Investment Banking Firm Sample Clauses

Investment Banking Firm. The Corporation shall retain a nationally recognized investment banking firm to advise the Corporation in connection with the IPO and the Corporation shall confer with Xxxx regarding the Corporation’s proposed choices for the underwriting group for the IPO.
Sample 1
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Investment Banking Firm. “Investment Banking Firm” means an internationally recognized investment banking firm.
Sample 1Sample 2
Investment Banking Firm. The Company shall retain an investment banking firm to undertake the effectuation of one or more transactions (each, a "Transaction") that will generate liquidity for the Company and its Subsidiaries sufficient to timely satisfy all of the Credit Obligations owed to the Agent and Lenders by the Company and its Subsidiaries. In connection with the foregoing, the Company shall deliver to the Agent and Lenders the following items on or before the following dates, each in form and substance satisfactory to the Agent and Lenders: (a) On or before January 31, 2003, a fully executed engagement letter between the Company and such investment banking firm; (b) On or before April 30, 2003, a final offering memorandum for soliciting Transactions and a detailed written plan as to the Company's efforts to effectuate one or more Transactions sufficient to satisfy the Company's liquidity needs; and (c) On or before the date that is one week prior to each regularly schedule payment date under the Term Loan Amortization Schedule, a detailed written status report on the Company's efforts and progress towards effectuating one or more Transactions. The foregoing items (a) through (c) shall hereafter be collectively referred as the "Investment Banking Firm Benchmarks". Agent and Lenders shall distribute from the net proceeds received on account of any one or more Transactions to the extent available in the following order and to the following persons: (i) First: An aggregate amount of $20,000,000 allocated $10,000,000 to Dennis Carlton and $10,000,000 to Xxxxxx Xxxxxxl in payment of compxxxxxxxx xxxx to them by the Company and its Subsidiaries.
Sample 1
Investment Banking Firm. Seek, by not later than 30 days following the Closing Date, and thereafter take all reasonable steps to retain an investment banking firm, acceptable to the Agent, to assist the Borrower in the disposition of the assets and businesses referred to in the asset disposition plan delivered pursuant to Section 5.11, and for such other duties as are satisfactory to the Agent , and make such investment banking firm available to the Agent to discuss same.
Sample 1
Investment Banking Firm. The Company and AHI agree that upon the Closing of the transactions contemplated by this Agreement, they shall each be responsible for paying one-half of the fees of the investment banking firm engaged by the Board of Directors of the Company to provide the opinion referred to in Section 4(g) above. AHI's share of such fees, which shall not exceed $57,500, shall be deducted from the original principal amount of the Note to be delivered by the Company on the Closing Date.
Sample 1
Investment Banking Firm. The Company covenants and agrees, within twenty-one (21) days after receipt by the Company of written notice from the Purchaser, to retain the services of a nationally recognized investment banking firm satisfactory to the Purchaser.
Sample 1
Investment Banking Firm. On or before April 30, 2003, the Borrowers shall engage an investment banking firm satisfactory to the Required Lenders, which engagement shall be on terms and conditions satisfactory to the Required Lenders. (k) Section 14.11. is entirely amended, as follows:
Sample 1
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Investment Banking Firm. The Borrower will engage an investment ----------------------- banking firm reasonably satisfactory to the Required Lenders by July 31, 1999, to assist the Borrower in considering a transaction involving either (i) the issuance by the Borrower of any equity or debt securities or (ii) the sale of the Borrower or any of its Subsidiaries (the Lenders hereby acknowledging that Wasserstein, Perella & Co. is reasonably satisfactory to them). The Borrower shall cause any such investment banking firm to consult with the Lenders from time to time with respect to the status of its efforts and may furnish to the Lenders copies of all reports delivered by such investment banking firm to the Borrower.
Sample 1

Related to Investment Banking Firm

  • Investment Banking Services Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, during the period beginning 180 days prior to the initial confidential submission of the Registration Statement and ending on the Effective Date, no Member and/or any person associated or affiliated with a Member has provided any investment banking, financial advisory and/or consulting services to the Company.

