Disclosure of Information and Publication of Trade Information. You understand that SEHK may require the Bank to provide information on your identity, profile, and the type and value of your orders in relation to Northbound trading of China Connect Securities and the trades which the Bank executed for you at such intervals and in such form as SEHK may specify from time to time for purposes of their publication, dissemination or public distribution of aggregated information in respect of China Connect Securities trades under China Connect, trading volumes, investor profiles and other related data. SEHK may forward such information to the relevant China Connect Market for surveillance and investigation purposes.
Disclosure of Information and Publication of Trade Information. The SEHK may require Galaxy International Securities to provide information on the Client’s profile, and the type and value of its/his/her orders in relation to Northbound Trading of China Connect Securities and the trades which Galaxy International Securities executed for it/him/her, at such intervals and in such form as SEHK may specify from time to time for purposes of the publication, dissemination or public distribution of aggregated information in respect of China Connect Securities trades under Stock Connect, trading volumes, investor profiles and other related data.
Disclosure of Information and Publication of Trade Information. SEHK may require CMSHK to provide information on the Customer’s identity, address, contact details, profile, and the type and value of the Customer’s orders in relation to Northbound Trading of China Connect Securities and the trades which CMSHK executed for the Customer at such intervals and in such form as SEHK may specify from time to time for purposes of their publication, dissemination or public distribution of aggregated information in respect of China Connect Securities trades under China Connect, trading volumes, investor profiles and other related data. SEHK may forward such information to the relevant China Connect Market for surveillance and investigation purposes. In addition, the Customer shall provide to CMSHK, promptly upon request by CMSHK, such materials and/or information as may be required by CMSHK or any China Connect Authority including, without limitation, any information relating to China Connect trades executed by the Customer through Exchange Participants other than CMSHK, where the China Connect Securities in respect of such trades have been transferred to CMSHK for sale, and the Customer hereby expressly consents to the disclosure by CMSHK of any of the foregoing materials and/or information and any information of the Customer to any China Connect Authority as CMSHK deems necessary to comply with any market requirements.
Disclosure of Information and Publication of Trade Information. SEHK may require the Broker to provide information on the Client's profile, and the type and value of the Client's orders in relation to Northbound trading of China Connect Securities and the trades which the Broker executed for the Client, at such intervals and in such form as SEHK may specify from time to time for purposes of the publication, dissemination or public distribution of aggregated information in respect of China Connect Securities trades under China Connect, trading volumes, investor profiles and other related data. In addition, the Client will provide to the Broker, promptly upon request by the Broker, such materials and/or information as may be required by the Broker or any China Connect Authority including, without limitation, any information relating to China Connect trades executed by the Client through Exchange Participants other than the Broker, where the China Connect Securities in respect of such trades have been transferred to the Broker for sale, and the Client hereby expressly consents to the disclosure by the Broker of any of the foregoing materials and/or information and any Client Information to any China Connect Authority as the Broker deems necessary to comply with any Market Requirements.
Disclosure of Information and Publication of Trade Information. SEHK may require CMS to provide information on the Customer's profile, and the type and value of the Customer's orders in relation to Northbound trading of China Connect Securities and the trades which CMS executed for the Customer, at such intervals and in such form as SEHK may specify from time to time for purposes of the publication, dissemination or public
Disclosure of Information and Publication of Trade Information. SEHK may require CSSS to provide information on your profile, and the type and value of your orders in relation to Northbound trading of China Connect Securities and the trades which CSSS executed for you at such intervals and in such form as SEHK may specify from time to time for purposes of the publication, dissemination or public distribution of aggregated information in respect of China Connect Securities trades under China Connect, trading volumes, investor profiles and other related data. SEHK may forward such information to the relevant China Connect Market for surveillance and investigation purposes.
