Trading Window Compliance Sample Clauses

Trading Window Compliance. The Holders acknowledge that HNC maintains an Insixxx Xxxxxxx Xxxpliance Program and an Insixxx Xxxxxxx Xxxicy, as such may be amended (the "HNC TRADING POLICY") and that the HNC Trading Policy requires that those directors, officers, employees and other persons whom HNC determines to be "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the HNC Trading Policy (and members of their immediate families and households) are permitted to effect trades in HNC securities: (i) only during those specified time periods ("TRADING WINDOWS") in which such persons are permitted to make sales, purchases or other trades in HNC's securities under the "trading window" provisions of the HNC Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with HNC's Insixxx Xxxxxxx Xxxpliance Officer. If a Holder is or becomes subject to the "trading window" and/or "pre-clearance" provisions of the HNC Trading Policy described above, then, notwithstanding anything herein to the contrary, such Holder may sell, transfer and dispose of Registrable Securities only during those trading windows during which such HNC Access Personnel are permitted to effect trades in HNC stock under the HNC Trading Policy and only after pre-clearing such trades with HNC's Insixxx Xxxxxxx Xxxpliance Officer as provided in the HNC Trading Policy.
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Trading Window Compliance. The Holders acknowledge that HNC maintains an Xxxxxxx Xxxxxxx Compliance Program and an Xxxxxxx Xxxxxxx Policy, as such may be amended (the "HNC TRADING POLICY") and that the HNC Trading Policy requires that those directors, officers, employees and other persons whom HNC determines to be "Insiders" or "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the HNC Trading Policy (and members of their immediate families and households) are permitted to effect trades in HNC securities: (i) only during those specified time periods ("TRADING WINDOWS") in which such persons are permitted to make sales, purchases or other trades in HNC's securities under the "trading window" provisions of the HNC Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with HNC's Xxxxxxx Xxxxxxx Compliance Officer. It is not anticipated that any of the Holders will be subject to the "trading window" and/or "pre-clearance" provisions of the HNC Trading Policy described above, but if any Holder does become subject to such provisions then, notwithstanding anything herein to the contrary, (i) such Holder may sell, transfer or dispose of Registrable Securities only during those trading windows during which such HNC "Insiders" or "Access Personnel" are permitted to effect trades in HNC stock under the HNC Trading Policy and only after pre-clearing such trades with HNC's Xxxxxxx Xxxxxxx Compliance Officer as provided in the HNC Trading Policy, and (ii) if the effect of subpart (i) is to defer or interrupt the Permitted Window for such Holder, then the Permitted Window for such Holder will be extended by a period of time sufficient to provide the Holder with at least 22 trading days in such Holder's Permitted Window.
Trading Window Compliance. The Holders acknowledge that Parent maintains an Xxxxxxx Xxxxxxx Compliance Program and an Xxxxxxx Xxxxxxx Policy, as such may be amended (the “Parent Trading Policy”) and that the Parent Trading Policy requires that those directors, officers and employees of Parent and its subsidiaries and those other persons whom Parent determines to be “Access Personnel” (including, without limitation, the Observer designated pursuant to Section 9.16 of this Agreement) or otherwise subject to the “trading window” and pre-clearance requirements of the Parent Trading Policy (and members of their immediate families and households) are permitted to effect trades in Parent securities: (i) only during those specified time periods (“trading windows”) in which such persons are permitted to make sales, purchases or other trades in Parent’s securities under the “trading window” provisions of the Parent Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with Parent’s Xxxxxxx Xxxxxxx Compliance Officer. If a Holder is or becomes subject to the “trading window” and/or “pre-clearance” provisions of the Parent Trading Policy described above, then, notwithstanding anything herein to the contrary, such Holder may sell, transfer and dispose of Registrable Securities only during those trading windows during which such Parent Access Personnel are permitted to effect trades in Parent stock under the Parent Trading Policy and only after pre-clearing such trades with Parent’s Xxxxxxx Xxxxxxx Compliance Officer as provided in the Parent Trading Policy.
