TRUSTED CONTACT PERSON DISCLOSURE Sample Clauses

TRUSTED CONTACT PERSON DISCLOSURE. You understand by providing a trusted contact person in the Account Application, you give permission to LPL and its associated persons, including your IAR, to use their discretion to contact the trusted contact person and disclose information about you and your Account in order to: • address concerns that you might be a victim of financial exploitation which could include fraud, coercion, or unauthorized transactions, • address a temporary hold on a disbursement of funds or securities pertaining to possible financial exploitation or other concerns, • confirm your current contact information, • confirm and address your whereabouts and health status, and/or • confirm the identity of any legal guardian, executor, trustee, holder of a power or attorney, or other person who may be acting on your behalf (such as an attorney or accountant).
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TRUSTED CONTACT PERSON DISCLOSURE. You understand by providing a trusted contact person, you give permission to LPL, Advisor, and their associated persons, to use their discretion to contact the trusted contact person and disclose information about you and your account in order to: • address concerns that you might be a victim of financial exploitation which could include fraud, coercion, or unauthorized transactions, • address a temporary hold on a disbursement of funds or securities pertaining to possible financial exploitation or other concerns, • confirm your current contact information, • confirm and address your whereabouts and health status, and/or • confirm the identity of any legal guardian, executor, trustee, holder of a power or attorney, or other person who may be acting on your behalf (such as an attorney or accountant).
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TRUSTED CONTACT PERSON DISCLOSURE. In order to address concerns regarding certain senior customers or other vulnerable investors, FINRA Rule 4512 requires, as of February 5, 2018, that Woodbury ask customers to provide contact information for a Trusted Contact person. If the Customer chooses to provide this information, we are authorized to contact the Trusted Contact person and disclose nonpublic personal information about the customer and their account to confirm the specifics of the customer’s current contact information; if concerns are raised regarding the Customer’s whereabouts or health status (i.e., if Xxxxxxxx becomes concerned that I might need assistance in handling my financial affairs); in the event that Xxxxxxxx becomes concerned that I may be a victim of fraud or exploitation; or to ascertain the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted under applicable law or regulations.
Sample 1
TRUSTED CONTACT PERSON DISCLOSURE. FINRA Rule 4512 requires Stifel to ask clients if they want to name a Trusted Contact Person on their account(s). Naming a Trusted Contact Person gives you the opportunity to designate a person to
Sample 1
TRUSTED CONTACT PERSON DISCLOSURE. In order to address concerns regarding certain senior customers or other vulnerable investors, FINRA Rule 4512 requires, as of February 5, 2018, that Woodbury Financial ask customers to provide contact information for a Trusted Contact person. If the Customer chooses to provide this information, we are authorized to contact the Trusted Contact person and disclose nonpublic personal information about the customer and their account to confirm the specifics of the customer’s current contact information; if concerns are raised regarding the Customer’s whereabouts or health status (i.e., if Woodbury Financial becomes concerned that I might need assistance in handling my financial affairs); in the event that Woodbury Financial becomes concerned that I may be a victim of fraud or exploitation; or to ascertain the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted under applicable law or regulations.
Sample 1
TRUSTED CONTACT PERSON DISCLOSURE. FINRA Rule 4512 requires Stifel to ask clients if they want to name a Trusted Contact Person on their account(s). Naming a Trusted Contact Person gives you the opportunity to designate a person to be your advocate when personal circumstances arise, such as a change in health, capacity, or availability, or changes in your financial activity or behavior. If you give Stifel permission to contact the Trusted Contact Person, Stifel can provide informa- tion about you and any or all of your accounts to the Trusted Contact Person. Stifel will be able to confirm with your Trusted Contact Person whether another individual or entity has been given legal authority to act for you, for example, an agent to whom you have given power of attorney, named successor trustee, or court-appointed guardian, conservator, or executor. Furthermore, Stifel will be able to communicate with individuals who claim legal authority for you and determine the legiti- macy of their legal claim. Stifel is not required to contact your Trusted Contact Person. Naming a Trusted Contact Person is
Sample 1
TRUSTED CONTACT PERSON DISCLOSURE. In order to address concerns regarding certain senior customers or other vulnerable investors, FINRA Rule 4512 requires, as of February 5, 2018, that Royal Alliance ask customers to provide contact information for a Trusted Contact person. If the Customer chooses to provide this information, we are authorized to contact the Trusted Contact person and disclose nonpublic personal information about the customer and their account to confirm the specifics of the customer’s current contact information; if concerns are raised regarding the Customer’s whereabouts or health status (i.e., if Royal Alliance becomes concerned that I might need assistance in handling my financial affairs); in the event that Royal Alliance becomes concerned that I may be a victim of fraud or exploitation; or to ascertain the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted under applicable law or regulations.
Sample 1
TRUSTED CONTACT PERSON DISCLOSURE. In order to address concerns regarding certain senior customers or other vulnerable investors, FINRA Rule 4512 requires, as of February 5, 2018, that Royal Alliance ask customers to provide contact information for a Trusted Contact person. If the Customer chooses to provide this information, we are authorized to contact the Trusted Contact person and disclose nonpublic personal information about the customer and their account to confirm the specifics of the customer’s current contact information; if concerns are raised regarding the Customer’s whereabouts or health status (i.e., if Royal Alliance becomes concerned that I might need assistance in handling my financial affairs); in the event that Royal Alliance becomes concerned that I may be a victim of fraud or exploitation; or to ascertain the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted under applicable law or regulations. Royal Alliance is not required to reach out to the Trusted Contact person under any particular circumstances, and the Customer may change or withdraw their authorization regarding their Trusted Contact person or persons at any time by notifying Royal Alliance at the address shown on the Customer’s account statement.
Sample 1

