferred to such an Institutional Accredited Investor as therein so defined who is purchasing for investment purposes and not for distribution. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and the Purchasers. Dated: _________________________________________________________ (Print the name of the Undersigned, as such term is defined in the second paragraph of this certificate.)
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Institutional Accredited Investor Transfers. If the ------------------------------------------- transfer is being effected to an Institutional Accredited Investor as defined under Rule 501(a)(1), (2), (3) or (7), the Specified Notes are being transferred to such an Institutional Accredited Investor as therein so defined who is purchasing for investment purposes and not for distribution. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and the Purchasers. Dated: _________________________________________________ (Print the name of the Undersigned, as such term is defined in the second paragraph of this certificate.) By:_________________________________________________ Name: Title: (If the Undersigned is a corporation, partnership or fiduciary, the title of the person signing on behalf of the Undersigned must be stated.) ANNEX C -- Form of Unrestricted Notes Certificate (For removal of Securities Act Legends pursuant to (S) 2.08c) of the Indenture) United States Trust Company of New York, as Trustee 000 Xxxx 00xx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Re: 9 1/2% Senior Notes due November 1, 2008 of McLeodUSA Incorporated (the "Notes") ----------------------------------------------- Reference is made to the Indenture, dated as of October 30, 1998 (the "Indenture"), between McLeodUSA Incorporated (the "Company") and United States Trust Company of New York, as Trustee. Terms used herein and defined in the Indenture or in Regulation S or Rule 144 under the U.S. Securities Act of 1933, as amended (the "Securities Act") are used herein as so defined. This certificate relates to U.S. $_________________ principal amount of Notes, which are evidenced by the following certificate(s) (the "Specified Notes"): CUSIP No(s). _________________________________ CERTIFICATE No(s). ___________________________ The person in whose name this certificate is executed below (the "Undersigned") hereby certifies that either (i) it is the sole beneficial owner of the Specified Notes or (ii) it is acting on behalf of all the beneficial owners of the Specified Notes and is duly authorized by them to do so. Such beneficial owner or owners are referred to herein collectively as the "Owner". If the Specified Notes are represented by a Global Security, they are held through the Depositary or an Agent Member in the name of the Undersigned, as or on behalf of the
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Institutional Accredited Investor Transfers. If the transfer is being effected to a Transferee that is an “institutional accredited investor” within the meaning of Rule 501(a)(1), (2), (3) or (7) of Regulation D under the Securities Act that is not a “qualified institutional buyer” within the meaning of Rule 144A, the Transferee shall have furnished to the Depositor, the Issuer Trust and the Securities Registrar a duly executed Institutional Accredited Investor Letter and such other certifications, legal opinions or other information as they or either of them may reasonably require to confirm that such transfer is being made pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act. An “institutional accredited investor’ may not hold the specified securities or an interest therein in book-entry form or in any other form intended to facilitate book-entry trading in beneficial interests in such securities.
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Related to Institutional Accredited Investor Transfers

  • Institutional Accredited Investor It is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets, or (ii) a QIB.

  • Transfers to Non-QIB Institutional Accredited Investors The following provisions shall apply with respect to the registration of any proposed transfer of a Note to any Institutional Accredited Investor which is not a QIB (excluding Non-U.S. Persons):

  • Transfers of Rule 144A Notes and Institutional Accredited Investor Notes The following provisions shall apply with respect to any proposed registration of transfer of a Rule 144A Note or an Institutional Accredited Investor Note prior to the date that is one year after the later of the date of its original issue and the last date on which the Issuer or any Affiliate of the Issuer was the owner of such Notes (or any predecessor thereto) (the “Resale Restriction Termination Date”):

  • Accredited Investor Status The Buyer is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D (an “Accredited Investor”).

  • Accredited Investors The Optionee is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.

  • Accredited Investor Status or Investment Limits Subscriber represents that either:

  • Investment Intent; Accredited Investor The Investor is purchasing the Note and the Warrant for its own account, for investment purposes, and not with a view towards distribution. The Investor is an “accredited investor” as such term is defined in Rule 501(a) of Regulation D of the 1933 Act. The Investor has, by reason of its business and financial experience, such knowledge, sophistication and experience in financial and business matters and in making investment decisions of this type that it is capable of (a) evaluating the merits and risks of an investment in the Note, the Warrant and the Investor Shares and making an informed investment decision, (b) protecting its own interests and (c) bearing the economic risk of such investment for an indefinite period of time.

  • Accredited Investor The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.

  • Initial Purchasers as Qualified Institutional Buyers Each Initial Purchaser severally and not jointly represents and warrants to, and agrees with, the Company that:

  • Rule 904 Transfers If the transfer is being effected in accordance with Rule 904:

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