Provisions Regarding Provision of General Investment Advice Sample Clauses

Provisions Regarding Provision of General Investment Advice. General investment advice is a type of activity of provision of all kinds of directive researches or other information explicitly or implicitly suggesting or recommending a specific investment strategy, also including comments on existing or future prices or values of capital market instruments, which are prepared for and published to customers or distribution channels, about one or more capital market instruments or issuers, providing that they are not presented specifically to a particular person or to a particular group having similar financial situation and risk and return preferences. This activity further covers and extends to the sharing with the customers of certain data and information prepared as a part of the general investment advice activities and presented to customers or distribution channels, providing that they are not presented specifically to a particular person or to a particular group having similar financial situation and risk and return preferences. The Bank provides its general investment advices to the Customer face to face or through various distribution channels in accordance with the principles and rules set down in the Communiqué no. III.37.1 and other relevant regulations of the Capital Markets Board.
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Related to Provisions Regarding Provision of General Investment Advice

  • Definitions For purposes of this Agreement:

  • Miscellaneous The Vendor acknowledges and agrees that continued participation in TIPS is subject to TIPS sole discretion and that any Vendor may be removed from the participation in the Program at any time with or without cause. Nothing in the Agreement or in any other communication between TIPS and the Vendor may be construed as a guarantee that TIPS or TIPS Members will submit any orders at any time. TIPS reserves the right to request additional proposals for items or services already on Agreement at any time.

  • Governing Law This Agreement shall be governed by and construed in accordance with the laws of the State of New York.

  • Severability Any provision of this Agreement that is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

  • NOW, THEREFORE the parties hereto agree as follows:

  • WHEREAS the Company desires the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in connection with the issuance, registration, transfer, exchange, redemption and exercise of the Warrants; and

  • Entire Agreement This DPA and the Service Agreement constitute the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior communications, representations, or agreements, oral or written, by the Parties relating thereto. This DPA may be amended and the observance of any provision of this DPA may be waived (either generally or in any particular instance and either retroactively or prospectively) only with the signed written consent of both Parties. Neither failure nor delay on the part of any Party in exercising any right, power, or privilege hereunder shall operate as a waiver of such right, nor shall any single or partial exercise of any such right, power, or privilege preclude any further exercise thereof or the exercise of any other right, power, or privilege.

  • Confidentiality (a) Subject to Section 7.15(c), during the Term and for a period of three

  • Indemnification In the event any Registrable Securities are included in a Registration Statement under this Agreement:

  • Termination This Agreement may be terminated at any time prior to the Closing:

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