  • Finders and Investment Bankers Neither Purchaser, Merger Sub nor any of their respective officers or directors has employed any broker or finder or otherwise incurred any liability for any brokerage fees, commissions or finders, fees in connection with the transactions contemplated hereby.

  • Brokers, Finders and Investment Bankers Neither the Purchaser, nor an officer, director or employee of the Purchaser nor any Affiliate of the Purchaser, has employed any broker, finder or investment banker or incurred any liability for any investment banking fees, financial advisory fees, brokerage fees or finders’ fees in connection with the transactions contemplated hereby.

  • Mobile Banking Services Mobile Banking is a personal financial information management service that allows you to access account information and conduct transactions using compatible and supported mobile phones and/or other compatible and supported wireless devices (including phones, "Wireless Devices"). We reserve the right to modify the scope of the Mobile Banking services at any time. We reserve the right to refuse to make any transaction you request through Mobile Banking. You agree and understand that Mobile Banking may not be accessible or may have limited utility over some mobile telephone networks, such as while roaming.

  • Investment Advisor The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.

  • Investment Adviser and Investment Sub-Adviser The Trustees may in their discretion, from time to time, enter into an investment advisory or management contract or contracts with respect to the Trust or any Series whereby the other party or parties to such contract or contracts shall undertake to furnish the Trust with such management, investment advisory, statistical and research facilities and services and such other facilities and services, if any, and all upon such terms and conditions, as the Trustees may in their discretion determine. Notwithstanding any other provision of this Trust Instrument, the Trustees may authorize any investment adviser (subject to such general or specific instructions as the Trustees may from time to time adopt) to effect purchases, sales or exchanges of portfolio securities, other investment instruments of the Trust, or other Trust Property on behalf of the Trustees, or may authorize any officer, employee, agent, or Trustee to effect such purchases, sales or exchanges pursuant to recommendations of the investment adviser (and all without further action by the Trustees). Any such purchases, sales and exchanges shall be deemed to have been authorized by the Trustees. The Trustees may authorize, subject to applicable requirements of the 1940 Act, the investment adviser to employ, from time to time, one or more sub-advisers to perform such of the acts and services of the investment adviser, and upon such terms and conditions, as may be agreed upon between the investment adviser and sub-adviser. Any reference in this Trust Instrument to the investment adviser shall be deemed to include such sub-advisers, unless the context otherwise requires.

  • Sub-Investment Advisers The Adviser may employ one or more sub-investment advisers from time to time to perform such of the acts and services of the Adviser, including the selection of brokers or dealers to execute the Trust's portfolio security transactions, and upon such terms and conditions as may be agreed upon between the Adviser and such sub-investment adviser and approved by the Trustees of the Trust, all as permitted by the Investment Company Act of 1940.

  • Appointment of Investment Manager On the terms and subject to the conditions set forth herein, the Company hereby appoints the Investment Manager as investment manager of the Account with discretionary authority to manage the investment and reinvestment of the funds and assets of the Account in accordance with the terms hereof, and the Investment Manager accepts such appointment. In the course of providing the services contemplated by this Agreement, the Investment Manager shall act as a fiduciary and shall discharge its fiduciary duties and exercise each of its powers under this Agreement with the care, skill and diligence that a registered investment adviser, acting in a like capacity and familiar with insurance company matters, would use in the conduct of a like enterprise with like aims, taking into consideration the facts and circumstances then prevailing, and such fiduciary duties shall specifically include a duty (a) to act with good faith; (b) of loyalty to Company; (c) to provide full and fair disclosure of all material facts; (d) to employ reasonable care to avoid misleading Company; and (e) to act in a manner consistent with the Investment Guidelines for the Account as agreed to between Investment Manager and Company.

  • Investment Adviser The Buyer is an investment adviser registered under the Investment Advisers Act of 1940.

  • Investment Managers Third party investment managers that manage and direct the investment activities of Investment Funds or are retained to manage and invest a designated portion of the assets of the Master Fund.

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