Securities Activities of Employees. To the Knowledge of OLB, the officers, employees and agents of the OLB Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents, including Laws relating to licenses and permits.
Securities Activities of Employees. To the Knowledge of the Bank, the Bank is and at all times in the past has been, in compliance with all applicable federal and state securities laws and any regulations promulgated thereunder. The Bank and its officers, employees and agents have complied with, and currently hold, all necessary licenses and permits required under any federal or state securities law or regulation to conduct any securities activities in which the Bank or its officers, employees, or agents (on behalf of the Bank) are now engaged or have been engaged in the past.
Securities Activities of Employees. To the Knowledge of Holdings, the officers, employees and agents of the Holdings Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents of the Holdings Companies, including Laws relating to licenses and permits.
Securities Activities of Employees. To the Knowledge of Xxxxxxx, the officers, employees and agents of the Xxxxxxx Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents, including Laws relating to licenses and permits.
Securities Activities of Employees. To the Knowledge of Parent, Parent and Merger Sub are and at all times in the past have been, in compliance with all applicable federal and state securities laws and any regulations promulgated thereunder. Parent, Merger Sub, and their respective officers, employees and agents have complied with, and currently hold, all necessary licenses and permits required under any federal or state securities law or regulation to conduct any securities activities in which they or their respective officers, employees, or agents (on behalf of Parent or Merger Sub, as applicable) are now engaged or have been engaged in the past.
Securities Activities of Employees. To the Knowledge of BYBK, the officers, employees and agents of the BYBK Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents, including Laws relating to licenses and permits.
Securities Activities of Employees. 1 Section 3.25 Books and Records. 1 Section 3.26 Investment Securities. 1 Section 3.27 Reorganization. 1 Section 3.28 Fairness Opinion. 1 Section 3.29 Materials Provided to Stockholders. 1 Section 3.30 Absence of Certain Changes. 1 Section 3.31 Absence of Undisclosed Liabilities. 1
Securities Activities of Employees. To the Knowledge of RBI, the officers, employees and agents of the RBI Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents of the RBI Companies, including Laws relating to licenses and permits.
Securities Activities of Employees. To the Knowledge of DCB, the officers, employees and agents of the DCB Companies are now, and at all times in the past have been, in compliance with all applicable Laws that relate to securities activities conducted by such officers, employees and agents, including Laws relating to licenses and permits.
Securities Activities of Employees. The MDBC Companies and, to the Knowledge of MDBC, their officers, employees and agents are now, and at all times in the past have been, in compliance with all applicable federal and state securities laws and any regulations promulgated thereunder applicable to broker-dealers. The MDBC Companies and their officers, employees and agents have complied with, and currently hold, all necessary licenses and permits required under any federal or state securities law or regulation to conduct any securities activities in which the MDBC Companies or their officers, employees, or agents are now engaged or have been engaged in the past.
