Risk of Trading of Foreign Securities, including B Shares Listed in the People’s Republic of China. Securities that are foreign listed securities and are held outside Hong Kong are subject to the applicable laws and regulations or the relevant overseas jurisdiction that may be different from the SFO and the rules made thereunder in Hong Kong. Consequently, such securities may not enjoy the same protection as that conferred on securities received or held in Hong Kong. You should only undertake trading of foreign securities if you understand the nature of foreign securities trading and the extent of your exposure to risks. In particular, foreign securities trading is not regulated by The Stock Exchange of Hong Kong Limited and will not be covered by the Compensation Fund despite the fact that CMSHK is an exchange participant of The Stock Exchange of Hong Kong Limited. You should carefully consider whether such trading is appropriate for you in light of your experience, risk profile and other relevant circumstances and seek independent professional advice if you are in doubt. SCHEDULE III Part II RISK DISCLOSURE STATEMENTS AND DISCLAIMERS FOR TRADING IN CHINA CONNECT SECURITIES These China Connect Securities Trading Risk Disclosures are in addition to and should be read in conjunction with the risk disclosures contained in the rest of this Schedule III, and the Customer should seek independent advice as needed. The China Connect Securities Trading Risk Disclosures are only an overview of some of the risks and do not purport to disclose all the risks and other significant aspects of trading in China Connect Securities. The Customer should undertake its own research and studies on the trading of China Connect Securities before commencing any trading activities. CMSHK does not represent that the information set out in this Part II is up to date or comprehensive, and does not undertake to update the information set out in this Part II. Words or phrases defined in Schedule IA shall have the same meanings as in this Part II, save as otherwise expressly provided in this Part II.
Risk of Trading of Foreign Securities, including B Shares Listed in the People’s Republic of China. Securities that are foreign listed securities and are held outside Hong Kong are subject to the applicable laws and regulations or the relevant overseas jurisdiction that may be different from the SFO and the rules made thereunder in Hong Kong. Consequently, such securities may not enjoy the same protection as that conferred on securities received or held in Hong Kong. You should only undertake trading of foreign securities if you understand the nature of foreign securities trading and the extent of your exposure to risks. In particular, foreign securities trading is not regulated by The Stock Exchange of Hong Kong Limited and will not be covered by the Compensation Fund despite the fact that CMSHK is an exchange participant of The Stock Exchange of Hong Kong Limited. You should carefully consider whether such trading is appropriate for you in light of your experience, risk profile and other relevant circumstances and seek independent professional advice if you are in doubt.
