RISK OF PROVIDING AN AUTHORITY. TO HOLD MAIL OR TO DIRECT MAIL TO THIRD PARTIES 假如你向經紀提供授權書，允許他人代存郵件或將郵件轉交予第三方，那麼你便須盡速親身收取所有關於你帳戶的成交單據及結單，並加以詳細閱讀，以確保可及時偵察到任何差異或錯誤。 If you provide the Broker with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. 期貨 Futures
RISK OF PROVIDING AN AUTHORITY. TO HOLD MAIL OR TO DIRECT MAIL TO THIRD PARTIES 提供代存郵件或將郵件轉交第三方的授權書的風險
RISK OF PROVIDING AN AUTHORITY to Re-pledge Securities Collateral etc. There is risk if the Client provides NECHK with an authority that allows it to apply the Client’s securities or securities collateral pursuant to a securities borrowing and lending agreement, re-pledge his/her securities collateral for financial accommodation or deposit his/her securities collateral as collateral for the discharge and satisfaction of his/her settlement obligations and liabilities. If the Client’s securities or securities collateral are received or held by him/her in Hong Kong, the above arrangement is allowed only if the Client gives consent in writing. Moreover, unless the Client is a Professional Investor, his/her authority must specify the period for which it is current and be limited to not more than 12 months. If the Client is a Professional Investor, these restrictions do not apply. Additionally, the Client’s authority may be deemed to be renewed (i.e. without his/her written consent) if NECHK issues the Client a reminder at least fourteen
RISK OF PROVIDING AN AUTHORITY. TO HOLD MAIL OR TO DIRECT MAIL TO THIRD PARTIES If you provide TCSCL with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person and review contract notes and statements of your Account(s) and/or account(s) opened in the name of TCSCL for and on your behalf in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK OF PROVIDING AN AUTHORITY. TO HOLD MAIL OR TO DIRECT MAILTO THIRD PARTIES If you provide your dealer or securities margin financier with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK OF PROVIDING AN AUTHORITY. TO REPLEDGE THE CLIENT’S SECURITIES COLLATERAL ETC.: There is risk if the Client provides SINO with an authority that allows SINO to apply the Client’s securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge the Client’s securities collateral for financial accommodation or deposit the Client’s securities collateral as collateral for the discharge and satisfaction of settlement obligations and liabilities of SINO. If the Client’s securities or securities collateral are received or held by SINO in Hong Kong, the above arrangement is allowed only if the Client consents in writing. Moreover, unless the Client is a professional investor, the Client’s authority must specify the period for which it is current and be limited to not more than 12 months. If the Client is a professional investor, these restrictions do not apply. Additionally, the Client’s authority may be deemed to be renewed (i.e. without the Client’s written consent) if SINO issues the Client a reminder at least 14 days prior to the expiry of the authority, and the Client does not object to such deemed renewal before the expiry date of the Client’s then existing authority. The Client is not required by any law to sign these authorities. But an authority may be required by SINO, for example, to facilitate margin ending to the Client or to allow the Client’s securities or securities collateral to be lent to or deposited as collateral with third parties. SINO should explain to the Client the purposes for which one of these authorities is to be used. If the Client signs one of these authorities and the Client’s securities or securities collateral are lent to or deposited with third parties, those third parties will have a lien or charge on the Client’s securities or securities collateral. Although SINO is responsible to the Client for securities or securities collateral lent or deposited under the Client’s authority, a default by SINO could result in the loss of the Client’s securities or securities collateral. A cash account not involving securities borrowing and lending is available from most licensed or registered persons. If the Client does not require margin facilities or do not wish its securities or securities collateral to be lent or pledged, do not sign the above authorities and ask to open This type of cash account.
RISK OF PROVIDING AN AUTHORITY. TO HOLD MAIL OR TO DIRECT MAIL TO THIRD PARTIES If you provide us with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. 8 RISKS OF CLIENT ASSETS RECEIVED OR HELD OUTSIDE HONG KONG Assets of yours which are received or held by us outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made thereunder. Consequently, such assets may not enjoy the same protection as the conferred on those assets which are received or held in Hong Kong.