Trading Window Compliance. Each Holder acknowledges that the ------------------------- Company maintains an Xxxxxxx Xxxxxxx Compliance Program and an Xxxxxxx Xxxxxxx Policy, as such may be amended (the "Company Trading Policy") and that the Company Trading Policy requires that those directors, officers, and employees whom the Company determines to be "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the Company Trading Policy (and members of their immediate families and households) are permitted to effect trades in Company securities: (i) only during those specified time periods ("trading windows") in which such persons are permitted to make sales, purchases or other trades in the Company's securities under the "trading window" provisions of the Company Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with the Company's Xxxxxxx Xxxxxxx
Trading Window Compliance. The Holders acknowledge that the ------------------------- Excite@Home Xxxxxxx Xxxxxxx Compliance Program and Xxxxxxx Xxxxxxx Policy, as such may be amended from time to time, a current copy of which has been provided to Kendara prior to the Closing (the "Excite@Home Trading Policy") requires that those directors, officers and employees of Excite@Home and its subsidiaries and those other persons whom Excite@Home determines to be "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the Excite@Home Trading Policy (and members of their immediate families and households) are permitted to effect trades in Excite@Home securities: (i) only during those specified time periods ("trading windows") in which such persons are permitted to make sales, purchases or other trades in Excite@Home's securities under the "trading window" provisions of the Excite@Home Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with Excite@Home's Xxxxxxx Xxxxxxx
Trading Window Compliance. The Holders acknowledge that ------------------------- Excite@Home maintains an Xxxxxxx Xxxxxxx Compliance Program and an Xxxxxxx Xxxxxxx Policy, as such may be amended (the "Excite@Home Trading Policy") and that the Excite@Home Trading Policy requires that those directors, officers and employees of Excite@Home and its subsidiaries and those other persons whom Excite@Home determines to be "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the Excite@Home Trading
Trading Window Compliance. The Holders acknowledge that the ------------------------- Keynote Xxxxxxx Xxxxxxx Compliance Program and Xxxxxxx Xxxxxxx Policy, as such may be amended from time to time, a current copy of which has been provided to Velogic prior to the Closing (the "Keynote Trading Policy") requires that those directors, officers, consultants and employees of Keynote and its subsidiaries that Keynote determines to be "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the Keynote Trading Policy (and members of their immediate families and households) are permitted to effect trades in Keynote securities: (i) only during those specified time periods ("trading windows") in which such persons are permitted to make sales, purchases or other trades in Keynote's securities under the "trading window" provisions of the Keynote Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with Keynote's Xxxxxxx Xxxxxxx Compliance Officer. If a Holder is or becomes subject to the "trading window" and/or "pre-clearance" provisions of the Keynote Trading Policy described above, then, notwithstanding anything herein to the contrary, such Holder may sell, transfer and dispose of Registrable Securities only during those trading windows during which such Keynote Access Personnel are permitted to effect trades in Keynote stock under the Keynote Trading Policy and only after pre-clearing such trades with Keynote's Xxxxxxx Xxxxxxx Compliance Officer as provided in the Keynote Trading Policy.
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Trading Window Compliance. The Holders acknowledge that HNC maintains an Insixxx Xxxxxxx Xxxpliance Program and an Insixxx Xxxxxxx Xxxicy, as such may be amended (the "HNC TRADING POLICY") and that the HNC Trading Policy requires that those directors, officers, employees and other persons whom HNC determines to be "Insiders" or "Access Personnel" or otherwise subject to the "trading window" and pre-clearance requirements of the HNC Trading Policy (and members of their immediate families and households) are permitted to effect trades in HNC securities: (i) only during those specified time periods ("TRADING WINDOWS") in which such persons are permitted to make sales, purchases or other
Trading Window Compliance. The Holders acknowledge that the Parent "Statement of Policy Against Xxxxxxx Xxxxxxx and Guidelines with Respect to Certain Transactions in Company Securities," as such may be amended from time to time, a current copy of which has been provided to Company prior to the Closing (the "Parent Trading Policy") requires that those directors, officers and
Trading Window Compliance. The Holders acknowledge that At Home ------------------------- maintains an Xxxxxxx Xxxxxxx Compliance Program and an Xxxxxxx Xxxxxxx Policy, as such may be amended (the "At Home Trading Policy") and that the At Home Trading Policy requires that those directors, officers and employees of At Home and its subsidiaries and those other persons whom At Home determines to be "Access Personnel" or otherwise subject to the "trading window" and pre- clearance requirements of the At Home Trading Policy (and members of their immediate families and households) are permitted to effect trades in At Home securities: (i) only during those specified time periods ("trading windows") in which such persons are permitted to make sales, purchases or other trades in At Home's securities under the "trading window" provisions of the At Home Trading Policy; and (ii) only after pre-clearance of such sales, purchases or other trades with At Home's Xxxxxxx Xxxxxxx
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