Shareholder Information Agreement Services Sample Clauses

Shareholder Information Agreement Services. A. Negotiate, mail, maintain and track shareholder information agreements (the “Shareholder Information Agreements”) with the Fund’s Financial Intermediaries, which agreements will be based on the standard Investment Company Institute form or any other form the Fund or its counsel provides to PNC Capital. The Fund hereby authorizes PNC Capital, as agent to the Fund, to enter into the Shareholder Information Agreements in order for the Fund to obtain transaction information from Financial Intermediaries. A form of the Shareholder Information Agreement is attached hereto as Exhibit E-1. The Fund shall give PNC Capital advance written notice of any modification or termination of any Shareholder Information Agreement or any new agreements entered into with Financial Intermediaries, and the terms thereof, that PNC Capital is not party to.
Sample 1
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Shareholder Information Agreement Services. The following shall apply only to “Shareholder Information Agreement Services”, if such Services are listed in Attachment 1 as part of “Rule 22c-2 Services: Client authorizes its transfer agent, distributor, or other appropriate party to enter into the Shareholder Information Agreements (as that term is defined in Annex A of Attachment 1) in order for Client to obtain transaction information from Intermediaries.
Sample 1
Shareholder Information Agreement Services. Mail, negotiate, maintain and track shareholder information agreements (the “Shareholder Information Agreements”) that the Company’s transfer agent, distributor or other appropriate party shall enter into with Intermediaries, which agreements will be based on the standard Investment Company Institute form with such modification as the Company and Citi mutually agree upon (the “Approved Form”); and provide monthly reporting to the Company, and the Company’s Chief Compliance Officer (“CCO”) and quarterly reporting to the Board with respect to the status of each Shareholder Information Agreement until completion of the project. The Company hereby authorizes its transfer agent, distributor or other appropriate party to enter into the Shareholder Information Agreements in order for the Company to obtain transaction information from Intermediaries.
Sample 1
Shareholder Information Agreement Services. Mail, negotiate, maintain and track shareholder information agreements (the “Shareholder Information Agreements”) that the Company’s transfer agent, distributor or other appropriate party shall enter into with such Intermediaries as may be mutually agreed upon by the Company and Citi, which agreements will be based on the standard Investment Company Institute form with such modification as the Company and Citi mutually agree upon (the “Approved Form”); and provide monthly reporting to the Company, the Board and the Company’s Chief Compliance Officer (“CCO”‘) with respect to the status of each Shareholder Information Agreement until completion of the project. The Company hereby authorizes its transfer agent, distributor or other appropriate party to enter into the Shareholder Information Agreements in order for the Company to obtain transaction information from Intermediaries.
Sample 1

Related to Shareholder Information Agreement Services

  • Shareholder Information Services (i) Make information available to shareholder servicing unit and other remote access units regarding trade date, share price, current holdings, yields, and dividend information.

  • Agreement to Provide Shareholder Information 1. Each Intermediary agrees to provide the Fund, upon written request, the following shareholder information with respect to Covered Transactions involving the Funds:

  • Confidential Information Agreement Executive’s receipt of any payments or benefits under Section 6 will be subject to Executive continuing to comply with the terms of Confidential Information Agreement (as defined in Section 10).

  • Shareholder Information Within five days after receipt of a request from the Company, the Subscriber hereby agrees to provide such information with respect to its status as a shareholder (or potential shareholder) and to execute and deliver such documents as may reasonably be necessary to comply with any and all laws and regulations to which the Company is or may become subject. Subscriber further agrees that in the event it transfers any Securities, it will require the transferee of such Securities to agree to provide such information to the Company as a condition of such transfer.

  • Confidential Information and Restricted Activities Employee has entered into the Company’s Employee Proprietary Information Agreement (“EPIA”) and acknowledges his or her obligations thereunder. The EPIA is specifically incorporated into this Agreement.

  • Stockholder Information Within five (5) days after receipt of a request from the Company, Investor hereby agrees to provide such information with respect to its status as a stockholder (or potential stockholder) and to execute and deliver such documents as may reasonably be necessary to comply with any and all laws and regulations to which the Company is or may become subject, including, without limitation, the need to determine the accredited investor status of the Company’s stockholders. Investor further agrees that in the event it transfers any Shares, it will require the transferee of such Shares to agree to provide such information to the Company as a condition of such transfer.

  • Proprietary Information Agreements Each employee and officer of the Company has executed a Proprietary Information and Inventions Agreement, and each consultant to the Company has executed a Consulting Agreement in substantially the forms made available to the Investors. The Company is not aware that any of its employees, officers or consultants are in violation thereof, and the Company will use its commercially reasonable efforts to prevent any such violation.

  • Confidential Information Noncompetition and Cooperation The terms of the Employee Non-Competition, Non-Solicitation, Confidentiality and Assignment Agreement (the “Restrictive Covenant Agreement”), between the Company and the Employee, attached hereto as Exhibit A, shall continue to be in full force and effect and are incorporated by reference in this Agreement. The Employee hereby reaffirms the terms of the Restrictive Covenant Agreement as material terms of this Agreement.

  • Confidential Information and Invention Assignment Agreement Executive acknowledges that he has previously executed and delivered to an officer of the Company the Company’s Confidential Information and Invention Assignment Agreement (the “Confidentiality Agreement”) and that the Confidentiality Agreement remains in full force and effect.

  • Confidential Information and Invention Assignment Agreements Executive’s receipt of any payments or benefits under Section 3 (other than the accrued benefits set forth in Section 3(a)(i) or Section 3(b)(i)) will be subject to Executive continuing to comply with the terms of the At-Will Employment, Confidential Information, Invention Assignment and Arbitration Agreement between the Company and Executive, as such agreement may be amended from time to time.

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