Services Provided by Adviser. Subject to the supervision and direction of the Board of Trustees of the Trust, the Adviser will, either directly or by employing suitable Sub-Advisors (a) act in strict conformity with the Trust's Declaration of Trust, the Investment Company Act of 1940, as amended (the "1940 Act") and the Investment Advisers Act of 1940, as amended, (b) manage the Fund's portfolio and furnish a continual investment program for the Fund in accordance with the Fund's investment objective and policies as described in the Fund's Prospectus, (c) make investment decisions for the Fund, (d) provide the Fund with investment research and statistical data, advice and supervision, data processing and clerical services, (e) provide the Fund with office facilities which may be the Adviser's own offices, (f) determine what securities shall be purchased for the Fund, what securities shall be held or sold by the Fund, and allocate assets of the Fund to separate sub-accounts of the approved Sub-Advisers, and determine what portion of the Fund's assets shall be held uninvested, (g) review asset allocations and investment policies with the Board of Trustees of the Fund every quarter, and (h) advise and assist the officers of the Trust in taking such steps as are necessary or appropriate to carry out the decisions of the Board of Trustees of the Trust and its committees with respect to the foregoing matters and the conduct of the business of the Fund. In addition, the Adviser will furnish the Trust with whatever statistical information AIP may reasonably request with respect to the securities that the Fund may hold or contemplate purchasing. The Adviser will keep the Trust informed of developments materially affecting the Fund's portfolio, and will, on its own initiative, furnish the Trust from time to time with whatever information the Adviser believes is appropriate for this purpose.
Services Provided by Adviser. Subject to the supervision and direction of the Board of Directors of HTA, the Adviser will identify and supervise suitable CTAs that will (a) act in strict conformity with HTA’s organization documents; (b) manage HTA’s portfolio in accordance with the Portfolio’s investment objective and policies as described in the Portfolio’s Prospectus; (c) make all trading decisions for the separate trading account of HTA established for the CTA including, determining what Commodity Interests should be purchased, held or sold for its separate trading account of HTA; and (d) provide HTA with investment research and statistical data and advice. Subject to the supervision of the Board of Directors of HTA, the Adviser will (a) provide supervision, data processing and clerical services; (b) provide HTA with office facilities which may be the Adviser's own offices; (c) allocate the assets of HTA to separate trading accounts established for the approved CTAs, and determine what portion of HTA’s assets shall be held in cash sub-accounts corresponding to the separate trading accounts for the CTAs and be left uninvested or invested in cash and cash equivalents; (d) review asset allocations and investment policies of cash CTA with the Board of Trustees of UFT every quarter; and (e) advise and assist the officers of UFT in taking such steps as are necessary or appropriate to carry out the decisions of the Board of Trustees of UFT and its committees with respect to the foregoing matters and the conduct of the business of the Portfolio. In addition, the Adviser will furnish HTA with whatever statistical information the Board of Directors of HTA may reasonably request with respect to the Commodity Interests purchased, sold or held by the CTAs in their separate trading accounts. The Adviser either directly or through the CTAs will keep HTA informed of developments materially affecting HTA's portfolio, and will, on its own initiative, furnish HTA from time to time with whatever information the Adviser believes is appropriate for this purpose.
Services Provided by Adviser. 2.1 This Schedule sets forth the terms and conditions pursuant to which Adviser agrees to provide Services with respect to the Plan. The terms and conditions of this Schedule are incorporated by reference into each Exhibit attached hereto, without regard to an express reference therein. Adviser acknowledges and agrees that: (i) it is registered with the Securities and Exchange Commission as an investment adviser under the Advisers Act, (ii) it is an investment adviser and fiduciary under the Advisers Act and is a fiduciary under ERISA to the extent it provides Services to Online Advice Participants, and (iii) it is an investment adviser and fiduciary under the Advisers Act and is an investment manager (as defined under Section 3(38) of ERISA) to the extent it provides Services to Managed Account Participants.
Services Provided by Adviser. Subject to the supervision and direction of the Board of Directors of the Company, the Adviser will, either directly or by employing suitable Sub-Advisors, (a) act in strict conformity with the Company's Articles of Incorporation, the Investment Company Act of 1940, as amended (the "1940 Act") and the Investment Advisers Act of 1940, as amended, (b) manage the Fund's portfolio and furnish a continual investment program for the Fund in accordance with the Fund's investment objective and policies as described in the Fund's Prospectus, (c) make investment decisions for the Fund,
Services Provided by Adviser. Subject to the supervision and direction of the Board of Trustees of the Trust, the Adviser will, either directly or by employing subadvisers: (a) act in strict conformity with the Trust’s Declaration of Trust, the Trust’s Bylaws, the Investment Company Act of 1940, as amended (the “1940 Act”) and the Investment Advisers Act of 1940, as amended; (b) manage each Portfolio’s assets and furnish a continual investment program for each Portfolio in accordance with such Portfolio’s investment objective and policies as described in the such Portfolio’s Prospectus; (c) make investment decisions for each Portfolio; (d) provide each Portfolio with advice and supervision, data processing and clerical services; (e) provide the Trust with access to certain office facilities, which may be the Adviser’s own offices; (f) determine what securities shall be purchased for each Portfolio; what securities shall be held or sold by each Portfolio, and allocate assets of each Portfolios to separate sub-accounts of the approved subadvisers, and determine what portion of each Portfolio’s assets shall be held uninvested; (g) review investment policies with the Board of Trustees of the Trust; and (h) advise and assist the officers of the Trust in taking such steps as are necessary or appropriate to carry out the decisions of the Board of Trustees of the Trust and its committees with respect to the foregoing matters and the conduct of the business of the Portfolios. In addition, the Adviser will furnish the Trust with whatever information the Trust may reasonably request with respect to the securities that the Portfolios may hold or contemplate purchasing. The appointment of subadvisers shall be subject to approval by the Board of Trustees of the Trust and, to the extent required by the 1940 Act or any other law or regulation, approval of the shareholders of the Trust. The Adviser will keep the Trust informed of developments materially affecting any Portfolio’s assets, and will, on its own initiative, furnish the Trust from time to time with whatever information the Adviser believes is appropriate for this purpose.
