NOTICE REGARDING INSTITUTIONAL FILERS. Representatives with authority to file on behalf of (a) accounts of multiple Settlement Class Members and/or (b) institutional accounts with large numbers of transactions (“Representative Filers”) must submit information regarding their transactions in an electronic spreadsheet format. If you are a Representative Filer, you must contact the Claims Administrator at xxxxx@xxxxxxxxxxxxxxx.xxx or visit their website at xxx.xxxxxxxxxxxxxxx.xxx to obtain the required file layout. Claims which are not submitted in electronic spreadsheet format and in accordance with the Claims Administrator’s instructions may be subject to rejection. All Representative Filers MUST also submit a manually signed Claim Form, as well as proof of authority to file (see Item 2 of the Claimant’s Statement), along with the electronic spreadsheet format. No claims submitted in electronic spreadsheet format will be considered to have been properly submitted unless the Claims Administrator issues to the Claimant a written acknowledgment of receipt and acceptance of electronically submitted data.
14. NOTICE REGARDING ONLINE FILING: Claimants who are not Representative Filers may submit their claims online using the electronic version of the Claim Form hosted at xxx.xxxxxxxxxxxxxxx.xxx/Xxxx/. If you are not acting as a Representative Filer, you do not need to contact the Claims Administrator prior to filing; you will receive an automated e-mail confirming receipt once your Claim Form has been submitted. If you are unsure if you should submit your claim as a Representative Filer, please contact the Claims Administrator at xxxx@xxxxxxxxxxxxxxx.xxx or (000) 000-0000. If you are not a Representative Filer, but your claim contains a large number of transactions, the Claims Administrator may request that you also submit an electronic spreadsheet showing your transactions to accompany your Claim Form.
I. CLAIMANT INFORMATION Address: City State ZIP Foreign Province Foreign Country Day Phone Evening Phone Email Social Security Number (for individuals): OR Taxpayer Identification Number (for estates, trusts, corporations, etc.):
II. SCHEDULE OF TRANSACTIONS IN ACER THERAPEUTICS INC. (“ACER”) COMMON STOCK Beginning Holdings:
A. State the total number of shares of Acer common stock held at the close of trading on September 24, 2017 (must be documented). If none, write “zero” or “0.” Purchases/Acquisitions:
B. Separately list each and every purchase or acquisition of Acer common stock between September 2...
NOTICE REGARDING INSTITUTIONAL FILERS. Representatives with the authority to file on behalf of (a) accounts of multiple Persons and/or (b) institutional accounts with large numbers of transactions (“Representative Filers”) must submit information regarding their clients’ transactions in the approved electronic spreadsheet format, which is available by request to the Claims Administrator at xxxxx@xxxxxxxxxxxxxxx.xxx or by visiting the website xxx.xxxxxxxxxxxxxxx.xxx/xxxxxxxxxxxxx-xxxxxx/. One spreadsheet may contain the information for multiple Persons and institutional accounts who constitute distinct legal entities (“Legal Entities”), but all Representative Filers MUST also submit a manually signed Proof of Claim and Release Form, as well as proof of authority to file (see Item 2 of the Claimant’s Statement) along with the electronic spreadsheet. The transactions and holdings in Immunomedics securities should be reported in the electronic file so that each resulting Claim corresponds to a single Legal Entity, regardless of the number of individually managed accounts the Legal Entity has, as only one Claim will be processed per Legal Entity (e.g. a Representative Filer reporting the transactions for a fund with multiple sub-accounts should report one total holding at the start of the Settlement Class Period, one total holding at the end of the Settlement Class Period, and a single set of transactions that includes all transactions made by the Legal Entity across their sub-accounts; this would constitute and be processed a single Claim). The Claims Administrator reserves the right to combine a Legal Entity’s accounts into a single Claim prior to processing in the event that a Legal Entity’s accounts are divided across multiple Claims when submitted by a Representative Filer. The Claims Administrator also reserves the right to request additional documentary proof regarding a Legal Entity’s transactions and holdings in Immunomedics securities to prove and accurately process the Proof of Claim and Release Form.
NOTICE REGARDING INSTITUTIONAL FILERS. Certain filers submitting claims on behalf of other beneficial owners (“Representative Filers”) with large numbers of transactions may request to, or may be asked to, submit information regarding their transactions in electronic files. (This is different than the online claim portal at: xxx.XxxxXxxXxxxxxxxxxXxxxxxxxxx.xxx.) All such Representative Filers MUST also submit a manually signed paper Claim Form whether or not they also submit electronic copies. Claims should be combined on a legal entity basis, where applicable. Sub-accounts should be rolled up into a parent account if the sub-accounts contain the same tax identification number. If you are a Representative Filer and wish to submit your claim electronically, you must contact the Claims Administrator at (000) 000-0000 or by email at xxxxx@xxxxxxxxxxxxxxx.xxx or visit their website at xxxxx://xxx.xxxxxxxxxxxxxxx.xxx/institutional-filers/ to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the claimant a written acknowledgment of receipt and acceptance of electronically submitted data. Do not assume that your file has been received or processed until you receive this email. If you do not receive such an email within 10 days of your submission, you should contact the electronic filing department at xxxxx@xxxxxxxxxxxxxxx.xxx to inquire about your file and confirm it was received and acceptable.
NOTICE REGARDING INSTITUTIONAL FILERS. Certain filers submitting claims on behalf of other beneficial owners (“Representative Filers”) with large numbers of transactions may request to, or may be asked to, submit information regarding their transactions in electronic files. (This is different than the online claim portal on the Claims Administrator’s website.) All such Representative Filers MUST also submit a manually signed paper Claim Form whether or not they also submit electronic copies. If you are a Representative Filer and wish to submit your claim electronically, you must contact the Claims Administrator at (000) 000-0000 or visit their website at xxxxx://xxx.xxxxxxxxxxxxxxx.xxx/institutional-filers/to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the claimant a written acknowledgment of receipt and acceptance of electronically submitted data.