Related to TRUSTED CONTACT PERSON DISCLOSURE

  • LICENSE HOLDER CONTACT INFORMATION This notice is being provided for information purposes. It does not create an obligation for you to use the broker’s services. Please acknowledge receipt of this notice below and retain a copy for your records.

  • Contact person person who provides a link for administrative information and who, depending on the structure of the higher education institution, may be the departmental coordinator or works at the international relations office or equivalent body within the institution.

  • Notice of Change of Contact Person or Key Personnel The Grantee shall notify in writing the assigned System Agency contract manager within ten business days of any change to the Grantee’s Contact Person or Key Personnel.

  • Contact Persons 12.1 All matters or enquiries regarding this Agreement will be directed to each party’s Contact Person (set out in the Key Details). 12.2 Each party may from time to time change the person designated as its Contact Person on 10 Business Days’ written notice to the other Party.

  • Contact Information In the event of an emergency involving your electric service (e.g. an outage or downed power lines) you should call the emergency line for your DSP. The Ameren Illinois emergency phone number is: (000) 000-0000. In all other situations, you may contact Homefield Energy toll free at (000) 000-0000 or by e-mail at XxxxxxxxxXxxxXxxx@XxxxxxXxxx.xxx; or via mail at Homefield Energy, Attn: Customer Service, P.O. Xxx 000000, Xxxxxx, Xxxxx 00000.

  • Excluded Confidential Information The obligations of the Receiving Party pursuant to the provisions of this Agreement shall not apply to any Confidential Information that: 8.1 is known to, or in the possession of the Receiving Party prior to disclosure thereof by the Disclosing Party; 8.2 is or becomes publicly known, otherwise than as a result of a breach of this Agreement by the Receiving Party; 8.3 is developed independently of the Disclosing Party by the Receiving Party in circumstances that do not amount to a breach of the provisions of this Agreement; 8.4 is disclosed by the Receiving Party to satisfy an order of a court of competent jurisdiction or to comply with the provisions of any law or regulation in force from time to time; provided that in these circumstances, the Receiving Party shall advise the Disclosing Party to enable the Disclosing Party to take whatever steps it deems necessary to protect its interests in this regard and provided further that the Receiving Party will disclose only that portion of the Confidential Information which it is legally required to disclose and the Receiving Party will use its reasonable endeavours to protect the confidentiality of such Confidential Information to the greatest extent possible in the circumstances; 8.5 is disclosed to a third party pursuant to the prior written authorisation and Ltd to the extent of such approval of the Disclosing Party; 8.6 is received from a third party in circumstances that do not result in a breach of the provisions of this Agreement.

  • Grantee’s Notification of Change of Contact Person or Key Personnel The Grantee shall notify in writing their contract manager assigned within ten days of any change to the Grantee's Contact Person or Key Personnel.

  • Relationship Manager Inquiry for Actual Knowledge In addition to the electronic and paper record searches described above, the Reporting Financial Institution must treat as Reportable Accounts any High Value Accounts assigned to a relationship manager (including any accounts aggregated with such account) if the relationship manager, has actual knowledge that the Account Holder is a Specified Person.

  • Return of material containing or pertaining to the Confidential Information 7.1 The Disclosing Party may, at any time, and in its sole discretion request the Receiving Party to return any material and/or data in whatever form containing, pertaining to or relating to Confidential Information disclosed pursuant to the terms of this Agreement and may, in addition request the Receiving Party to furnish a written statement to the effect that, upon such return, the Receiving Party has not retained in its possession, or under its control, either directly or indirectly, any such material and/or data. 7.2 If it is not practically able to do so, the Receiving Party shall destroy or ensure the destruction of all material and/or data in whatever form relating to the Confidential Information disclosed pursuant to the terms of this Agreement and delete, remove or erase or use best efforts to ensure the deletion, erasure or removal from any computer or database or document retrieval system under its or the Representatives' possession or control, all Confidential Information and all documents or files containing or reflecting any Confidential Information, in a manner that makes the deleted, removed or erased data permanently irrecoverable.The Receiving Party shall furnish the Disclosing Party with a written statement signed by one of its directors or duly authorized senior officers to the effect that all such material has been destroyed. 7.3 The Receiving Party shall comply with any request by the Disclosing Party in terms of this clause, within 7 (seven) business days of receipt of any such request.

  • Contact Us In order to resolve a complaint regarding the Services or to receive further information regarding use of the Services, please contact us at: