Orders and Executions Sample Clauses

Orders and Executions a. Responsibility to Accept or Reject Trades. Stifel shall execute transactions in Accounts and release or deposit money or securities to or for Accounts only upon Proper Instructions as defined in Section 11. Notwithstanding any Proper Instructions to the contrary, Stifel may, after notifying you orally or in writing, (i) cancel a confirmation or refuse to confirm a transaction; (ii) reject a delivery or receipt of Property; (iii) refuse to clear a trade executed by you; or (iv) refuse to execute a trade for an Account. You agree that you are responsible for ensuring that your Account has enough cash to cover any transactions in securities entered into by you or an Authorized Person. b. Best Execution.
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Orders and Executions. (1) We will accept “At Best”, “Limit”, “Stop”, and “Stop-Limit” Orders. We will not generally offer firm two way quotes and shall be under no obligation to do so. You acknowledge that Spreads can and do widen significantly in some circumstances, that they may not be the same size as any examples we may provide for illustration. You acknowledge that when you close a Margin Trade the Spread may be larger or smaller than the Spread when the Margin Trade was opened. For Margin Trades transacted when the Underlying Market is closed or in respect of which there is no Underlying Market, the figures which we quote will reflect what we believe the market in a Security to be at that time. You acknowledge that such figures will be set by us in our absolute discretion. (2) We offer both a “House Account” and a “Touch Account”. House accounts are commission–free and orders are dealt against our “House” prices. “Touch Accounts” are dealt on the prices reflecting the spreads of Underlying Security(ies) of the CFD or other Margin Trade in question, and carry a commission charge. For Margin Trades which are available only as House products with House Prices (For example, Spread Bets with fixed date Expiries), we may in our sole discretion offer those particular Margin Trades commission-free to Touch Accounts as well as House Accounts. Our commission schedule is available on our website(s) or via customer service contacts. House Accounts and Touch Account may also have different order size restrictions (see 4(4) and 5(6)). (3) We may accept dealing instructions directly from you by telephone, via our website(s) or by such other means as we may from time to time notify to you. Prices displayed by us on our website(s) or via any other medium are only indicative and you acknowledge that we do not guarantee that you will be able to open or close a Margin Trade at the level of such prices. (4) We reserve the right (in our absolute discretion) to refuse to accept a dealing instruction to open (or if applicable close) a Margin Trade with us or having accepted it may refuse to act on it. The circumstances in which we may exercise our discretion include (without limitation) Manifest Error, our being unable to obtain a quote which we consider reliable in the Underlying Investment, our determining that the proposed size of the transaction is too small or too large in the circumstances or that the resultant Open Position with us would be too large or too small, or determine that a Forc...
Sample 1

Related to Orders and Executions

  • Authorization and Execution The execution, delivery and performance of this Agreement has been duly authorized by all necessary action on the part of such Purchaser, and, assuming due authorization, execution and delivery by the other parties hereto, this Agreement is a legal, valid and binding obligation of such Purchaser, enforceable against such Purchaser in accordance with its terms, except as enforcement thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or other similar laws relating to or affecting creditors’ rights generally or by general equitable principles.

  • Authority and Execution It has full power, authority and legal right to execute and deliver, and to perform its obligations under, this Guaranty and has taken all necessary corporate, partnership or limited liability company, as the case may be, action to authorize the execution, delivery and performance of this Guaranty.

  • Judgments and Attachments Any money judgment, writ or warrant of attachment or similar process involving (i) in any individual case an amount in excess of $500,000 or (ii) in the aggregate at any time an amount in excess of $1,000,000 (in either case, to the extent not adequately covered by insurance as to which a solvent and unaffiliated insurance company has acknowledged coverage) shall be entered or filed against any Loan Party or any of their respective assets and shall remain undischarged, unvacated, unbonded or unstayed for a period of sixty (60) days (or in any event later than five (5) days prior to the date of any proposed sale thereunder); or

  • Additional Agreements and Understandings Even though FICO will provide consideration for me to settle and release My Claims, the Company does not admit that it is responsible or legally obligated to me. In fact, the Company denies that it is responsible or legally obligated to me for My Claims, denies that it engaged in any unlawful or improper conduct toward me, and denies that it treated me unfairly.

  • No Additional Agreements The Company does not have any agreement or understanding with any Buyer with respect to the transactions contemplated by the Transaction Documents other than as specified in the Transaction Documents.

  • Counterparts and Execution The Transaction Documents may be executed in two or more counterparts, all of which when taken together shall be considered one and the same agreement and shall become effective when counterparts have been signed by each party and delivered to each other party, it being understood that the parties need not sign the same counterpart. In the event that any signature is delivered by email delivery of a “.pdf” format data file, such signature shall create a valid and binding obligation of the party executing (or on whose behalf such signature is executed) with the same force and effect as if such “.pdf” signature page was an original thereof.

  • Execution of Agreements The Purchasers shall have executed this Agreement and delivered this Agreement to the Company.

  • Acknowledgments and Stipulations Each Borrower acknowledges and stipulates that the Credit Agreement and the other Loan Documents executed by Borrowers are legal, valid and binding obligations of Borrowers that are enforceable against Borrowers in accordance with the terms thereof; all of the Obligations are owing and payable without defense, offset or counterclaim (and to the extent there exists any such defense, offset or counterclaim on the date hereof, the same is hereby waived by each Borrower); and the security interests and liens granted by Borrowers in favor of Administrative Agent, for the benefit of itself and Lenders, are duly perfected, first priority security interests and liens to the extent provided therein.

  • International Agreements The Parties shall make all reasonable efforts to accede to the Geneva Act to the Hague Agreement Concerning the International Registration of Industrial Designs adopted in Geneva on 2 July 1999.

  • Execution of Further Documents Each party agrees to execute and deliver without further consideration any further applications, licenses, assignments or other documents, and to perform such other lawful acts as the other party may reasonably require to fully secure and/or evidence the rights or interests herein.

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