Xxxxxxxx Funds. A fund established in India under the Payment of Gratuity Act of 1972, to provide for the payment of a gratuity to certain types of employees (e.g., factory and mining workers) of an Indian employer specified in the Payment of Gratuity Act of 1972.
Xxxxxxxx Funds. Each of Xxxxxxxx Asia China Fund, Xxxxxxxx Asia Pacific Tiger Fund, Xxxxxxxx Asia Innovators Fund and Xxxxxxxx China Dividend Fund are series of Xxxxxxxx International Funds (doing business as Xxxxxxxx Asia Funds), an open-end management company registered under the U.S. Investment Company Act of 1940, as amended (“Xxxxxxxx International Funds (US)”). Xxxxxxxx International Funds (US) are broadly held US mutual funds, and their AUM range from approximately US$400 million to US$2 billion. Each of Xxxxxxxx Asia Funds—China Fund and Xxxxxxxx Asia Funds—Pacific Tiger Fund are sub-funds of Xxxxxxxx Asia Funds, a public limited company (socie´te´ anonyme) qualifying as an investment company organized with variable share capital within the meaning of the Luxembourg law of December 17, 2010 on collective investment undertakings incorporated as an umbrella fund comprised of separate sub-funds (“Xxxxxxxx Asia Funds (Lux)”), (together with Xxxxxxxx International Funds (US), the “Xxxxxxxx Funds”). Xxxxxxxx Asia Funds (Lux) are broadly held Luxembourg UCITS, and their AUM range from US$18 million to US$500 million. To the best of knowledge of Xxxxxxxx International Funds (US) and Xxxxxxxx Asia Funds (Lux), each of Xxxxxxxx International Funds (US) and Xxxxxxxx Asia Funds (Lux) had more than 20 shareholders as of the Latest Practicable Date, and none of such shareholders holds 30% or more interests in each of Xxxxxxxx International Funds (US) and Xxxxxxxx Asia Funds (Lux). Xxxxxxxx International Capital Management, LLC (“Xxxxxxxx Asia”) is the authorized agent and the investment manager of the Xxxxxxxx Funds. Xxxxxxxx Asia manages portfolios of securities primarily in the Asia Pacific region on a discretionary basis for institutional clients, including U.S. registered investment companies and similar non-U.S. investment funds (some of which are registered under the laws of the country where they are formed) and other clients worldwide. As of March 31, 2021, Xxxxxxxx Asia had approximately US$30.2 billion in assets under management according to its website.
Xxxxxxxx Funds. By: ------------------------------------------- Name: Xxxxxxxx Xxxx Title: President PHOENIX INVESTMENT COUNSEL, INC. By: ------------------------------------------- Name: Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: XXXXXXXX ASSET MANAGEMENT By: ---------------------------------------- Name: Xxxxxxx Xxxx Title: Chief Financial Officer SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied to State Street Bank and Trust Company (the "Custodian"), the custodian for the Series. The Subadviser must furnish the Custodian with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade (confirmation received from broker). The necessary information can be sent via facsimile machine to the Custodian. Information provided to the Custodian shall include the following:
Xxxxxxxx Funds. (i) Xxxxxxxx Asia ESG Fund; (ii) Xxxxxxxx Asia Innovators Fund; (iii) Xxxxxxxx Asia Growth Fund; (iv) Xxxxxxxx China Dividend Fund; (v) Xxxxxxxx China Small Companies Fund; and (vi) Xxxxxxxx Emerging Markets Small Companies Fund, being publicly offered funds with aggregate fund assets amounting to approximately US$5.7 billion as of May 28, 2021, are series of Xxxxxxxx International Funds (doing business as Xxxxxxxx Asia Funds), an open-end management company registered under the U.S. Investment Company Act of 1940, as amended (“Xxxxxxxx International Funds (US)”).
