Restrictions on Account Services. Client understands that Betterment Securities may place trading, disbursement, Service, or other restrictions on the Account for reasons including court order, tax levy, or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account Holders. Client understands that Betterment Securities may be required to liquidate or close out securities and/or other property in the Account to satisfy any such court order, garnishment, tax levy, or other legal obligation. Betterment Securities will not be held liable for any Losses that arise out of or relate to any such transaction and Client agrees to indemnify and hold Betterment Securities and its affiliates harmless from and against any Losses they may incur in taking such actions.
Restrictions on Account Services. I understand that, to the extent permitted by law, GTN Asia may place trading, disbursement, service or other restrictions on my Trading Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, a Debit Balance in my Trading Account, or in the event of a dispute between joint Account Holders. I understand that GTN Asia may be required to liquidate or close out Securities and/or Other Property in my Trading Account to satisfy any such court order, garnishment, tax levy or other legal obligation. GTN Asia will not be held liable for any Claims or Losses that arise out of or relate to any such Transaction and I agree to indemnify and hold GTN Asia and/or its Affiliates harmless from and against any Claims or Losses they may incur in taking such actions. I understand that GTN Asia may refuse for any reason to accept share or other ownership certificates for deposit into my Trading Account. I agree that if restrictions or prohibitions are enforced by markets, regulators, or by a policy introduced by any executing broker or Custodian of GTN Asia in relation to trading in certain securities then such restrictions will be applicable to my Trading Account. Refusal of orders/restrictions on trading in xxxxx stocks and illiquid stocks GTN Asia may at its discretion refuse to execute any buy or sell of any scrip / shares / stock / derivatives contract on behalf of the Account Holder including but not restricted to dealings in xxxxx stocks, illiquid stocks, infrequently traded stocks /contract or any other category, etc. if GTN Asia / Exchanges / Regulatory Authorities is of the view that such execution would adversely affect market integrity or give rise to regulatory / disciplinary actions / concerns. The restriction on the stock/securities may be as to the price, quantity or mode of placement of orders. GTN Asia reserves the right to disable certain scrips for trading on online trading platform and/or authorised persons terminals or put quantity or price restrictions while putting trade orders. The xxxxx stock would mean any stock trading at a price less than USD 0.1 or equivalent in other currency or at a price less than the face value or any other stock specified by the Regulatory Body/Stock Exchange as such or which are appearing in the list of illiquid securities issued by the Exchanges every month. In general terms, it is a low priced, speculative security or a very small company, regardless...
Restrictions on Account Services. I understand that Millennium Capital Management Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Millennium Capital Management Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Millennium Capital Management Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Millennium Capital Management Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that Xxxxxxx Securities Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Xxxxxxx Securities Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Xxxxxxx Securities Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Xxxxxxx Securities Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that Enbridge Consulting Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Enbridge Consulting Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Enbridge Consulting Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Enbridge Consulting Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that, to the extent permitted by law, MFS may place trading, disbursement, service or other restrictions on my Trading Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, a Debit Balance in my Trading Account, or in the event of a dispute between joint Account Holders. I understand that MFS may be required to liquidate or close out Securities and/or Other Property in my Trading Account to satisfy any such court order, garnishment, tax levy or other legal obligation. MFS will not be held liable for any Claims or Losses that arise out of or relate to any such Transaction and I agree to indemnify and hold MFS and/or its Affiliates harmless from and against any Claims or Losses they may incur in taking such actions. I understand that MFS may refuse for any reason to accept share or other ownership certificates for deposit into my Trading Account. I agree that if restrictions or prohibitions are enforced by markets, regulators, or by a policy introduced by any executing broker or Custodian of MFS in relation to trading in certain securities then such restrictions will be applicable to my Trading Account.
Restrictions on Account Services. I understand that Acorns Capital Management Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Acorns Capital Management Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Acorns Capital Management Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Acorns Capital Management Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that Ability Corporate Advisory Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Ability Corporate Advisory Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Ability Corporate Advisory Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Ability Corporate Advisory Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that Alpha Alliance Capital Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Alpha Alliance Capital Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Alpha Alliance Capital Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Alpha Alliance Capital Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
Restrictions on Account Services. I understand that Affinity International Investments Limited may place trading, disbursement, service or other restrictions on my Account for reasons including court order, tax levy or garnishment, request of a government agency or law enforcement authority, or in the event of a dispute between joint Account holders. I also understand that Affinity International Investments Limited may be required to liquidate or close out Securities and/or Other Property in my Account to satisfy any such court order, garnishment, tax levy or other legal obligation. Affinity International Investments Limited will not be held liable for any Losses that arise out of or relate to any such transaction and I agree to indemnify and hold Affinity International Investments Limited and its affiliates harmless from and against any losses they may incur in taking such actions.
