MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY Sample Clauses

MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY. CapitalVia shall be responsible for maintenance of Client accounts and data as mandated under the SEBI (Investment Advisers) Regulations, 2013. • CapitalVia shall not divulge any confidential information about its Client, which has come to its knowledge, without taking prior permission of its Client, except where such disclosures are required to be made in compliance with any law for the time being in force. • CapitalVia shall not enter into transactions on its own account which is contrary to its advice given to Clients for a period of fifteen days from the day of such advice. If, during the period of such fifteen days, the investment adviser is of the opinion that the situation has changed, then it may enter into such a transaction after giving such revised assessment to the Client at least 24 hours in advance of entering into such transaction.
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MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY. 19.1 Investment Advisor shall be responsible for maintenance of client accounts and data as mandated under the SEBI (Investment Advisers) Regulations, 2013.
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MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY a. The Investment Adviser shall be responsible for maintenance of the Client accounts and data as mandated under the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 and maintain confidentiality of such data and information.
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MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY. DCFPL shall be responsible for maintenance of clients’ accounts and data as mandated under the Regulation. The terms and conditions of this Agreement, and all information and recommendations furnished by DCFPL to the Client, shall be treated as confidential by the Client, and shall not be disclosed to third parties except as required by applicable laws, rules or regulations, and in response to appropriate requests of regulatory authorities, or as otherwise expressly agreed to in writing by the parties. Notwithstanding the foregoing, the Client hereby gives his consent to disclose the details as mentioned in the Client registration form and/ or any other information pertaining to the Client or his Portfolio to DCFPL or to any affiliate/ associates/ group of DCFPL for including the Client's name in any list of clients of DCFPL or using the Client's name for sales, marketing or other reference purposes.
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MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY. KRCHPL shall be responsible for maintenance of clients’ accounts and data as mandated under the Regulation. The terms and conditions of this Agreement, and all information and recommendations furnished by KRCHPL to the Client, shall be treated as confidential by the Client, and shall not be disclosed to third parties except as required by applicable laws, rules or regulations, and in response to appropriate requests of regulatory authorities, or as otherwise expressly agreed to in writing by the parties. Notwithstanding the foregoing, the Client hereby gives his consent to disclose the details as mentioned in the Client registration form and/ or any other information pertaining to the Client or his Portfolio to KRCHPL or to any affiliate/ associates/ group of KRCHPL for including the Client's name in any list of clients of KRCHPL or using the Client's name for sales, marketing or other reference purposes.
Sample 1
MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY. Investment Adviser shall be responsible for maintenance of client accounts and data as mandated under the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013. All information furnished by the Client to the Investment Adviser including Client's identity, shall be treated as confidential. The Investment Adviser agrees not to voluntarily disclose confidential information without Client's prior consent (unless required by regulator, law, court order or agency directive, or unless the Investment Adviser expects, in its reasonable opinion, that it will be compelled by a court or government agency, or unless such information becomes publicly available or known other than as a result of actions of the Investment Adviser).
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Related to MAINTENANCE OF ACCOUNTS AND CONFIDENTIALITY

  • Record Retention Audit and Confidentiality Section 7.1(A) is deleted in its entirety and replaced with the following

  • Access to Information; Confidentiality (a) Upon reasonable advance written notice, subject to applicable logistical restrictions or limitations as a result of COVID-19 or any COVID-19 Measures and solely for purposes of furthering the Merger Transactions, the Company shall, and shall cause each of its Subsidiaries to, afford to Parent, Merger Sub and their respective representatives reasonable access during normal business hours during the period from the date of this Agreement until the earlier of the Effective Time or the valid termination of this Agreement pursuant to Article VII, to all their respective properties, assets, books, contracts, commitments, personnel and records and, during such period, the Company shall, and shall cause each of its Subsidiaries to, furnish promptly to Parent: (i) a copy of each report, schedule, registration statement and other document filed or received by it during such period pursuant to the requirements of federal or state securities Laws and (ii) all other information concerning its business, properties and personnel as Parent or Merger Sub may reasonably request (including Tax Returns filed and those in preparation and the workpapers of its auditors). Nothing herein (including, for the avoidance of doubt, this Section 5.2(a) and Section 5.2(b)) shall require the Company or any of its Subsidiaries to provide such access or information to the extent that such action (A) would reasonably be expected to result in a waiver of attorney-client privilege, work product doctrine or similar privilege, (B) specifically relates to the evaluation, deliberation or minutes of the Company Board (or any committee or subcommittee thereof) related to the Merger Transactions, the strategic and financial alternatives process leading thereto, or any information or materials provided to the Company Board (or any committee or subcommittee thereof) in connection therewith or (C) would reasonably be expected to violate any applicable Law or any confidentiality obligation owing to a third party so long as the Company shall promptly notify Parent of any such confidentiality obligations or access restrictions and use commercially reasonable efforts to obtain the consent of such third party to provide such information and otherwise provide such access to Parent, if requested and (b) generally describe the type of information that cannot be disclosed to Parent (to the extent not prohibited by law or the underlying document). No investigation pursuant to this Section 5.2 shall affect any representation or warranty in this Agreement of any party hereto or any condition to the obligations of the parties hereto. All requests for access pursuant to this Section 5.2 must be directed to the Chief Financial Officer of the Company or another person designated in writing by the Company. Notwithstanding anything herein to the contrary, Parent and Merger Sub shall not, and shall cause their respective representatives not to, contact any partner, licensor, licensee, customer or supplier of the Company in connection with the Offer, the Merger or any of the other Merger Transactions without the Company’s prior written consent (such consent not to be unreasonably withheld, conditioned or delayed), and Parent and Merger Sub acknowledge and agree that any such contact shall be arranged by and with a representative of the Company participating.

  • Integrity and Confidentiality Escrow Agent will be required to (i) hold and maintain the Deposits in a secure, locked, and environmentally safe facility, which is accessible only to authorized representatives of Escrow Agent, (ii) protect the integrity and confidentiality of the Deposits using commercially reasonable measures and (iii) keep and safeguard each Deposit for one (1) year. ICANN and Registry Operator will be provided the right to inspect Escrow Agent’s applicable records upon reasonable prior notice and during normal business hours. Registry Operator and ICANN will be provided with the right to designate a third-­‐party auditor to audit Escrow Agent’s compliance with the technical specifications and maintenance requirements of this Specification 2 from time to time. If Escrow Agent receives a subpoena or any other order from a court or other judicial tribunal pertaining to the disclosure or release of the Deposits, Escrow Agent will promptly notify the Registry Operator and ICANN unless prohibited by law. After notifying the Registry Operator and ICANN, Escrow Agent shall allow sufficient time for Registry Operator or ICANN to challenge any such order, which shall be the responsibility of Registry Operator or ICANN; provided, however, that Escrow Agent does not waive its rights to present its position with respect to any such order. Escrow Agent will cooperate with the Registry Operator or ICANN to support efforts to quash or limit any subpoena, at such party’s expense. Any party requesting additional assistance shall pay Escrow Agent’s standard charges or as quoted upon submission of a detailed request.

  • Maintaining Confidentiality of Access Passwords Where access to the Licensed Materials is to be controlled by use of passwords, Licensee shall secure that Participating Institutions will use reasonable efforts to inform Authorized Users that they should not divulge their numbers and passwords to any third party. Licensee shall secure that Participating Institutions will also use reasonable efforts to maintain the confidentiality of any institutional passwords provided by Licensor.

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