Licenses; Compliance with Laws, Other Agreements, etc. The Company and each of its Subsidiaries possess all franchises, permits, licenses and other rights that are necessary for the conduct of its business, all such franchises, permits, licenses and other rights are in good standing and in full force and effect, and, to the Best Knowledge of the Company, there is no basis for the denial or non-renewal in the future of such rights, franchises, permits, licenses and other rights. The Company and each of its Subsidiaries are in full compliance with all such franchises, permits, licenses and other rights. Neither the Company nor any of its Subsidiaries is in violation of any order or decree of any court, or of the provisions of any contract or agreement to which it is a party or by which it may be bound, or of any law, order, or regulation of any governmental authority, and neither this Agreement nor the transactions contemplated hereby will result in any such violation.
Licenses; Compliance with Laws, Other Agreements, etc. The Company has all franchises, permits, licenses, and other rights which it currently deems necessary for the conduct of its business [and it knows of no basis for the denial of such rights in the future]. The Company is not in [material] violation of any order or decree of any court, or of the provisions of any contract or agreement to which it is a party or by which it may be bound, or, to its knowledge, of any law, order, or regulation of any governmental authority, and neither this Agreement nor the transactions contemplated hereby will result in any such violation.
Licenses; Compliance with Laws, Other Agreements, etc. All Permits that Tigress Financial requires in order to own, lease, maintain, operate and conduct the Business as currently conducted are held by Tigress Financial, except for such Permits the failure of which to have would not, individually or in the aggregate, reasonably be expected to be material to the Purchased Assets. Tigress Financial is in material compliance with the terms of all such Permits, and Tigress Financial has maintained all Records in accordance with the Exchange Act, the Commodity Exchange Act and all other applicable Law in all material respects Without limiting the generality of the foregoing:
(i) Tigress Financial is (A) a broker-dealer duly registered with the SEC under the Exchange Act, (B) a member of FINRA, and (C) registered, licensed or qualified as a broker-dealer in each jurisdiction where the conduct of its business requires such registration, licensing or qualification.
(ii) Tigress Financial is a Registered Investment Advisors (RIA) authorized to do business in the United States and registered as such with the SEC. Each Tigress Financial Registered Representative is duly registered or appointed as required by applicable Law and such registration or appointment is in full force and effect. Each Tigress Financial Registered Representative has all approvals of the relevant Governmental Entities necessary to carry on Tigress Financial Registered Representative’s business as an Associated Person, as currently conducted and all of such approvals of the relevant Governmental Entities are in full force and effect.
(iii) Tigress Financial has not been, nor to the Knowledge of Tigress Financial has Tigress Financial Registered Representatives been, subject to any Legal Proceedings that have not already been disclosed or would be required to be disclosed on Form BD, Form 7-R, Form U-4 or Form 8-R, as applicable, and no such Legal Proceeding is pending or, to the Knowledge of Tigress Financial, threatened.
Licenses; Compliance with Laws, Other Agreements, etc. The Company and CPI have all franchises, permits, licenses, and other rights which they currently deem necessary for the conduct of their present and proposed businesses and know of no basis for the denial of such rights in the future. Neither the Company nor CPI is in violation of any order or decree of any court, or of the provisions of any contract or agreement to which it is a party or by which it may be bound, or of any law, order, or regulation of any governmental authority, and neither this Agreement nor the transactions contemplated hereby will result in any such violation.
Licenses; Compliance with Laws, Other Agreements, etc. Set forth in Schedule 4.18 is a true, correct and complete list and summary description of all material franchises, permits, licenses and other rights, including all governmental approvals, authorizations, consents, licenses and permits, which are necessary or required for the conduct of the businesses currently conducted by the Borrower (collectively, the “Licenses”). The Borrower does not have any Knowledge of any basis upon which the renewal of any License would be denied in the future. Each such License has been validly issued to the relevant Borrower and is in full force and effect, and the Borrower is not in violation of any such License. The Borrower is not in violation of any of its Organizational Documents or any other contract, agreement, judgment or decree, and the Borrower is in full compliance with all applicable laws, regulations and rules, in each case the non-compliance with which would have a Material Adverse Effect.
Licenses; Compliance with Laws, Other Agreements, etc. Section 3.7.1.
Licenses; Compliance with Laws, Other Agreements, etc. The Company has all franchises, permits, licenses, and other rights which it currently deems necessary for the conduct of its business [and it knows of no basis for the denial of such rights in the future]. The Company is not in [material] violation of
Licenses; Compliance with Laws, Other Agreements, etc. Except for the FDA Exception, the Company has all material franchises, permits, licenses, and other rights that it currently deems necessary for the conduct of its business as currently conducted and it knows of no basis for the denial of such rights in the future. The Company is not in violation of any order or decree of any court, or of the provisions of any material contract or agreement to which it is a party or by which it may be bound, or, to its Knowledge, of any law, order, or regulation of any governmental authority (except as provided in Section 3.14), and neither this Agreement nor the transactions contemplated hereby will result in any such violation, except in each case for such violations that would not reasonably be expected to have a Material Adverse Effect.
Licenses; Compliance with Laws, Other Agreements, etc. Each of the Borrower and its Subsidiaries holds all material franchises, permits, licenses and other rights, including all governmental approvals, authorizations, consents, licenses and permits, which are necessary or required for the conduct of the businesses currently conducted by the Borrower or such Subsidiary, as the case may be (collectively, the “Licenses”). The Borrower knows of no basis upon which the renewal of any License would be denied in the future. Each such License has been validly issued to the applicable Borrower or Subsidiary and is in full force and effect, and no neither the Borrower nor any Subsidiary is in violation of any such License. Neither the Borrower nor any Subsidiary is in violation of any term of its Organizational Documents or any other contract, agreement, judgment or decree, and the Borrower and its Subsidiaries are in full compliance with all applicable laws, regulations and rules the non-compliance with which would have a Material Adverse Effect.
Licenses; Compliance with Laws, Other Agreements, etc. Except as set forth in Schedule 4.18, each Obligor has all material franchises, permits, licenses and other rights, including all governmental approvals, authorizations, consents, licenses and permits, which are necessary or required for the conduct of the businesses currently conducted by any Obligor (collectively, the “Licenses”). No Obligor has any Knowledge of any basis upon which the renewal of any License would be denied in the future. Each such License has been validly issued to the relevant Obligor and is in full force and effect, and no Obligor is in violation of any such License. No Obligor is in violation of any term of its Organizational Documents or any other contract, agreement, judgment or decree, the violation of which would have a Material Adverse Effect, and each Obligor is in full compliance with all applicable laws, regulations and rules the non-compliance with which would have a Material Adverse Effect.
