Underwriter Fees Sample Clauses

Underwriter Fees. You acknowledge that no fees or commissions will be payable by the Company to underwriters, finders or investment bankers with respect to the Offering. The Managing Member has engaged Dalmore Group, LLC to act as the broker-dealer in connection with the sale of Shares pursuant to the Offering and that its commissions and fees will be paid by the Managing Member of the Series.
Sample 1Sample 2Sample 3See All (4)
Underwriter Fees. No fees or commissions will be payable by the Company to brokers, finders or investment bankers with respect to the Offering. Please note that Masterworks has engaged SDDco Brokerage Advisors LLC (“SDDco-BA”) as an underwriter in connection with this Offering and SDDco-BA may engage other broker-dealers to assist us in finding potential investors. SDDco-BA will receive certain fees and commissions and expense reimbursements from Masterworks in respect of its activities, but no commissions, fees or expense reimbursements of SDDco-BA shall be paid by the Company or from the proceeds of this Offering. SDDco-BA is acting solely on a “best efforts” basis and will not acquire any Class A ordinary shares.
Sample 1Sample 2Sample 3See All (4)
Underwriter Fees. You acknowledge that no fees or commissions will be payable by the Company to underwriters, finders or investment bankers with respect to the Offering. The Managing Member has engaged Xxxxxxx to act as the broker-dealer in connection with the sale of Shares pursuant to the Offering and that its commissions and fees will be paid by the Managing Member of the Series.
Sample 1Sample 2
Underwriter Fees. FFRD acknowledges and understands that Danzig is neither a broker-dealer nor a registered investment advisor and FFRD may be required to pay underwriting fees to an underwriter and/or funding entity in connection with any offerings, underwritings or financings.
Sample 1Sample 2
Underwriter Fees. XXXX acknowledges and understands that DANZIG is neither a broker-dealer nor a registered investment advisor and XXXX may be required to pay underwriting fees to an underwriter and/or funding entity in connection with any offerings, underwritings or financings.
Sample 1
Underwriter Fees. The undersigned hereby acknowledges that pursuant to the Underwriting Agreement, Irish HoldCo must pay the Underwriter an underwriting fee of A$8,502,812.30 (being an amount of A$0.01625 per Sale Share).
Sample 1
AutoNDA by SimpleDocs
Underwriter Fees. No fees or commissions will be payable by the Company to brokers, finders or investment bankers with respect to the Offering. Please note that the Company has retained LEX Markets LLC (“LEX Markets LLC”) as an co-arranger, co-selling agent, and co-financial advisor in connection with the Offering, which in turn may engage other broker-dealers to assist us in finding potential investors. LEX Markets will receive certain fees and commissions and expense reimbursements from OpCo in respect of its activities, but no commissions, fees or expense reimbursements of LEX Markets shall be paid by the Company or from the proceeds of the Offering. LEX Markets is acting solely on a “best efforts” basis and will not acquire any Units.
Sample 1
Underwriter Fees. BHL acknowledges and understands that MSI is neither a broker/dealer nor a Registered Investment Advisor and BHL may be required to pay additional underwriting fees in connection with any offerings, underwritings or financings to the appropriate underwriter and/or funding entity in addition to any fees paid to MSI.
Sample 1

Related to Underwriter Fees

  • Underwriter No action taken pursuant to this Section shall relieve any defaulting U.S. Underwriter from liability in respect of its default. In the event of any such default which does not result in a termination of this Agreement or, in the case of a Date of Delivery which is after the Closing Time, which does not result in a termination of the obligation of the U.S. Underwriters to purchase and the Company to sell the relevant U.S. Option Securities, as the case may be, either the U.S. Representatives or the Company shall have the right to postpone Closing Time or the relevant Date of Delivery, as the case may be, for a period not exceeding seven days in order to effect any required changes in the Registration Statement or Prospectus or in any other documents or arrangements. As used herein, the term "U.S. Underwriter" includes any person substituted for a U.S. Underwriter under this Section 10.

  • Underwriters The copies of the Registration Statement and each amendment thereto furnished to the U.S. Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

  • Underwriter’s Cutback Notwithstanding any other provision of this Article II or Section 3.1, if the managing underwriter or underwriters of an Underwritten Offering in connection with a Demand Registration or a Shelf Registration advise the Company in their good faith opinion that the inclusion of all such Registrable Securities proposed to be included in the Registration Statement or such Underwritten Offering would be reasonably likely to interfere with the successful marketing, including, but not limited to, the pricing, timing or distribution, of the Registrable Securities to be offered thereby or in such Underwritten Offering, and no Holder has delivered a Piggyback Notice with respect to such Underwritten Offering, then the number of Shares proposed to be included in such Registration Statement or Underwritten Offering shall be allocated among the Company, the Selling Investors and all other Persons selling Shares in such Underwritten Offering in the following order: (i) first, the Registrable Securities of the class or classes proposed to be registered held by the Holder that initiated such Demand Registration, Shelf Registration or Underwritten Offering and the Registrable Securities of the same class or classes (or convertible at the Holder’s option into such class or classes) held by other Holders requested to be included in such Demand Registration, Shelf Registration or Underwritten Offering (pro rata among the respective Holders of such Registrable Securities in proportion, as nearly as practicable, to the amounts of Registrable Securities requested to be included in such registration by each such Holder at the time of such Demand Registration, Shelf Registration or Underwritten Offering); (ii) second, all other securities of the same class or classes (or convertible at the holder’s option into such class or classes) requested to be included in such Demand Registration, Shelf Registration or Underwritten Offering other than Shares to be sold by the Company; and (iii) third, the Shares of the same class or classes to be sold by the Company. No Registrable Securities excluded from the underwriting by reason of the underwriter’s marketing limitation shall be included in such registration or offering. If the underwriter has not limited the number of Registrable Securities to be underwritten, the Company may include securities for its own account (or for the account of any other Persons) in such registration if the underwriter so agrees and if the number of Registrable Securities would not thereby be limited.

  • Piggyback Expenses The Registration Expenses of the holders of Registrable Securities shall be paid by the Company in all Piggyback Registrations.

  • Registration Fees 39.01 The Employer shall reimburse an employee for the employee’s payment of membership or registration fees to organizations or governing bodies when the payment of such fees is a requirement for the continuation of the performance of the duties of his or her position, or for professional development or certification purposes.

  • Underwriter Agreements The Company is not a party to any agreement with an agent or underwriter for any other “at-the-market” or continuous equity transaction.

  • Offering by Underwriters It is understood that the several Underwriters propose to offer the Securities for sale to the public as set forth in the Prospectus.

  • Underwriting Fee The Underwriting Fee payable by BIP to the Underwriters pursuant to the Offering shall be calculated based on all of the Units purchased hereunder. The Underwriting Fee payable by BIP to the Underwriters pursuant to the Over-Allotment Option shall be calculated based on all of the Additional Units purchased hereunder.

  • Piggy-Back Registrations If, at any time during the Effectiveness Period, there is not an effective Registration Statement covering all of the Registrable Securities and the Company shall determine to prepare and file with the Commission a registration statement relating to an offering for its own account or the account of others under the Securities Act of any of its equity securities, other than on Form S-4 or Form S-8 (each as promulgated under the Securities Act) or their then equivalents relating to equity securities to be issued solely in connection with any acquisition of any entity or business or equity securities issuable in connection with the Company’s stock option or other employee benefit plans, then the Company shall deliver to each Holder a written notice of such determination and, if within fifteen days after the date of the delivery of such notice, any such Holder shall so request in writing, the Company shall include in such registration statement all or any part of such Registrable Securities such Holder requests to be registered; provided, however, that the Company shall not be required to register any Registrable Securities pursuant to this Section 6(e) that are eligible for resale pursuant to Rule 144 (without volume restrictions or current public information requirements) promulgated by the Commission pursuant to the Securities Act or that are the subject of a then effective Registration Statement.

  • Offering by Underwriter It is understood that the Underwriter proposes to offer the Offered Securities for sale to the public as set forth in the Final Prospectus.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!