Special Code of Conduct. (i) In performing the Services, State Street will direct all Covered Persons to comply with the Special Code of Conduct set forth in Exhibit J, without limiting State Street’s obligation under Section 4.1(c). The Special Code of Conduct will apply to all Covered Persons, and persons who were formerly Covered Persons but whose duties have changed such that they are no longer Covered Persons. Master Services Agreement 39 BTC | State Street CONFIDENTIAL (A) Within thirty (30) days after the Effective Date, State Street will issue a nondisclosure and confidentiality agreement between BTC and the following Covered Persons that minimally requires such State Street Personnel to comply with State Street’s confidentiality and non-disclosure duties hereunder: (I) Covered Persons in the Service Center or iGroup; (II) such other Covered Persons who supervise the Service Center or iGroup; and (III) Covered Persons who support the Institutional Services (other than personnel who provide shared services). Within thirty (30) days thereafter, State Street will use diligent efforts to collect such agreements in fully executed and binding form, provided that within ninety (90) days following the Effective Date, State Street will have collected all such agreements in fully executed and binding form. During such ninety (90) day period, State Street will provide BTC with monthly updates indicating the status of all such agreements.
Special Code of Conduct. (i) In performing the Services, State Street will direct all Covered Persons to comply with the Special Code of Conduct set forth in Exhibit J, without limiting State Street’s obligation under Section 4.1(c). The Special Code of Conduct will apply to all Covered Persons, and persons who were formerly Covered Persons but whose duties have changed such that they are no longer Covered Persons. Master Services Agreement 39 BTC | State Street
(A) Within thirty (30) days after the Effective Date, State Street will issue a nondisclosure and confidentiality agreement between BTC and the following Covered Persons that minimally requires such State Street Personnel to comply with State Street’s confidentiality and non-disclosure duties hereunder: (I) Covered Persons in the Service Center or iGroup; (II) such other Covered Persons who supervise the Service Center or iGroup; and (III) Covered Persons who support the Institutional Services (other than personnel who provide shared services). Within thirty (30) days thereafter, State Street will use diligent efforts to collect such agreements in fully executed and binding form, provided that within ninety (90) days following the Effective Date, State Street will have collected all such agreements in fully executed and binding form. During such ninety (90) day period, State Street will provide BTC with monthly updates indicating the status of all such agreements.
(B) State Street will develop a training program with respect to this Special Code of Conduct, subject to review and reasonable approval by the BTC Recipients.
(C) No less frequently than annually, each individual Covered Person will be required to certify that such individual has read and complied with the Special Code of Conduct.
(D) The Special Code of Conduct will require that State Street Personnel maintain the confidentiality of BTC Confidential Information accessed or otherwise made known to the Service Center or iGroup and the Funds for the duration of each individual’s employment with State Street, even if such employee has left the Service Center or iGroup to work in another area of State Street’s organization, or no longer services the Service Center or iGroup in a support function.
(ii) All Covered Persons will be required to comply with the Special Code of Conduct.
(iii) Each Covered Person will receive the training program developed by State Street with respect to the Special Code of Conduct.
(iv) State Street will provide such certifications as are...
