Market Timing Policy. This policy addresses issues with regard to unacceptable mutual fund trading activity, specifically the market timing of mutual funds. The Canadian securities industry has identified mutual fund market timing as practices that include: STATEMENT OF POLICIES Confidentiality of Client Information: Confidentiality of client information is a fundamental principle of our firm. TD Waterhouse may release confidential client information only in accordance with the Privacy Agreement and the Privacy Code – “Protecting Your Privacy” of TD, of which TD Waterhouse is a part.
Market Timing Policy. This policy addresses issues regarding unacceptable mutual fund trading activity, specifically the market timing of mutual funds. The Canadian securities industry has identified mutual fund market timing as practices that include: Respect for the Law: TD Waterhouse Canada Inc. and its officers and employees must scrupulously observe, in letter and spirit, all laws governing its business and securities activities. Confidentiality of Client Information: Confidentiality of client information is a fundamental principle of our firm. TD Waterhouse Canada Inc. may release confidential client information only in accordance with the Privacy Agreement and the Privacy Code – “Protecting Your Privacy” of TD Bank Group, of which TD Waterhouse Canada Inc. is a part. Conflicts of Interest: To maintain public confidence and respect, we have adopted policies and procedures to assist us in identifying and controlling any conflicts of interest that we may face.
Market Timing Policy. This policy addresses issues regarding unacceptable mutual fund trading activity, specifically the market timing of mutual funds. The Canadian securities industry has identified mutual fund market timing as practices that include:
